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AXT Inc (AXTI)

CUSIP: 00246W103 | NYSE | Technology · Semiconductor Equipment & Materials | Mid Cap | 659 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/ABlackRock, Inc.9,359,63914.3%+4,706,580Sep 30, 202692d ahead of 13F (5,072,242 sh) · +4,287,397
13G/ABlackRock, Inc.9,359,639
14.3% of class · Sep 30, 2026+4,706,580
92d ahead of 13F (5,072,242 sh) · +4,287,397

Institutional Holders — Q3 2026

Shengqi Capital (Hong Kong) Ltd913,200
19.9% of portfolio›$70.7M
Maytree Asset Management Ltd315,386
12.6% of portfolio›$24.4M
Principal Financial Group Inc310,919
0.0% of portfolio›$24.1M
Dimensional Fund Advisors LP281,662
0.0% of portfolio›$21.8M
Tema Etfs LLC149,069
0.4% of portfolio›$11.5M
Imc-Chicago, LLC122,455
0.0% of portfolio›$9.5M
Lido Advisors, LLC105,044
0.0% of portfolio›$8.1M
Bochk Asset Management Ltd93,350
1.0% of portfolio›$7.2M
Caitong International Asset Management Co., Ltd87,637
0.7% of portfolio›$6.8M
Capstone Capital Management Ltd75,650
2.4% of portfolio›$5.9M
SBI Securities Co., Ltd.68,264
0.1% of portfolio›$5.3M
Creative Planning66,871
0.0% of portfolio›$5.2M
Convergence Investment Partners, LLC55,238
0.3% of portfolio›$4.3M
Exchange Traded Concepts, LLC41,675
0.0% of portfolio›$3.2M
Shariaportfolio, Inc.30,262
0.8% of portfolio›$2.3M
Louisiana State Employees Retirement System27,300
0.0% of portfolio›$2.1M
Atlas Brown,Inc.25,000
0.5% of portfolio›$1.9M
State of New Jersey Common Pension Fund D20,072
0.0% of portfolio›$1.6M
FNY Investment Advisers, LLC18,500
1.4% of portfolio›$1.4M
Concurrent Investment Advisors, LLC17,875
0.0% of portfolio›$1.4M
Sierra Summit Advisors LLC17,570
0.2% of portfolio›$1.4M
Arizona State Retirement System17,484
0.0% of portfolio›$1.4M
Simplex Trading, LLC17,369
0.0% of portfolio›$1.3M
Yousif Capital Management, LLC16,617
0.0% of portfolio›$1.3M
Amalgamated Bank16,595
0.0% of portfolio›$1.3M
Strs Ohio15,700
0.0% of portfolio›$1.2M
Commonwealth of Pennsylvania Public School Empls Retrmt SYS15,125
0.0% of portfolio›$1.2M
Ariose Capital Management Ltd15,025
1.4% of portfolio›$1.2M
Oregon Public Employees Retirement Fund14,400
0.0% of portfolio›$1.1M
Dupree Financial Group, LLC14,349
0.4% of portfolio›$1.1M
Golden Reserve Retirement LLC12,500
0.1% of portfolio›$967.6K
Marathon Capital Management11,395
0.2% of portfolio›$882.1K
State of Alaska, Department of Revenue10,784
0.0% of portfolio›$834.0K
Covestor Ltd10,650
1.5% of portfolio›$825.0K
Apollon Wealth Management, LLC10,044
0.0% of portfolio›$777.5K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management9,807
0.0% of portfolio›$759.2K
Cambridge Investment Research Advisors, Inc.9,703
0.0% of portfolio›$751.0K
Princeton Capital Management LLC9,310
0.2% of portfolio›$720.7K
Brookstone Capital Management9,247
0.0% of portfolio›$715.8K
