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Advent Conv & Income FD

CUSIP: 00764C117 | 64 institutional holders

Quarters

Q3 2024
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Institutional Holders — Q3 2024

SIT Investment Associates Inc2,263,623
0.0% of portfolio›$45
UBS Group AG1,732,867
0.0% of portfolio›$34.7K
Morgan Stanley1,192,209
0.0% of portfolio›$23.7K
Wells Fargo & Company729,262
0.0% of portfolio›$14.5K
Absolute Investment Advisers, LLC615,360
0.0% of portfolio›$12.2K
LPL Financial LLC434,865
0.0% of portfolio›$8.7K
Alpine Global Management, LLC321,250
0.0% of portfolio›$6.4K
Koshinski Asset Management, Inc.316,101
0.0% of portfolio›$6.3K
Boothbay Fund Management, LLC307,500
0.0% of portfolio›$6.1K
Quarry LP264,490
0.0% of portfolio›$5.3K
Baird Financial Group, Inc.205,705
0.0% of portfolio›$4.1K
Commonwealth Equity Services, LLC178,357
0.0% of portfolio›$4
Osaic Holdings, Inc.113,934
0.0% of portfolio›$2.3K
Cable Car Capital, LPA100,000
0.0% of portfolio›$2.0K
Yakira Capital Management, Inc.84,189
0.0% of portfolio›$1.7K
Cambridge Investment Research Advisors, Inc.77,580
0.0% of portfolio›$2
9258 Wealth Management, LLC59,548
0.0% of portfolio›$1.2K
Stolper Co56,166
0.0% of portfolio›$1
Modern Wealth Management, LLC54,980
0.0% of portfolio›$1.1K
NewEdge Advisors, LLC48,061
0.0% of portfolio›$957
Royal Bank of Canada47,090
0.0% of portfolio›$1.0K
Wealth Enhancement Advisory Services, LLC40,871
0.0% of portfolio›$813
PFG Investments, LLC38,218
0.0% of portfolio›$760
Twelve Points Wealth Management LLC35,883
0.0% of portfolio›$714
Heron Bay Capital Management35,113
0.0% of portfolio›$699
Centurion Wealth Management LLC31,843
0.0% of portfolio›$634
Virtu Financial LLC27,692
0.0% of portfolio›$1
Susquehanna International Group, LLP26,160
0.0% of portfolio›$521
Sage Capital Management, LLC25,200
0.0% of portfolio›$504
Steward Partners Investment Advisory, LLC24,048
0.0% of portfolio›$479
Oxbow Advisors, LLC23,176
0.0% of portfolio›$461
Beacon Pointe Advisors, LLC23,073
0.0% of portfolio›$459
Truist Financial Corp22,129
0.0% of portfolio›$443
Vanguard Capital Wealth Advisors20,669
0.0% of portfolio›$411
Compound Planning, Inc.20,213
0.0% of portfolio›$402
Two Sigma Securities, LLC18,362
0.0% of portfolio›$365
PNC Financial Services Group, Inc.18,326
0.0% of portfolio›$367
Raymond James Trust N.A.16,495
0.0% of portfolio›$329
Elco Management Co., LLC14,000
0.0% of portfolio›$279
Melfa Wealth Management, Inc.13,800
0.0% of portfolio›$275
Jaffetilchin Investment Partners, LLC13,368
0.0% of portfolio›$266
Oppenheimer & Co Inc13,297
0.0% of portfolio›$265
Stifel Financial Corp11,411
0.0% of portfolio›$227
Pinnacle Wealth Planning Services, Inc.10,943
0.0% of portfolio›$218
Northern Trust Corp10,878
0.0% of portfolio›$216
Concurrent Investment Advisors, LLC10,099
0.0% of portfolio›$201
Northwestern Mutual Wealth Management Co5,052
0.0% of portfolio›$101
Larson Financial Group LLC3,795
0.0% of portfolio›$76
Zb,n.a.2,010
0.0% of portfolio›$40
Atlantic Trust Group, LLC1,949
0.0% of portfolio›$37
US Bancorp \de\1,474
0.0% of portfolio›$29
Bartlett & Co. Wealth Management LLC1,300
0.0% of portfolio›$26
Global Retirement Partners, LLC1,124
