Cap Group Short Duration (CGSD)

CUSIP: 14020Y409 | NYSE | 276 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Beneficial Ownership — 13D / 13G

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

Holder	Shares	% of Class	Change	Event Date	vs 13F
13G FMR LLC	5,857,186	5.4%	New 5%+ stake	Sep 30, 2026	1 sh (Sep 30, 2024)

13G FMR LLC

Institutional Holders — Q3 2026

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Commonwealth Equity Services, LLC2,369,719

0.1% of portfolio$59.8M

Kestra Private Wealth Services, LLC1,458,710

0.4% of portfolio$36.8M

Wealth Enhancement Advisory Services, LLC905,411

0.0% of portfolio$22.9M

KOM Wealth Management Group, LLC857,540

10.8% of portfolio$21.7M

Wealth Science Advisors LLC670,075

7.1% of portfolio$16.9M

Cambridge Investment Research Advisors, Inc.604,063

0.1% of portfolio$15.3M

Wealthcare Advisory Partners LLC540,533

0.2% of portfolio$13.6M

Landaas & Co537,645

2.2% of portfolio$13.6M

Souders Financial Advisors528,242

1.3% of portfolio$13.3M

Kestra Investment Management, LLC377,175

0.2% of portfolio$9.5M

Lodestone Wealth Management LLC359,008

3.0% of portfolio$9.1M

Kestra Advisory Services, LLC307,153

0.0% of portfolio$7.8M

Petredis Investment Advisors LLC294,425

0.5% of portfolio$7.4M

MGO One Seven LLC267,506

0.1% of portfolio$6.8M

Richards, Merrill & Peterson, Inc.216,812

1.7% of portfolio$5.5M

AdvisorNet Financial, Inc177,609

0.2% of portfolio$4.5M

Uptick Partners, LLC173,250

0.6% of portfolio$4.4M

NWF Advisory Services Inc.162,581

0.4% of portfolio$4.1M

Integras Partners LLC151,491

2.1% of portfolio$3.8M

Sovran Advisors, LLC144,909

0.3% of portfolio$3.7M

Saxony Capital Management, LLC135,688

1.4% of portfolio$3.4M

Truist Financial Corp123,234

0.0% of portfolio$3.1M

International Assets Investment Management, LLC118,399

0.2% of portfolio$3.0M

Cannon Financial Strategists, Inc.100,800

0.3% of portfolio$2.5M

Weaver Consulting Group92,666

0.5% of portfolio$2.3M

Fifth Third Securities, Inc.88,485

0.1% of portfolio$2.2M

Oppenheimer & Co Inc88,462

0.0% of portfolio$2.2M

Freestate Advisors LLC86,157

1.7% of portfolio$2.2M

Stewardship Concepts Financial Services LLC82,126

1.4% of portfolio$2.1M

IFP Advisors, Inc77,719

0.0% of portfolio$2.0M

DeDora Capital, Inc.76,481

0.4% of portfolio$1.9M

CLG LLC72,352

0.4% of portfolio$1.8M

Ashton Thomas Private Wealth, LLC67,635

0.0% of portfolio$1.7M

Smith Thornton Advisors LLC66,995

0.7% of portfolio$1.7M

New England Capital Financial Advisors LLC65,330

0.4% of portfolio$1.6M

Prospera Financial Services Inc62,908

0.0% of portfolio$1.6M

Financial Management Network Inc57,146

0.2% of portfolio$1.4M

LongView Wealth Management57,133

0.3% of portfolio$1.4M

D.A. Davidson & Co.56,047

0.0% of portfolio$1.4M

Fiscal Wisdom Wealth Management, LLC52,919