Griffin Asset Management, Inc.8,996
0.1% of portfolio›$696.4K
Pictet Asset Management Holding SA8,932
0.0% of portfolio›$691.4K
ProShare Advisors LLC8,742
0.0% of portfolio›$676.7K
Altfest L J & Co Inc8,108
0.1% of portfolio›$627.6K
Citigroup Inc7,539
0.0% of portfolio›$583.6K
Bosman Wealth Management, LLC7,409
0.4% of portfolio›$573.5K
Mutual of America Capital Management LLC7,325
0.0% of portfolio›$567.0K
Capital Investment Advisors, LLC7,200
0.0% of portfolio›$557.4K
Park Edge Advisors, LLC6,162
0.1% of portfolio›$477.0K
Kestra Advisory Services, LLC6,125
0.0% of portfolio›$474.1K
Xponance LLC5,995
0.0% of portfolio›$464.1K
Capital Investment Advisory Services, LLC5,161
0.0% of portfolio›$399.5K
Laurion Capital Management LP4,966
0.0% of portfolio›$384.4K
Allspring Global Investments Holdings, LLC4,375
0.0% of portfolio›$357.9K
Arcadia Wealth Management, LLC4,202
0.1% of portfolio›$325.3K
Virginia Retirement Systems ET Al4,100
0.0% of portfolio›$317.4K
Sava Infond d.o.o.4,000
0.0% of portfolio›$309.6K
111 Capital3,616
0.0% of portfolio›$279.9K
Swiss Life Asset Management Ltd3,592
0.0% of portfolio›$278.1K
Vise Technologies, Inc.3,539
0.0% of portfolio›$273.9K
CIBC Asset Management Inc3,505
0.0% of portfolio›$271.3K
Lanark Financial, Inc.3,413
0.0% of portfolio›$264.2K
Crossmark Global Holdings, Inc.3,152
0.0% of portfolio›$244.0K
Leonteq Securities AG3,150
0.0% of portfolio›$243.8K
B. Riley Wealth Advisors, Inc.3,001
0.0% of portfolio›$232.3K
Profund Advisors LLC2,931
0.0% of portfolio›$226.9K
Wealth Enhancement Advisory Services, LLC2,926
0.0% of portfolio›$209.7K
Independent Financial Group, LLC2,710
0.0% of portfolio›$209.8K
Axxion S.A.2,664
0.0% of portfolio›$206.2K
KBC Group NV2,420
0.0% of portfolio›$187.0K
New York State Teachers Retirement System2,200
0.0% of portfolio›$170.0K
Sterling Capital Management LLC2,099
0.0% of portfolio›$162.5K
DekaBank Deutsche Girozentrale1,438
0.0% of portfolio›$110
Gamma Investing LLC1,274
0.0% of portfolio›$98.6K
Pinnacle Wealth Planning Services, Inc.1,269
0.0% of portfolio›$98.2K
Signaturefd, LLC952
0.0% of portfolio›$73.7K
Farther Finance Advisors, LLC858
0.0% of portfolio›$66.4K
Bayforest Capital Ltd781
0.1% of portfolio›$60.5K
Nisa Investment Advisors, LLC574
0.0% of portfolio›$44.4K
Cassaday & Co Wealth Management LLC560
0.0% of portfolio›$43.4K
Reyes Financial Architecture, Inc.541
0.0% of portfolio›$41.9K
Rakuten Securities, Inc.444
0.0% of portfolio›$34.4K
EverSource Wealth Advisors, LLC406
0.0% of portfolio›$31.4K
Carolina Wealth Advisors, LLC287
0.0% of portfolio›$22.2K
CoreCap Advisors, LLC250
0.0% of portfolio›$19.4K
Salomon & Ludwin, LLC228
0.0% of portfolio›$17.6K
Hilton Head Capital Partners, LLC200
0.0% of portfolio›$15.5K
Parallel Advisors, LLC189
0.0% of portfolio›$14.6K
Versant Capital Management, Inc170
0.0% of portfolio›$13.2K
Blue Bell Private Wealth Management, LLC127