0.0% of portfolio›$22
Fortis Group Advisors, LLC909
0.0% of portfolio›$17
Atticus Wealth Management, LLC837
0.0% of portfolio›$17
International Assets Investment Management, LLC691
0.1% of portfolio›$34.7K
Fourpath Capital Management, LLC480
0.0% of portfolio›$10
CWM, LLC423
0.0% of portfolio›$0
North Star Investment Management Corp.419
0.0% of portfolio›$8
Allworth Financial LP400
0.0% of portfolio›$8
Assetmark, Inc262
0.0% of portfolio›$5
Coppell Advisory Solutions LLC105
0.0% of portfolio›$3
Comerica Bank75
0.0% of portfolio›$1
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
SIT Investment Associates Inc
2,263,623$450.0%YieldLowMinneapolis, MN2024-11-13
UBS Group AG
1,732,867$34.7K0.0%CoreMediumZurich, Switzerland2024-11-14
Morgan Stanley
1,192,209$23.7K0.0%CoreLowNew York, NY2025-05-14
Wells Fargo & Company
729,262$14.5K0.0%CoreLowSan Francisco, CA2024-11-13
Absolute Investment Advisers, LLC
615,360$12.2K0.0%YieldHighRosemary Beach, FL2025-01-30
LPL Financial LLC
434,865$8.7K0.0%IndexVery LowFort Mill, SC2024-11-08
Alpine Global Management, LLC
321,250$6.4K0.0%YieldVery HighNew York, NY2024-11-14
Koshinski Asset Management, Inc.
316,101$6.3K0.0%ETFLowDecatur, IL2024-10-10
Boothbay Fund Management, LLC
307,500$6.1K0.0%ValueVery HighNew York, NY2024-11-14
Quarry LP
264,490$5.3K0.0%YieldVery HighNew York, NY2024-11-14
Baird Financial Group, Inc.
205,705$4.1K0.0%CoreLowMilwaukee, WI2024-11-14
Commonwealth Equity Services, LLC
178,357$40.0%ETFLowWaltham, MA2024-10-18
Osaic Holdings, Inc.
113,934$2.3K0.0%IndexLowScottsdale, AZ2024-11-13
Cable Car Capital, LPActivist
100,000$2.0K0.0%GrowthMediumSan Francisco, CA2024-11-14
Yakira Capital Management, Inc.
84,189$1.7K0.0%YieldVery HighWestport, CT2024-11-13
Cambridge Investment Research Advisors, Inc.
77,580$20.0%ETFLowFairfield, IA2024-10-28
9258 Wealth Management, LLC
59,548$1.2K0.0%GrowthVery LowBlue Ash, OH2024-11-12
Stolper Co
56,166$10.0%ValueMediumTulsa, OK2024-10-09
Modern Wealth Management, LLC
54,980$1.1K0.0%ETFMediumKansas City, MO2025-05-30
NewEdge Advisors, LLC
48,061$9570.0%CoreLowNew Orleans, LA2024-11-14
Royal Bank of Canada
47,090$1.0K0.0%CoreLowToronto, Australia2024-11-14
Wealth Enhancement Advisory Services, LLC
40,871$8130.0%CoreLowPlymouth, MN2024-10-24
PFG Investments, LLC
38,218$7600.0%CoreLowWoodbury, NY2024-10-24
Twelve Points Wealth Management LLC
35,883$7140.0%ETFMediumConcord, MA2024-10-16
Heron Bay Capital Management
35,113$6990.0%ValueLowBloomfield Hills, MI2024-11-08
Centurion Wealth Management LLC
31,843$6340.0%ETFMediumMclean, VA2024-11-07
Virtu Financial LLC
27,692$10.0%GARPVery HighNew York, NY2024-11-20
Susquehanna International Group, LLP
26,160$5210.0%GrowthHighBala Cynwyd, PA2024-11-14
Sage Capital Management, LLC
25,200$5040.0%ETFLowStockton, NJ2024-10-30
Steward Partners Investment Advisory, LLC
24,048$4790.0%CoreLowStamford, CT2024-11-14
Oxbow Advisors, LLC
23,176$4610.0%CoreMediumAustin, TX2024-11-01
Beacon Pointe Advisors, LLC
23,073$4590.0%ETFLowNewport Beach, CA2024-11-14
Truist Financial Corp
22,129$4430.0%CoreLowCharlotte, NC2024-11-13
Vanguard Capital Wealth Advisors
20,669$4110.0%GrowthMediumDenver, CO2024-10-25
Compound Planning, Inc.