1.6% of portfolio$1.3M

CGN Advisors LLC42,802

0.1% of portfolio$1.1M

Indivisible Partners41,321

0.0% of portfolio$1.0M

Independent Financial Group, LLC39,935

0.0% of portfolio$1.0M

Creative Financial Designs Inc37,411

0.0% of portfolio$944.6K

Davenport & Co LLC35,235

0.0% of portfolio$889.7K

Pines Wealth Management, LLC35,054

0.3% of portfolio$885.1K

Clearwave Capital, LLC33,147

0.4% of portfolio$837.0K

Tcfg Investment Advisors, LLC28,831

0.2% of portfolio$728.0K

Citigroup Inc28,113

0.0% of portfolio$709.8K

Jacobi Capital Management LLC26,336

0.0% of portfolio$665.0K

MSH Capital Advisors LLC26,076

0.1% of portfolio$658.4K

Tortuga Wealth Management, Inc25,693

0.5% of portfolio$648.8K

Dynamic Advisor Solutions LLC25,616

0.0% of portfolio$646.8K

Assetmark, Inc22,535

0.0% of portfolio$569.0K

Keudell ison Wealth Management22,152

0.1% of portfolio$559.3K

Advisortrust Partners, LLC22,020

0.2% of portfolio$556.0K

Boyer Financial Services, Inc.21,854

0.4% of portfolio$551.8K

Fifth Third Bancorp21,522

0.0% of portfolio$543.4K

Cullen T Bankers, Inc.20,399

0.0% of portfolio$515.1K

Endeavor Private Wealth, Inc.19,384

0.1% of portfolio$489.5K

Burford Brothers, Inc.18,351

0.2% of portfolio$463.4K

Bank of New York Mellon Corp18,327

0.0% of portfolio$462.8K

Strategic Family Wealth Counselors, L.L.C.17,623

0.1% of portfolio$445.0K

Nations Financial Group Inc,17,038

0.0% of portfolio$430.2K

Atria Investments, Inc16,631

0.0% of portfolio$419.9K

Hartmann Taylor Wealth Management, LLC16,450

0.2% of portfolio$415.4K

Brookstone Capital Management15,113

0.0% of portfolio$381.6K

Cooper Financial Group14,423

0.0% of portfolio$364.2K

Hunter Associates Investment Management LLC14,255

0.1% of portfolio$359.0K

Charter Capital Management, Llc\de13,245

0.2% of portfolio$334.4K

J. Derek Lewis & Associates Inc.12,462

0.1% of portfolio$314.7K

Concurrent Investment Advisors, LLC12,384

0.0% of portfolio$312.7K

Cyndeo Wealth Partners, LLC12,309

0.0% of portfolio$310.8K

Diversify Advisory Services, LLC10,844

0.0% of portfolio$275.2K

Diversify Wealth Management, LLC10,844

0.0% of portfolio$275.2K

Nova Financial LLC10,828

0.1% of portfolio$273.4K

Summit Global Investments10,739

0.1% of portfolio$271.0K

Private Trust Co NA10,694

0.0% of portfolio$270.0K

Kercheville Advisors, LLC10,620

0.1% of portfolio$268.2K

M Holdings Securities, Inc.10,117

0.1% of portfolio$257.0K

ProCore Advisors, LLC9,220

0.3% of portfolio$232.8K

Rhodes Investment Advisors Inc8,240

0.1% of portfolio$208.1K

Global Financial Private Client, LLC8,215

0.1% of portfolio$207.4K

Farther Finance Advisors, LLC7,168

0.0% of portfolio$181.0K

Bare Financial Services, Inc6,521

0.0% of portfolio$164.7K

Spire Wealth Management5,241

0.0% of portfolio$132.3K