0.0% of portfolio›$9.8K
IFP Advisors, Inc113
0.0% of portfolio›$8.7K
Hurley Capital, LLC72
0.0% of portfolio›$5.6K
SJS Investment Consulting Inc.62
0.0% of portfolio›$4.8K
Fortitude Family Office, LLC55
0.0% of portfolio›$4.3K
Farmers & Merchants Investments Inc54
0.0% of portfolio›$4.2K
Quest 10 Wealth Builders, Inc.44
0.0% of portfolio›$3.4K
UMB Private Wealth Management, LLC42
0.0% of portfolio›$3.3K
WPG Advisers, LLC39
0.0% of portfolio›$3.0K
Physician Wealth Advisors, Inc.37
0.0% of portfolio›$2.9K
MassMutual Private Wealth & Trust, FSB36
0.0% of portfolio›$2.8K
Provenance Wealth Advisors, LLC36
0.0% of portfolio›$2.8K
Assetmark, Inc19
0.0% of portfolio›$1.5K
Blue Trust, Inc.18
0.0% of portfolio›$1.4K
True Wealth Design, LLC13
0.0% of portfolio›$1.0K
Valley National Advisers Inc12
0.0% of portfolio›$929
North Star Investment Management Corp.11
0.0% of portfolio›$852
Parkside Financial Bank & Trust11
0.0% of portfolio›$852
Hughes Financial Services, LLC10
0.0% of portfolio›$609
JFS Wealth Advisors, LLC10
0.0% of portfolio›$775
Ascentis Wealth Management, LLC7
0.0% of portfolio›$541
Bare Financial Services, Inc7
0.0% of portfolio›$542
Gilpin Wealth Management, LLC6
0.0% of portfolio›$465
Investors Research Corp5
0.0% of portfolio›$387
Financial Consulate, Inc4
0.0% of portfolio›$310
Bell Investment Advisors, Inc4
0.0% of portfolio›$310
Root Financial Partners, LLC4
0.0% of portfolio›$310
Davis Capital Management4
0.0% of portfolio›$310
Laurel Wealth Advisors LLC4
0.0% of portfolio›$310
Rossby Financial, LCC3
0.0% of portfolio›$232
Abound Wealth Management2
0.0% of portfolio›$155
StyleTurnoverLocationFiled
Shengqi Capital (Hong Kong) Ltd
913,200$70.7M19.9%GrowthHighHong Kong, South Korea2026-11-05
Maytree Asset Management Ltd
315,386$24.4M12.6%Agg GrowthVery HighHong Kong, South Korea2026-10-29
Principal Financial Group Inc
310,919$24.1M0.0%CoreLowDes Moines, IA2026-11-02
Dimensional Fund Advisors LP
281,662$21.8M0.0%IndexLowAustin, TX2026-11-04
Tema Etfs LLC
149,069$11.5M0.4%GrowthMediumNew York, NY2026-10-16
Imc-Chicago, LLC
122,455$9.5M0.0%GARPVery HighChicago, IL2026-11-05
Lido Advisors, LLC
105,044$8.1M0.0%GrowthLowLos Angeles, CA2026-11-04
Bochk Asset Management Ltd
93,350$7.2M1.0%Agg GrowthVery HighHong Kong, South Korea2026-10-29
Caitong International Asset Management Co., Ltd
87,637$6.8M0.7%GrowthVery HighHong Kong, South Korea2026-10-29
Capstone Capital Management Ltd
75,650$5.9M2.4%GrowthVery HighHong Kong, South Korea2026-10-21
SBI Securities Co., Ltd.
68,264$5.3M0.1%Agg GrowthLowTokyo, Mexico2026-10-22
Creative Planning
66,871$5.2M0.0%IndexVery LowOverland Park, KS2026-11-02
Convergence Investment Partners, LLC
55,238$4.3M0.3%GARPHighPalm Beach Gardens, FL2026-10-28
Exchange Traded Concepts, LLC
41,675$3.2M0.0%GrowthMediumOklahoma City, OK2026-10-28
Shariaportfolio, Inc.
