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Anixa Biosciences Inc (ANIX)

CUSIP: 03528H109 | NYSE | Healthcare · Biotechnology | Micro Cap | 170 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/AMichael Catelani2,468,1037.0%New 5%+ stakeJan 5, 2026No 13F filer matched
13D/AMichael Catelani2,468,103
7.0% of class · Jan 5, 2026New 5%+ stake
No 13F filer matched

Institutional Holders — Q3 2026

D.A. Davidson & Co.494,949
0.0% of portfolio›$1.5M
CoreCap Advisors, LLC62,020
0.0% of portfolio›$181.7K
Bank of New York Mellon Corp47,442
0.0% of portfolio›$139.0K
Westside Investment Management, Inc.43,000
0.0% of portfolio›$126.0K
Kestra Advisory Services, LLC40,500
0.0% of portfolio›$118.7K
First Affirmative Financial Network36,000
0.0% of portfolio›$105.5K
Gemmer Asset Management LLC35,000
0.0% of portfolio›$102.6K
Vontobel Holding Ltd.30,000
0.0% of portfolio›$87.9K
Nations Financial Group Inc,22,500
0.0% of portfolio›$65.9K
Keybank National Association15,810
0.0% of portfolio›$46.3K
Robertson Stephens Wealth Management, LLC15,649
0.0% of portfolio›$45.9K
Continuum Wealth Advisors, LLC13,752
0.0% of portfolio›$40.3K
Simplicity Wealth,LLC12,000
0.0% of portfolio›$35.2K
Cherry Creek Investment Advisors, Inc.10,026
0.0% of portfolio›$29.4K
DeDora Capital, Inc.5,000
0.0% of portfolio›$14.7K
PNC Financial Services Group, Inc.3,039
0.0% of portfolio›$8.9K
Livelsberger Financial Advisory1,634
0.0% of portfolio›$4.8K
North Star Investment Management Corp.1,500
0.0% of portfolio›$4.4K
SBI Securities Co., Ltd.1,170
0.0% of portfolio›$3.4K
IFP Advisors, Inc680
0.0% of portfolio›$2.0K
Parkside Financial Bank & Trust602
0.0% of portfolio›$1.8K
Larson Financial Group LLC500
0.0% of portfolio›$1.5K
US Bancorp \de\400
0.0% of portfolio›$1.2K
Caitong International Asset Management Co., Ltd37
0.0% of portfolio›$108
Barclays PLC2
0.0% of portfolio›$6
StyleTurnoverLocationFiled
D.A. Davidson & Co.
494,949$1.5M0.0%CoreLowGreat Falls, MT2026-10-28
CoreCap Advisors, LLC
62,020$181.7K0.0%ETFMediumSouthfield, MI2026-10-08
Bank of New York Mellon Corp
47,442$139.0K0.0%CoreLowNew York, NY2026-11-05
Westside Investment Management, Inc.
43,000$126.0K0.0%GrowthLowSanta Monica, CA2026-11-02
Kestra Advisory Services, LLC
40,500$118.7K0.0%CoreLowAustin, TX2026-11-02
First Affirmative Financial Network
36,000$105.5K0.0%CoreN/AColorado Springs, CO2026-10-21
Gemmer Asset Management LLC
35,000$102.6K0.0%ETFLowWalnut Creek, CA2026-10-16
Vontobel Holding Ltd.
30,000$87.9K0.0%CoreMediumZurich, Switzerland2026-10-16
Nations Financial Group Inc,
22,500$65.9K0.0%CoreLowCedar Rapids, IA2026-11-05
Keybank National Association
15,810$46.3K0.0%CoreLowBrooklyn, OH2026-11-04
Robertson Stephens Wealth Management, LLC
15,649$45.9K0.0%ETFMediumSan Francisco, CA2026-10-16
Continuum Wealth Advisors, LLC
13,752$40.3K0.0%ETFMediumSaratoga Springs, NY2026-10-20
Simplicity Wealth,LLC
12,000$35.2K0.0%ETFLowSummit, NJ2026-10-23
Cherry Creek Investment Advisors, Inc.
10,026$29.4K0.0%GrowthLowEnglewood, CO2026-10-14
DeDora Capital, Inc.
5,000$14.7K0.0%ETFVery LowNapa, CA2026-10-26
PNC Financial Services Group, Inc.
3,039$8.9K0.0%GrowthVery LowPittsburgh, PA2026-11-06
Livelsberger Financial Advisory
1,634$4.8K0.0%YieldVery LowAshland, OH2026-10-28
North Star Investment Management Corp.
1,500$4.4K0.0%CoreLowChicago, IL2026-10-27
SBI Securities Co., Ltd.
1,170$3.4K0.0%Agg GrowthLowTokyo, Mexico2026-10-22
IFP Advisors, Inc
680$2.0K0.0%GrowthLowTampa, FL2026-10-16
Parkside Financial Bank & Trust
602$1.8K0.0%CoreVery LowSaint Louis, MO2026-10-27
Larson Financial Group LLC
500$1.5K0.0%GrowthLowSt Louis, MO2026-11-05
US Bancorp \de\
400$1.2K0.0%IndexLowMinneapolis, MN2026-11-05
Caitong International Asset Management Co., Ltd
37$1080.0%GrowthVery HighHong Kong, South Korea2026-10-29
Barclays PLC
2$60.0%CoreMediumLondon, United Kingdom2026-11-06