Capital Investment Advisory Services, LLC4,451

0.0% of portfolio$112.4K

Hazlett, Burt & Watson, Inc.4,231

0.0% of portfolio$46.1K

Signature Equity Partners, LLC2,422

0.0% of portfolio$61.2K

Signature Resources Capital Management, LLC2,128

0.0% of portfolio$53.7K

North Star Investment Management Corp.1,405

0.0% of portfolio$35.5K

Birchwood Financial Partners, Inc.1,232

0.0% of portfolio$31.1K

CoreCap Advisors, LLC332

0.0% of portfolio$8.4K

Silver Grove Financial Group, Inc.290

0.0% of portfolio$7.3K

Downshift Financial, LLC8

0.0% of portfolio$205

				Style	Turnover	Location	Filed
Commonwealth Equity Services, LLC	2,369,719	$59.8M	0.1%	ETF	Low	Waltham, MA	2026-11-02
Kestra Private Wealth Services, LLC	1,458,710	$36.8M	0.4%	Growth	Low	Austin, TX	2026-10-30
Wealth Enhancement Advisory Services, LLC	905,411	$22.9M	0.0%	Core	Low	Plymouth, MN	2026-10-13
KOM Wealth Management Group, LLC	857,540	$21.7M	10.8%	ETF	Low	Appleton, WI	2026-10-15
Wealth Science Advisors LLC	670,075	$16.9M	7.1%	ETF	Medium	Alpharetta, GA	2026-10-09
Cambridge Investment Research Advisors, Inc.	604,063	$15.3M	0.1%	ETF	Low	Fairfield, IA	2026-11-02
Wealthcare Advisory Partners LLC	540,533	$13.6M	0.2%	ETF	Low	West Chester, PA	2026-10-21
Landaas & Co	537,645	$13.6M	2.2%	ETF	Very Low	Milwaukee, WI	2026-10-29
Souders Financial Advisors	528,242	$13.3M	1.3%	ETF	Low	Cincinnati, OH	2026-11-03
Kestra Investment Management, LLC	377,175	$9.5M	0.2%	ETF	Medium	Austin, TX	2026-11-04
Lodestone Wealth Management LLC	359,008	$9.1M	3.0%	Core	Low	Spokane, WA	2026-10-14
Kestra Advisory Services, LLC	307,153	$7.8M	0.0%	Core	Low	Austin, TX	2026-11-02
Petredis Investment Advisors LLC	294,425	$7.4M	0.5%	Growth	Very Low	Warrendale, PA	2026-10-20
MGO One Seven LLC	267,506	$6.8M	0.1%	Growth	Low	Beachwood, OH	2026-10-28
Richards, Merrill & Peterson, Inc.	216,812	$5.5M	1.7%	Growth	Low	Spokane, WA	2026-10-19
AdvisorNet Financial, Inc	177,609	$4.5M	0.2%	ETF	Low	Minnetonka, MN	2026-10-15
Uptick Partners, LLC	173,250	$4.4M	0.6%	ETF	Low	Nacogdoches, TX	2026-11-04
NWF Advisory Services Inc.	162,581	$4.1M	0.4%	GARP	Low	Los Angeles, CA	2026-10-19
Integras Partners LLC	151,491	$3.8M	2.1%	Core	Low	Alpharetta, GA	2026-10-30
Sovran Advisors, LLC	144,909	$3.7M	0.3%	ETF	Medium	San Diego, CA	2026-11-02
Saxony Capital Management, LLC	135,688	$3.4M	1.4%	ETF	Medium	St. Louis, MO	2026-10-15
Truist Financial Corp	123,234	$3.1M	0.0%	Core	Low	Charlotte, NC	2026-10-30
International Assets Investment Management, LLC	118,399	$3.0M	0.2%	Core	Very High	Orlando, FL	2026-11-02
Cannon Financial Strategists, Inc.	100,800	$2.5M	0.3%	ETF	Very Low	Athens, GA	2026-10-19
Weaver Consulting Group	92,666	$2.3M	0.5%	ETF	Low	Huntington Beach, CA	2026-10-07
Fifth Third Securities, Inc.	88,485	$2.2M	0.1%	ETF	Low	Cincinnati, OH	2026-10-21
Oppenheimer & Co Inc	88,462	$2.2M	0.0%	Core	Low	New York, NY	2026-10-26