30,262$2.3M0.8%MomentumMediumLake Mary, FL2026-10-20
Louisiana State Employees Retirement System
27,300$2.1M0.0%IndexLowBaton Rouge, LA2026-10-20
Atlas Brown,Inc.
25,000$1.9M0.5%GrowthLowLouisville, KY2026-10-09
State of New Jersey Common Pension Fund D
20,072$1.6M0.0%CoreLowTrenton, NJ2026-11-05
FNY Investment Advisers, LLC
18,500$1.4M1.4%GrowthVery HighNew York, NY2026-10-16
Concurrent Investment Advisors, LLC
17,875$1.4M0.0%GrowthMediumTampa, FL2026-10-16
Sierra Summit Advisors LLC
17,570$1.4M0.2%Agg GrowthHighIncline Village, NV2026-10-28
Arizona State Retirement System
17,484$1.4M0.0%IndexVery LowPhoenix, AZ2026-11-03
Simplex Trading, LLC
17,369$1.3M0.0%CoreVery HighChicago, IL2026-11-04
Yousif Capital Management, LLC
16,617$1.3M0.0%IndexVery LowBloomfield Hills, MI2026-10-22
Amalgamated Bank
16,595$1.3M0.0%CoreVery LowNew York, NY2026-10-23
Strs Ohio
15,700$1.2M0.0%CoreMediumColumbus, OH2026-10-30
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
15,125$1.2M0.0%CoreLowHarrisburg, PA2026-11-03
Ariose Capital Management Ltd
15,025$1.2M1.4%Agg GrowthVery HighCentral, Hong Kong, South Korea2026-11-02
Oregon Public Employees Retirement Fund
14,400$1.1M0.0%IndexVery LowTigard, OR2026-10-30
Dupree Financial Group, LLC
14,349$1.1M0.4%YieldMediumLexington, KY2026-10-09
Golden Reserve Retirement LLC
12,500$967.6K0.1%ETFVery LowDublin, OH2026-11-02
Marathon Capital Management
11,395$882.1K0.2%CoreLowHunt Valley, MD2026-10-23
State of Alaska, Department of Revenue
10,784$834.0K0.0%CoreVery LowJuneau, AK2026-10-15
Covestor Ltd
10,650$825.0K1.5%ValueHighLondon, United Kingdom2026-10-30
Apollon Wealth Management, LLC
10,044$777.5K0.0%GrowthLowMount Pleasant, SC2026-10-23
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
9,807$759.2K0.0%GrowthVery LowSeattle, WA2026-10-27
Cambridge Investment Research Advisors, Inc.
9,703$751.0K0.0%ETFLowFairfield, IA2026-11-02
Princeton Capital Management LLC
9,310$720.7K0.2%Agg GrowthLowRed Bank, NJ2026-10-27
Brookstone Capital Management
9,247$715.8K0.0%ETFMediumWheaton, IL2026-10-22
Griffin Asset Management, Inc.
8,996$696.4K0.1%CoreLowNew York, NY2026-10-22
Pictet Asset Management Holding SA
8,932$691.4K0.0%GrowthMediumCarouge, Switzerland2026-11-03
ProShare Advisors LLC
8,742$676.7K0.0%GrowthLowBethesda, MD2026-10-29
Altfest L J & Co Inc
8,108$627.6K0.1%ETFHighNew York, NY2026-10-27
Citigroup Inc
7,539$583.6K0.0%CoreMediumNew York, NY2026-11-04
Bosman Wealth Management, LLC
7,409$573.5K0.4%MomentumHighRedlands, CA2026-10-28
Mutual of America Capital Management LLC
7,325$567.0K0.0%IndexLowNew York, NY2026-10-23
Capital Investment Advisors, LLC
7,200$557.4K0.0%CoreLowAtlanta, GA2026-10-22
Park Edge Advisors, LLC
6,162$477.0K0.1%CoreMediumCleveland, OH2026-10-28
Kestra Advisory Services, LLC
6,125$474.1K0.0%CoreLowAustin, TX2026-11-02
Xponance LLC
5,995$464.1K0.0%IndexVery LowPhiladelphia, PA2026-11-03
Capital Investment Advisory Services, LLC
5,161$399.5K0.0%CoreMediumRaleigh, NC2026-10-30
Laurion Capital Management LP
4,966$384.4K0.0%GrowthVery HighNew York, NY2026-10-30
Allspring Global Investments Holdings, LLC
4,375$357.9K0.0%CoreMediumCharlotte, NC2026-11-04
Arcadia Wealth Management, LLC
4,202$325.3K0.1%ETFLowManchester, NH2026-10-22
Virginia Retirement Systems ET Al
4,100$317.4K0.0%CoreMediumRichmond, VA2026-10-28
Sava Infond d.o.o.
