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Cap Group Small and Mid Cap (CGMM)

CUSIP: 14022A102 | NYSE | 272 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Commonwealth Equity Services, LLC1,703,879
0.1% of portfolio›$52.8M
Assetmark, Inc1,347,995
0.1% of portfolio›$41.7M
Cambridge Investment Research Advisors, Inc.1,124,173
0.2% of portfolio›$34.8M
Kestra Advisory Services, LLC1,119,437
0.1% of portfolio›$34.7M
Kestra Investment Management, LLC873,380
0.5% of portfolio›$27.0M
Ergawealth Advisors, Inc.821,971
10.0% of portfolio›$25.4M
Main Line Retirement Advisors, LLC528,417
7.2% of portfolio›$16.4M
Strategic Blueprint, LLC471,922
0.7% of portfolio›$14.6M
Aprio Wealth Management, LLC451,948
0.6% of portfolio›$14.0M
Wealth Enhancement Advisory Services, LLC350,848
0.0% of portfolio›$11.0M
J. Derek Lewis & Associates Inc.325,129
1.8% of portfolio›$10.1M
Souders Financial Advisors323,511
1.0% of portfolio›$10.0M
Davenport & Co LLC199,626
0.0% of portfolio›$6.2M
KWB Wealth188,326
0.5% of portfolio›$5.8M
Royal Harbor Partners, LLC179,842
1.7% of portfolio›$5.6M
Cullen T Bankers, Inc.174,764
0.1% of portfolio›$5.4M
Concurrent Investment Advisors, LLC167,414
0.0% of portfolio›$5.2M
Truist Financial Corp163,665
0.0% of portfolio›$5.1M
Independent Financial Group, LLC153,164
0.1% of portfolio›$4.7M
Laurel Wealth Planning LLC150,179
2.0% of portfolio›$4.6M
Smith Thornton Advisors LLC148,752
2.0% of portfolio›$4.6M
NavPoint Financial, Inc.141,240
1.5% of portfolio›$4.4M
StoneCrest Wealth Management, Inc.139,324
1.4% of portfolio›$4.3M
Wealth Science Advisors LLC137,874
1.8% of portfolio›$4.3M
Oppenheimer & Co Inc132,291
0.0% of portfolio›$4.1M
National Wealth Management Group, LLC130,145
1.2% of portfolio›$4.0M
BNB Wealth Management, LLC126,034
2.1% of portfolio›$3.9M
Atria Investments, Inc120,368
0.0% of portfolio›$3.7M
Boyer Financial Services, Inc.101,840
2.5% of portfolio›$3.2M
A&I Financial Services, LLC92,200
1.2% of portfolio›$2.9M
PFG Advisors89,073
0.1% of portfolio›$2.8M
Park Avenue Securities LLC88,494
0.0% of portfolio›$2.7M
Venture Visionary Partners LLC85,614
0.1% of portfolio›$2.7M
NWF Advisory Services Inc.84,139
0.2% of portfolio›$2.6M
Sigma Planning Corp82,727
0.1% of portfolio›$2.5M
Founders Financial Securities LLC79,303
0.1% of portfolio›$2.5M
Vise Technologies, Inc.68,094
0.0% of portfolio›$2.1M
Latitude Advisors, LLC62,942
0.6% of portfolio›$1.9M
Wise Wealth Partners59,036
3.3% of portfolio›$1.8M
Kingswood Wealth Advisors, LLC54,927
0.1% of portfolio›$1.7M
Advisortrust Partners, LLC53,487
0.5% of portfolio›$1.7M
Apollon Wealth Management, LLC53,105
0.0% of portfolio›$1.6M
Michael Brady & Co., LLC52,436
1.5% of portfolio›$1.6M
D.A. Davidson & Co.51,445
0.0% of portfolio›$1.6M
Sagespring Wealth Partners, LLC51,085
0.0% of portfolio›$1.6M
Kestra Private Wealth Services, LLC50,940
0.0% of portfolio›$1.6M
LongView Wealth Management49,686
0.4% of portfolio›$1.5M
Blueprint Financial Advisors LLC49,251
0.2% of portfolio›$1.5M
Blueprint Investment Partners LLC49,251
0.1% of portfolio›$1.5M
R2 Capital Strategies, LLC48,586
0.6% of portfolio›$1.5M