Freestate Advisors LLC	86,157	$2.2M	1.7%	ETF	Very Low	Overland Park, KS	2026-10-09
Stewardship Concepts Financial Services LLC	82,126	$2.1M	1.4%	ETF	Low	Spokane, WA	2026-10-06
IFP Advisors, Inc	77,719	$2.0M	0.0%	Growth	Low	Tampa, FL	2026-10-16
DeDora Capital, Inc.	76,481	$1.9M	0.4%	ETF	Very Low	Napa, CA	2026-10-26
CLG LLC	72,352	$1.8M	0.4%	ETF	Medium	Long Beach, CA	2026-10-13
Ashton Thomas Private Wealth, LLC	67,635	$1.7M	0.0%	Core	Medium	Scottsdale, AZ	2026-11-03
Smith Thornton Advisors LLC	66,995	$1.7M	0.7%	ETF	Very Low	Huntsville, AL	2026-10-16
New England Capital Financial Advisors LLC	65,330	$1.6M	0.4%	ETF	Low	Meriden, CT	2026-11-03
Prospera Financial Services Inc	62,908	$1.6M	0.0%	Core	Medium	Dallas, TX	2026-11-04
Financial Management Network Inc	57,146	$1.4M	0.2%	ETF	Low	Mission Viejo, CA	2026-10-09
LongView Wealth Management	57,133	$1.4M	0.3%	ETF	Low	Atlanta, GA	2026-10-19
D.A. Davidson & Co.	56,047	$1.4M	0.0%	Core	Low	Great Falls, MT	2026-10-28
Fiscal Wisdom Wealth Management, LLC	52,919	$1.3M	1.6%	ETF	Medium	Canton, CT	2026-10-16
CGN Advisors LLC	42,802	$1.1M	0.1%	ETF	Low	Manhattan, KS	2026-10-21
Indivisible Partners	41,321	$1.0M	0.0%	Growth	Medium	Clearwater, FL	2026-10-26
Independent Financial Group, LLC	39,935	$1.0M	0.0%	Growth	Low	San Diego, CA	2026-10-13
Creative Financial Designs Inc	37,411	$944.6K	0.0%	ETF	Medium	Kokomo, IN	2026-11-04
Davenport & Co LLC	35,235	$889.7K	0.0%	Core	Medium	Richmond, VA	2026-10-14
Pines Wealth Management, LLC	35,054	$885.1K	0.3%	Growth	Low	Southern Pines, NC	2026-10-21
Clearwave Capital, LLC	33,147	$837.0K	0.4%	Growth	Low	Upland, CA	2026-10-27
Tcfg Investment Advisors, LLC	28,831	$728.0K	0.2%	Growth	Medium	Laguna Niguel, CA	2026-10-20
Citigroup Inc	28,113	$709.8K	0.0%	Core	Medium	New York, NY	2026-11-04
Jacobi Capital Management LLC	26,336	$665.0K	0.0%	Core	Low	Pittston, PA	2026-11-05
MSH Capital Advisors LLC	26,076	$658.4K	0.1%	Core	Low	Scottsdale, AZ	2026-11-03
Tortuga Wealth Management, Inc	25,693	$648.8K	0.5%	Core	Low	Torrance, CA	2026-10-27
Dynamic Advisor Solutions LLC	25,616	$646.8K	0.0%	ETF	Low	Phoenix, AZ	2026-10-13
Assetmark, Inc	22,535	$569.0K	0.0%	ETF	Low	Concord, CA	2026-10-21
Keudell ison Wealth Management	22,152	$559.3K	0.1%	ETF	Medium	Salem, OR	2026-10-16
Advisortrust Partners, LLC	22,020	$556.0K	0.2%	Core	High	Raleigh, NC	2026-11-02
Boyer Financial Services, Inc.	21,854	$551.8K	0.4%	ETF	Low	Newport Beach, CA	2026-10-23
Fifth Third Bancorp	21,522	$543.4K	0.0%	Index	Very Low	Cincinnati, OH	2026-11-05
Cullen T Bankers, Inc.	20,399	$515.1K	0.0%	Growth	Low	San Antonio, TX	2026-10-28
Endeavor Private Wealth, Inc.	19,384	$489.5K	0.1%	ETF	Medium	Topeka, KS	2026-11-05
Burford Brothers, Inc.	18,351	$463.4K	0.2%	Core	Low	Dallas, TX	2026-10-21
Bank of New York Mellon Corp	18,327	$462.8K	0.0%	Core	Low	New York, NY	2026-11-05