4,000$309.6K0.0%Agg GrowthLowMaribor, Andorra2026-10-28
111 Capital
3,616$279.9K0.0%CoreVery HighParis, India2026-11-03
Swiss Life Asset Management Ltd
3,592$278.1K0.0%CoreLowZurich, Switzerland2026-11-03
Vise Technologies, Inc.
3,539$273.9K0.0%IndexLowNew York, NY2026-10-29
CIBC Asset Management Inc
3,505$271.3K0.0%GARPLowToronto, South Africa2026-11-05
Lanark Financial, Inc.
3,413$264.2K0.0%CoreMediumBirmingham, AL2026-10-26
Crossmark Global Holdings, Inc.
3,152$244.0K0.0%GARPMediumHouston, TX2026-10-21
Leonteq Securities AG
3,150$243.8K0.0%CoreHighZurich, Switzerland2026-10-29
B. Riley Wealth Advisors, Inc.
3,001$232.3K0.0%GrowthLowMemphis, TN2026-10-13
Profund Advisors LLC
2,931$226.9K0.0%GrowthLowBethesda, MD2026-10-29
Wealth Enhancement Advisory Services, LLC
2,926$209.7K0.0%CoreLowPlymouth, MN2026-10-13
Independent Financial Group, LLC
2,710$209.8K0.0%GrowthLowSan Diego, CA2026-10-13
Axxion S.A.
2,664$206.2K0.0%CoreN/AGrevenmacher, Netherlands2026-10-22
KBC Group NV
2,420$187.0K0.0%CoreMediumBrussels, Czech Republic2026-10-22
New York State Teachers Retirement System
2,200$170.0K0.0%CoreVery LowAlbany, NY2026-10-22
Sterling Capital Management LLC
2,099$162.5K0.0%GARPMediumCharlotte, NC2026-10-22
DekaBank Deutsche Girozentrale
1,438$1100.0%CoreLowFrankfurt, Hong Kong2026-10-27
Gamma Investing LLC
1,274$98.6K0.0%IndexVery LowFoster City, CA2026-10-08
Pinnacle Wealth Planning Services, Inc.
1,269$98.2K0.0%GARPLowMansfield, OH2026-10-27
Signaturefd, LLC
952$73.7K0.0%IndexLowAtlanta, GA2026-10-23
Farther Finance Advisors, LLC
858$66.4K0.0%IndexLowSan Francisco, CA2026-10-08
Bayforest Capital Ltd
781$60.5K0.1%Deep ValueVery HighLondon, United Kingdom2026-11-03
Nisa Investment Advisors, LLC
574$44.4K0.0%IndexVery LowSt. Louis, MO2026-10-20
Cassaday & Co Wealth Management LLC
560$43.4K0.0%ETFVery LowMclean, VA2026-10-27
Reyes Financial Architecture, Inc.
541$41.9K0.0%ETFVery HighSan Diego, CA2026-10-22
Rakuten Securities, Inc.