Koshinski Asset Management, Inc.48,541
0.1% of portfolio›$1.5M
Trademark Financial Management, LLC45,174
0.6% of portfolio›$1.4M
RFG Advisory, LLC44,614
0.0% of portfolio›$1.4M
Stewardship Concepts Financial Services LLC44,504
0.9% of portfolio›$1.4M
Security Financial Services, Inc.43,900
0.2% of portfolio›$1.4M
Dynamic Advisor Solutions LLC43,501
0.0% of portfolio›$1.3M
Alchemi Wealth, LLC41,801
0.6% of portfolio›$1.3M
Prospera Financial Services Inc41,371
0.0% of portfolio›$1.3M
Richards, Merrill & Peterson, Inc.40,210
0.4% of portfolio›$1.2M
Ascentis Independent Advisors39,305
0.1% of portfolio›$1.2M
Summit Investment Advisory Services, LLC35,449
0.3% of portfolio›$1.1M
Integrity Alliance, Llc.34,206
0.0% of portfolio›$1.1M
Barrett & Company, Inc.32,930
0.3% of portfolio›$1.0M
Pines Wealth Management, LLC29,924
0.3% of portfolio›$926.4K
Trinity Wealth Management, LLC28,793
0.3% of portfolio›$891.4K
Cornerstone Wealth Management, LLC28,598
0.0% of portfolio›$885.4K
Sovran Advisors, LLC28,173
0.1% of portfolio›$897.0K
Diversify Advisory Services, LLC27,953
0.0% of portfolio›$876.1K
Diversify Wealth Management, LLC27,953
0.0% of portfolio›$876.1K
Tempus Wealth Planning, LLC26,921
0.2% of portfolio›$833.5K
First Heartland Consultants, Inc.25,126
0.1% of portfolio›$777.9K
Center For Asset Management LLC22,628
0.3% of portfolio›$700.6K
Colonial River Investments, LLC21,121
0.2% of portfolio›$653.9K
Fearless Solutions, LLC dba Best Invest18,581
0.3% of portfolio›$575.3K
Junk Investment Group, LLC18,569
0.2% of portfolio›$574.9K
Balboa Wealth Partners17,815
0.1% of portfolio›$551.5K
Summit Wealth Group LLC / Co16,007
0.0% of portfolio›$495.6K
Capital Investment Advisory Services, LLC15,825
0.0% of portfolio›$491.3K
HBW Advisory Services LLC15,691
0.0% of portfolio›$485.8K
Lincoln Capital LLC15,427
0.1% of portfolio›$477.9K
Lantern Wealth Advisors, LLC14,868
0.2% of portfolio›$460.3K
Private Trust Co NA14,858
0.0% of portfolio›$460.0K
SilverOak Wealth Management LLC14,803
0.1% of portfolio›$458.3K
Farther Finance Advisors, LLC14,053
0.0% of portfolio›$435.1K
Sterling Investment Advisors, Ltd.13,045
0.1% of portfolio›$403.9K
Trilogy Capital Inc.12,263
0.0% of portfolio›$379.7K
Signature Equity Partners, LLC11,842
0.1% of portfolio›$366.6K
CLG LLC10,674
0.1% of portfolio›$330.5K
Capital Management Associates, Inc10,539
0.1% of portfolio›$326.3K
Private Client Services, LLC10,049
0.1% of portfolio›$311.1K
Perigon Wealth Management, LLC9,617
0.0% of portfolio›$297.7K
Wedbush Securities Inc9,272
0.0% of portfolio›$287.0K
Victory Financial Group, LLC8,992
0.0% of portfolio›$278.4K
Summit Global Investments8,864
0.1% of portfolio›$274.0K
Hunter Associates Investment Management LLC8,513
0.1% of portfolio›$263.0K
Visionary Wealth Advisors8,350
0.0% of portfolio›$258.5K
Harbor Investment Advisory, LLC7,898
0.0% of portfolio›$244.5K
JGP Wealth Management, LLC7,770
0.0% of portfolio›$240.6K
Merited Wealth, LLC7,766
0.2% of portfolio›$240.4K
Tcfg Investment Advisors, LLC7,636
0.1% of portfolio›$236.4K
MGO One Seven LLC7,259
0.0% of portfolio›$224.7K