20,213$4020.0%CoreLowNew York, NY2024-10-08
Two Sigma Securities, LLC
18,362$3650.0%ValueVery HighNew York, NY2024-11-14
PNC Financial Services Group, Inc.
18,326$3670.0%GrowthVery LowPittsburgh, PA2024-11-08
Raymond James Trust N.A.
16,495$3290.0%N/AN/ASt. Petersburg, FL2024-11-12
Elco Management Co., LLC
14,000$2790.0%CoreLowNew York, NY2024-11-14
Melfa Wealth Management, Inc.
13,800$2750.0%YieldLowWestborough, MA2024-10-16
Jaffetilchin Investment Partners, LLC
13,368$2660.0%GrowthVery LowTampa, FL2024-11-04
Oppenheimer & Co Inc
13,297$2650.0%CoreLowNew York, NY2024-11-05
Stifel Financial Corp
11,411$2270.0%CoreLowSt. Louis, MO2024-11-14
Pinnacle Wealth Planning Services, Inc.
10,943$2180.0%GARPLowMansfield, OH2024-11-13
Northern Trust Corp
10,878$2160.0%IndexVery LowChicago, IL2024-11-13
Concurrent Investment Advisors, LLC
10,099$2010.0%CoreMediumTampa, FL2024-10-30
Northwestern Mutual Wealth Management Co
5,052$1010.0%IndexVery LowMilwaukee, WI2024-11-12
Larson Financial Group LLC
3,795$760.0%GrowthLowSt Louis, MO2024-11-12
Zb,n.a.
2,010$400.0%GrowthVery LowSalt Lake City, UT2024-11-06
Atlantic Trust Group, LLC
1,949$370.0%N/AN/AAtlanta, 2Q2024-11-13
US Bancorp \de\
1,474$290.0%CoreLowMinneapolis, MN2024-10-28
Bartlett & Co. Wealth Management LLC
1,300$260.0%CoreVery LowCincinnati, OH2024-10-17
Global Retirement Partners, LLC
1,124$220.0%CoreLowSan Rafael, CA2024-10-16
Fortis Group Advisors, LLC
909$170.0%ETFHighWestwood, NJ2024-10-21
Atticus Wealth Management, LLC
837$170.0%ETFLowPalm Beach Gardens, FL2024-10-15
International Assets Investment Management, LLC
691$34.7K0.1%GrowthMediumOrlando, FL2024-10-22
Fourpath Capital Management, LLC
480$100.0%CoreMediumOklahoma City, OK2024-11-08
CWM, LLC
423$00.0%GrowthVery LowOmaha, NE2024-10-08
North Star Investment Management Corp.
419$80.0%ValueLowChicago, IL2024-10-30
Allworth Financial LP
400$80.0%ETFLowFolsom, CA2024-10-23
Assetmark, Inc
262$50.0%ETFLowConcord, CA2024-11-01
Coppell Advisory Solutions LLC
105$30.0%ETFMediumCoppell, TX2024-11-14
Comerica Bank
75$10.0%GrowthVery LowDetroit, MI2024-11-14
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2024-10-10