444$34.4K0.0%Agg GrowthHighTokyo, Mexico2026-11-02
EverSource Wealth Advisors, LLC
406$31.4K0.0%CoreMediumBirmingham, AL2026-11-04
Carolina Wealth Advisors, LLC
287$22.2K0.0%YieldHighMyrtle Beach, SC2026-10-23
CoreCap Advisors, LLC
250$19.4K0.0%ETFMediumSouthfield, MI2026-10-08
Salomon & Ludwin, LLC
228$17.6K0.0%ETFVery LowRichmond, VA2026-10-29
Hilton Head Capital Partners, LLC
200$15.5K0.0%CoreMediumHilton Head Island, SC2026-10-23
Parallel Advisors, LLC
189$14.6K0.0%IndexLowSan Francisco, CA2026-11-03
Versant Capital Management, Inc
170$13.2K0.0%GARPLowPhoenix, AZ2026-10-02
Blue Bell Private Wealth Management, LLC
127$9.8K0.0%YieldVery LowBlue Bell, PA2026-10-29
IFP Advisors, Inc
113$8.7K0.0%GrowthLowTampa, FL2026-10-16
Hurley Capital, LLC
72$5.6K0.0%GARPMediumNew York, NY2026-11-05
SJS Investment Consulting Inc.
62$4.8K0.0%ETFVery LowSylvania, OH2026-10-26
Fortitude Family Office, LLC
55$4.3K0.0%ETFMediumScottsdale, AZ2026-10-14
Farmers & Merchants Investments Inc
54$4.2K0.0%CoreVery LowLincoln, NE2026-10-22
Quest 10 Wealth Builders, Inc.
44$3.4K0.0%ETFLowFuquay-Varina, VA2026-11-02
UMB Private Wealth Management, LLC
42$3.3K0.0%GrowthN/AKansas City, MO2026-10-19
WPG Advisers, LLC
39$3.0K0.0%CoreLowBaltimore, MD2026-10-27
Physician Wealth Advisors, Inc.
37$2.9K0.0%ETFMediumMidvale, UT2026-10-20
MassMutual Private Wealth & Trust, FSB
36$2.8K0.0%CoreLowSpringfield, MA2026-10-05
Provenance Wealth Advisors, LLC
36$2.8K0.0%ETFLowFort Lauderdale, FL2026-10-30
Assetmark, Inc
19$1.5K0.0%ETFLowConcord, CA2026-10-21
Blue Trust, Inc.
18$1.4K0.0%ETFLowBrentwood, TN2026-10-15
True Wealth Design, LLC
13$1.0K0.0%ETFMediumAkron, OH2026-10-13
Valley National Advisers Inc
12$9290.0%ETFLowBethlehem, PA2026-10-23
North Star Investment Management Corp.
11$8520.0%CoreLowChicago, IL2026-10-27
Parkside Financial Bank & Trust
11$8520.0%CoreVery LowSaint Louis, MO2026-10-27
Hughes Financial Services, LLC
10$6090.0%ETFLowHerndon, VA2026-10-30
JFS Wealth Advisors, LLC
10$7750.0%ETFVery LowHermitage, PA2026-11-03
Ascentis Wealth Management, LLC
7$5410.0%Agg GrowthLowDallas, TX2026-11-03
Bare Financial Services, Inc
7$5420.0%ETFVery LowGap, PA2026-11-04
Gilpin Wealth Management, LLC
6$4650.0%GrowthLowDenver, CO2026-10-09
Investors Research Corp
5$3870.0%ETFLowAtlanta, GA2026-10-07
Financial Consulate, Inc
4$3100.0%ETFLowHunt Valley, MD2026-10-23
Bell Investment Advisors, Inc
4$3100.0%ETFVery LowOrinda, CA2026-10-29
Root Financial Partners, LLC
4$3100.0%ETFMediumEncinitas, CA2026-10-21
Davis Capital Management
4$3100.0%CoreLowJacksonville, FL2026-10-08
Laurel Wealth Advisors LLC
4$3100.0%CoreVery LowCharlotte, NC2026-10-27
Rossby Financial, LCC
3$2320.0%ETFMediumMelbourne, FL2026-11-05
Abound Wealth Management
2$1550.0%ETFVery LowFranklin, TN2026-10-26