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Midcap Financial Investment (MFIC)

CUSIP: 03761U502 | NYSE | Financial Services · Asset Management | Small Cap | 562 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Russell Investments Group, Ltd.1,172,112
0.0% of portfolio›$10.2M
Muzinich & Co., Inc.757,054
2.2% of portfolio›$6.6M
Sumitomo Mitsui Trust Group, Inc.549,575
0.0% of portfolio›$4.8M
Condor Capital Management435,851
0.3% of portfolio›$3.8M
D.A. Davidson & Co.367,935
0.0% of portfolio›$3.2M
United Advisor Group, LLC263,690
0.2% of portfolio›$2.3M
Beach Point Capital Management LP240,361
0.9% of portfolio›$2.1M
LPL Financial LLC229,178
0.0% of portfolio›$2.0M
Y-Intercept (Hong Kong) Ltd190,062
0.0% of portfolio›$1.7M
J.W. Cole Advisors, Inc.133,895
0.0% of portfolio›$1.2M
Confluence Investment Management LLC126,539
0.0% of portfolio›$1.1M
LSV Asset Management96,100
0.0% of portfolio›$840.0K
Lido Advisors, LLC78,125
0.0% of portfolio›$682.8K
Sigma Planning Corp68,531
0.0% of portfolio›$599.0K
Millennium Capital Advisors, LLC61,823
0.3% of portfolio›$540.3K
Garner Asset Management Corp59,010
0.2% of portfolio›$493.3K
Capital Investment Advisors, LLC54,253
0.0% of portfolio›$474.2K
BI Asset Management Fondsmaeglerselskab A/S50,657
0.0% of portfolio›$443.0K
Tcfg Investment Advisors, LLC41,163
0.1% of portfolio›$359.8K
Creative Planning39,261
0.0% of portfolio›$343.1K
Hennion & Walsh Asset Management, Inc.33,589
0.0% of portfolio›$293.6K
Closed-End Fund Advisors, Inc.32,896
0.3% of portfolio›$287.5K
Meridian Investment Counsel Inc.32,103
0.1% of portfolio›$280.6K
Cidel Asset Management Inc31,557
0.0% of portfolio›$275.8K
Wedbush Securities Inc29,177
0.0% of portfolio›$255.0K
Truist Financial Corp27,235
0.0% of portfolio›$238.0K
International Assets Investment Management, LLC26,200
0.0% of portfolio›$229.0K
Beverly Hills Private Wealth, LLC25,978
0.0% of portfolio›$227.0K
DKM Wealth Management, Inc.23,500
0.1% of portfolio›$205.4K
Generali Investments CEE, investicni spolecnost, a.s.22,281
0.0% of portfolio›$224.6K
Commonwealth Equity Services, LLC21,685
0.0% of portfolio›$189.5K
Park Avenue Securities LLC20,579
0.0% of portfolio›$180.0K
Onyx Bridge Wealth Group LLC18,973
0.0% of portfolio›$165.8K
Kestra Advisory Services, LLC18,080
0.0% of portfolio›$158.0K
Americana Partners, LLC16,952
0.0% of portfolio›$148.2K
HB Wealth Management, LLC14,907
0.0% of portfolio›$130.3K
ProShare Advisors LLC14,322
0.0% of portfolio›$125.2K
Melfa Wealth Management, Inc.13,718
0.1% of portfolio›$119.9K
First Affirmative Financial Network12,507
0.0% of portfolio›$109.3K
Oppenheimer & Co Inc12,032
0.0% of portfolio›$105.2K
LB Partners LLC12,000
0.1% of portfolio›$104.9K
Decision Investments, Inc11,630
0.1% of portfolio›$101.6K
MRA Advisory Group11,432
0.0% of portfolio›$99.9K
Bayshore Capital Advisors, LLC11,380
0.1% of portfolio›$99.5K
Bank Pictet & Cie (Europe) AG11,018
0.0% of portfolio›$96.3K
Williams Jones Wealth Management, Llc.10,901
0.0% of portfolio›$95.3K
Dumont & Blake Investment Advisors LLC10,548
0.0% of portfolio›$92.2K
Stiles Financial Services Inc10,361
0.0% of portfolio›$90.6K
Walser Wealth Management Company, A Ltd Liability Co10,143
0.0% of portfolio›$88.7K
Fifth Third Bancorp9,933
0.0% of portfolio›$86.8K
Parkside Financial Bank & Trust8,507
0.0% of portfolio›$74.3K
PNC Financial Services Group, Inc.4,531
0.0% of portfolio›$39.6K
Financial Consulate, Inc4,355
0.0% of portfolio›$38.1K
Access Investment Management LLC4,000
0.0% of portfolio›$35.0K
Physician Wealth Advisors, Inc.3,500
0.0% of portfolio›$30.6K
Advocate Investing Services LLC3,133
0.0% of portfolio›$27.4K
Allworth Financial LP2,510
0.0% of portfolio›$25.3K
Central Trust Co2,000
0.0% of portfolio›$17.5K
Signaturefd, LLC1,985
0.0% of portfolio›$17.3K
Summit Securities Group LLC1,756
0.0% of portfolio›$15.3K
Pinnacle Wealth Planning Services, Inc.1,253
0.0% of portfolio›$11.0K
IFP Advisors, Inc987
0.0% of portfolio›$8.6K
Hilton Head Capital Partners, LLC919
0.0% of portfolio›$8.0K
Triumph Capital Management760
0.0% of portfolio›$6.6K
Simplex Trading, LLC707
0.0% of portfolio›$6.2K
US Bancorp \de\657
0.0% of portfolio›$5.7K
Parallel Advisors, LLC525
0.0% of portfolio›$4.6K
Farther Finance Advisors, LLC522
0.0% of portfolio›$4.6K
Assetmark, Inc500
0.0% of portfolio›$4.4K
First Command Advisory Services, Inc.351
0.0% of portfolio›$3.1K
Cassaday & Co Wealth Management LLC333
0.0% of portfolio›$2.9K
CoreCap Advisors, LLC333
0.0% of portfolio›$2.9K
Key FInancial Inc150
0.0% of portfolio›$1.3K
Peoples Financial Services Corp.78
0.0% of portfolio›$681
Caitong International Asset Management Co., Ltd42
0.0% of portfolio›$367
StyleTurnoverLocationFiled
Russell Investments Group, Ltd.