Strategic Family Wealth Counselors, L.L.C.	17,623	$445.0K	0.1%	ETF	Very Low	Fairfield, NJ	2026-10-29
Nations Financial Group Inc,	17,038	$430.2K	0.0%	Core	Low	Cedar Rapids, IA	2026-11-05
Atria Investments, Inc	16,631	$419.9K	0.0%	Core	Medium	Charlotte, NC	2026-10-15
Hartmann Taylor Wealth Management, LLC	16,450	$415.4K	0.2%	ETF	Very Low	Dallas, TX	2026-10-14
Brookstone Capital Management	15,113	$381.6K	0.0%	ETF	Medium	Wheaton, IL	2026-10-22
Cooper Financial Group	14,423	$364.2K	0.0%	Growth	Medium	Irvine, CA	2026-10-07
Hunter Associates Investment Management LLC	14,255	$359.0K	0.1%	Core	Low	Pittsburgh, PA	2026-10-26
Charter Capital Management, Llc\de	13,245	$334.4K	0.2%	ETF	Very Low	Brookfield, WI	2026-10-28
J. Derek Lewis & Associates Inc.	12,462	$314.7K	0.1%	ETF	Low	Newport Beach, CA	2026-11-03
Concurrent Investment Advisors, LLC	12,384	$312.7K	0.0%	Growth	Medium	Tampa, FL	2026-10-16
Cyndeo Wealth Partners, LLC	12,309	$310.8K	0.0%	Core	Medium	St. Petersburg, FL	2026-10-16
Diversify Advisory Services, LLC	10,844	$275.2K	0.0%	Growth	Low	Sandy, UT	2026-10-20
Diversify Wealth Management, LLC	10,844	$275.2K	0.0%	Growth	Medium	Sandy, UT	2026-10-20
Nova Financial LLC	10,828	$273.4K	0.1%	N/A	N/A	Tucson, AZ	2026-11-04
Summit Global Investments	10,739	$271.0K	0.1%	Core	Medium	Bountiful, UT	2026-10-28
Private Trust Co NA	10,694	$270.0K	0.0%	Core	Low	Cleveland, OH	2026-10-20
Kercheville Advisors, LLC	10,620	$268.2K	0.1%	Growth	Medium	San Antonio, TX	2026-10-19
M Holdings Securities, Inc.	10,117	$257.0K	0.1%	ETF	High	Portland, OR	2026-11-03
ProCore Advisors, LLC	9,220	$232.8K	0.3%	GARP	Low	Newport Beach, CA	2026-10-14
Rhodes Investment Advisors Inc	8,240	$208.1K	0.1%	Core	Medium	Fort Worth, TX	2026-10-07
Global Financial Private Client, LLC	8,215	$207.4K	0.1%	Growth	Low	Sarasota, FL	2026-10-15
Farther Finance Advisors, LLC	7,168	$181.0K	0.0%	Index	Low	San Francisco, CA	2026-10-08
Bare Financial Services, Inc	6,521	$164.7K	0.0%	ETF	Very Low	Gap, PA	2026-11-04
Spire Wealth Management	5,241	$132.3K	0.0%	Growth	Medium	Mclean, VA	2026-10-30
Capital Investment Advisory Services, LLC	4,451	$112.4K	0.0%	Core	Medium	Raleigh, NC	2026-10-30
Hazlett, Burt & Watson, Inc.	4,231	$46.1K	0.0%	Core	Very Low	Wheeling, WV	2026-11-04
Signature Equity Partners, LLC	2,422	$61.2K	0.0%	Growth	Medium	Columbus, OH	2026-10-29
Signature Resources Capital Management, LLC	2,128	$53.7K	0.0%	ETF	Low	Newport Beach, CA	2026-10-16
North Star Investment Management Corp.	1,405	$35.5K	0.0%	Core	Low	Chicago, IL	2026-10-27
Birchwood Financial Partners, Inc.	1,232	$31.1K	0.0%	ETF	Very Low	Bloomington, MN	2026-11-02
CoreCap Advisors, LLC	332	$8.4K	0.0%	ETF	Medium	Southfield, MI	2026-10-08
Silver Grove Financial Group, Inc.	290	$7.3K	0.0%	Core	Medium	Orchard Park, NY	2026-11-05
Downshift Financial, LLC	8	$205	0.0%	ETF	Low	Boulder, CO	2026-10-13