1,172,112$10.2M0.0%CoreLowSeattle, WA2026-11-06
Muzinich & Co., Inc.
757,054$6.6M2.2%YieldVery LowNew York, NY2026-10-22
Sumitomo Mitsui Trust Group, Inc.
549,575$4.8M0.0%IndexVery LowChiyoda-Ku, Tokyo, Mexico2026-10-29
Condor Capital Management
435,851$3.8M0.3%ETFLowMartinsville, NJ2026-11-06
D.A. Davidson & Co.
367,935$3.2M0.0%CoreLowGreat Falls, MT2026-10-28
United Advisor Group, LLC
263,690$2.3M0.2%ETFLowCincinnati, OH2026-11-03
Beach Point Capital Management LP
240,361$2.1M0.9%YieldMediumSanta Monica, CA2026-10-20
LPL Financial LLC
229,178$2.0M0.0%IndexVery LowFort Mill, SC2026-11-06
Y-Intercept (Hong Kong) Ltd
190,062$1.7M0.0%ValueVery HighHong Kong, South Korea2026-10-16
J.W. Cole Advisors, Inc.
133,895$1.2M0.0%IndexLowTampa, FL2026-11-05
Confluence Investment Management LLC
126,539$1.1M0.0%ValueMediumSt. Louis, MO2026-10-01
LSV Asset Management
96,100$840.0K0.0%Deep ValueMediumChicago, IL2026-11-06
Lido Advisors, LLC
78,125$682.8K0.0%GrowthLowLos Angeles, CA2026-11-04
Sigma Planning Corp
68,531$599.0K0.0%GrowthMediumAnn Arbor, MI2026-10-23
Millennium Capital Advisors, LLC
61,823$540.3K0.3%GrowthLowLittle Rock, AR2026-10-16
Garner Asset Management Corp
59,010$493.3K0.2%CoreLowPlano, TX2026-10-30
Capital Investment Advisors, LLC
54,253$474.2K0.0%CoreLowAtlanta, GA2026-10-22
BI Asset Management Fondsmaeglerselskab A/S
50,657$443.0K0.0%CoreMediumKobenhavn, Greece2026-10-22
Tcfg Investment Advisors, LLC
41,163$359.8K0.1%GrowthMediumLaguna Niguel, CA2026-10-20
Creative Planning
39,261$343.1K0.0%IndexVery LowOverland Park, KS2026-11-02
Hennion & Walsh Asset Management, Inc.
33,589$293.6K0.0%ValueMediumParsippany, NJ2026-10-13
Closed-End Fund Advisors, Inc.
32,896$287.5K0.3%YieldMediumRichmond, VA2026-11-04
Meridian Investment Counsel Inc.
32,103$280.6K0.1%GARPLowLafayette, CA2026-10-14
Cidel Asset Management Inc
31,557$275.8K0.0%CoreMediumToronto, Australia2026-10-29
Wedbush Securities Inc
29,177$255.0K0.0%CoreLowPasadena, CA2026-10-22
Truist Financial Corp
27,235$238.0K0.0%CoreLowCharlotte, NC2026-10-30
International Assets Investment Management, LLC
26,200$229.0K0.0%CoreVery HighOrlando, FL2026-11-02
Beverly Hills Private Wealth, LLC
25,978$227.0K0.0%ValueMediumBeverly Hills, CA2026-11-04
DKM Wealth Management, Inc.
23,500$205.4K0.1%YieldVery LowStockton, CA2026-10-09
Generali Investments CEE, investicni spolecnost, a.s.
22,281$224.6K0.0%CoreLowPrague, Bahrain2026-10-15
Commonwealth Equity Services, LLC
21,685$189.5K0.0%ETFLowWaltham, MA2026-11-02
Park Avenue Securities LLC
20,579$180.0K0.0%ETFMediumNew York, NY2026-10-26
Onyx Bridge Wealth Group LLC
18,973$165.8K0.0%ETFMediumTarrytown, NY2026-10-16
Kestra Advisory Services, LLC
18,080$158.0K0.0%CoreLowAustin, TX2026-11-02
Americana Partners, LLC
16,952$148.2K0.0%CoreMediumHouston, TX2026-10-28
HB Wealth Management, LLC
14,907$130.3K0.0%IndexVery LowAtlanta, GA2026-10-23
ProShare Advisors LLC
14,322$125.2K0.0%GrowthLowBethesda, MD2026-10-29
Melfa Wealth Management, Inc.
13,718$119.9K0.1%YieldLowWestborough, MA2026-11-06
First Affirmative Financial Network
12,507$109.3K0.0%CoreN/AColorado Springs, CO2026-10-21
Oppenheimer & Co Inc
12,032$105.2K0.0%CoreLowNew York, NY2026-10-26
LB Partners LLC
12,000$104.9K0.1%ValueMediumCharlottesville, VA2026-11-05
Decision Investments, Inc
11,630$101.6K0.1%GrowthLowSan Diego, CA2026-10-07
MRA Advisory Group
11,432$99.9K0.0%ETFMediumParsippany, NJ2026-10-07
Bayshore Capital Advisors, LLC
11,380$99.5K0.1%YieldMediumTampa, FL2026-11-02
Bank Pictet & Cie (Europe) AG
11,018$96.3K0.0%GrowthLowFrankfurt Am Main, Hong Kong2026-10-20
Williams Jones Wealth Management, Llc.
10,901$95.3K0.0%GrowthLowNew York, NY2026-11-05
Dumont & Blake Investment Advisors LLC
10,548$92.2K0.0%CoreVery LowPrinceton, NJ2026-10-28
Stiles Financial Services Inc
10,361$90.6K0.0%GrowthLowEdina, MN2026-10-30
Walser Wealth Management Company, A Ltd Liability Co
10,143$88.7K0.0%GrowthHighTampa, FL2026-10-15
Fifth Third Bancorp
9,933$86.8K0.0%IndexVery LowCincinnati, OH2026-11-05
Parkside Financial Bank & Trust
8,507$74.3K0.0%CoreVery LowSaint Louis, MO2026-10-27
PNC Financial Services Group, Inc.
4,531$39.6K0.0%GrowthVery LowPittsburgh, PA2026-11-06
Financial Consulate, Inc
4,355$38.1K0.0%ETFLowHunt Valley, MD2026-10-23
Access Investment Management LLC
4,000$35.0K0.0%Deep ValueLowAtlanta, GA2026-10-23
Physician Wealth Advisors, Inc.
3,500$30.6K0.0%ETFMediumMidvale, UT2026-10-20
Advocate Investing Services LLC
3,133$27.4K0.0%ETFLowWoodbine, MD2026-10-26
Allworth Financial LP
2,510$25.3K0.0%IndexLowFolsom, CA2026-11-06
Central Trust Co
2,000$17.5K0.0%CoreLowJefferson City, MO2026-11-05
Signaturefd, LLC
1,985$17.3K0.0%IndexLowAtlanta, GA2026-10-23
Summit Securities Group LLC
1,756$15.3K0.0%CoreVery HighNew York, NY2026-11-05
Pinnacle Wealth Planning Services, Inc.
1,253$11.0K0.0%GARPLowMansfield, OH2026-10-27
IFP Advisors, Inc
987$8.6K0.0%GrowthLowTampa, FL2026-10-16
Hilton Head Capital Partners, LLC
919$8.0K0.0%CoreMediumHilton Head Island, SC2026-10-23
Triumph Capital Management
760$6.6K0.0%ETFMediumDenver, CO2026-10-14
Simplex Trading, LLC
707$6.2K0.0%CoreVery HighChicago, IL2026-11-04
US Bancorp \de\
657$5.7K0.0%IndexLowMinneapolis, MN2026-11-05
Parallel Advisors, LLC
525$4.6K0.0%IndexLowSan Francisco, CA2026-11-03
Farther Finance Advisors, LLC
522$4.6K0.0%IndexLowSan Francisco, CA2026-10-08
Assetmark, Inc
500$4.4K0.0%ETFLowConcord, CA2026-10-21
First Command Advisory Services, Inc.
351$3.1K0.0%IndexLowFort Worth, TX2026-11-05
Cassaday & Co Wealth Management LLC
333$2.9K0.0%ETFVery LowMclean, VA2026-10-27
CoreCap Advisors, LLC
333$2.9K0.0%ETFMediumSouthfield, MI2026-10-08
Key FInancial Inc
150$1.3K0.0%ETFLowWest Chester, PA2026-11-02
Peoples Financial Services Corp.
78$6810.0%CoreVery LowMoosic, PA2026-10-20
Caitong International Asset Management Co., Ltd
42$3670.0%GrowthVery HighHong Kong, South Korea2026-10-29