Uhlmann Price Securities, LLC7,106
0.0% of portfolio›$220.1K
International Assets Investment Management, LLC6,997
0.0% of portfolio›$217.8K
LexAurum Advisors, LLC6,849
0.0% of portfolio›$212.0K
Ascent Group, LLC6,633
0.0% of portfolio›$205.4K
Creative Financial Designs Inc6,020
0.0% of portfolio›$186.4K
IFP Advisors, Inc5,430
0.0% of portfolio›$168.1K
Cape Investment Advisory, Inc.5,209
0.0% of portfolio›$161.3K
James T. Borello RIA4,341
0.0% of portfolio›$134.4K
North Star Investment Management Corp.2,897
0.0% of portfolio›$89.7K
Silver Grove Financial Group, Inc.2,567
0.0% of portfolio›$79.5K
UMB Private Wealth Management, LLC1,623
0.0% of portfolio›$50.2K
Provenance Wealth Advisors, LLC1,485
0.0% of portfolio›$46.0K
Westside Investment Management, Inc.1,395
0.0% of portfolio›$43.2K
Rossby Financial, LCC1,330
0.0% of portfolio›$41.2K
EverSource Wealth Advisors, LLC1,267
0.0% of portfolio›$39.2K
Archer Investment Corp664
0.0% of portfolio›$20.6K
Lanark Financial, Inc.618
0.0% of portfolio›$19.1K
Thurston, Springer, Miller, Herd & Titak, Inc.512
0.0% of portfolio›$15.9K
Root Financial Partners, LLC458
0.0% of portfolio›$14.2K
Trust Co of Toledo NA332
0.0% of portfolio›$10.3K
Kelleher Financial Advisors300
0.0% of portfolio›$9.3K
CoreCap Advisors, LLC151
0.0% of portfolio›$4.7K
StyleTurnoverLocationFiled
Commonwealth Equity Services, LLC
1,703,879$52.8M0.1%ETFLowWaltham, MA2026-11-02
Assetmark, Inc
1,347,995$41.7M0.1%ETFLowConcord, CA2026-10-21
Cambridge Investment Research Advisors, Inc.
1,124,173$34.8M0.2%ETFLowFairfield, IA2026-11-02
Kestra Advisory Services, LLC
1,119,437$34.7M0.1%CoreLowAustin, TX2026-11-02
Kestra Investment Management, LLC
873,380$27.0M0.5%ETFMediumAustin, TX2026-11-04
Ergawealth Advisors, Inc.
821,971$25.4M10.0%ETFMediumOak Brook, IL2026-10-21
Main Line Retirement Advisors, LLC
528,417$16.4M7.2%ETFLowWhitefish, MT2026-10-14
Strategic Blueprint, LLC
471,922$14.6M0.7%ETFLowAtlanta, GA2026-10-22
Aprio Wealth Management, LLC
451,948$14.0M0.6%ETFMediumAtlanta, GA2026-10-28
Wealth Enhancement Advisory Services, LLC
350,848$11.0M0.0%CoreLowPlymouth, MN2026-10-13
J. Derek Lewis & Associates Inc.
325,129$10.1M1.8%ETFLowNewport Beach, CA2026-11-03
Souders Financial Advisors
323,511$10.0M1.0%ETFLowCincinnati, OH2026-11-03
Davenport & Co LLC
199,626$6.2M0.0%CoreMediumRichmond, VA2026-10-14
KWB Wealth
188,326$5.8M0.5%ETFMediumRedlands, CA2026-10-16
Royal Harbor Partners, LLC
179,842$5.6M1.7%ETFMediumHouston, TX2026-10-29
Cullen T Bankers, Inc.
174,764$5.4M0.1%GrowthLowSan Antonio, TX2026-10-28
Concurrent Investment Advisors, LLC
167,414$5.2M0.0%GrowthMediumTampa, FL2026-10-16
Truist Financial Corp
163,665$5.1M0.0%CoreLowCharlotte, NC2026-10-30
Independent Financial Group, LLC
153,164$4.7M0.1%GrowthLowSan Diego, CA2026-10-13
Laurel Wealth Planning LLC
150,179$4.6M2.0%ETFLowEdina, MN2026-11-02
Smith Thornton Advisors LLC
148,752$4.6M2.0%ETFVery LowHuntsville, AL2026-10-16
NavPoint Financial, Inc.
141,240$4.4M1.5%ETFVery LowPrior Lake, MN2026-10-21
StoneCrest Wealth Management, Inc.
139,324$4.3M1.4%ETFMediumChandler, AZ2026-11-03
Wealth Science Advisors LLC
137,874$4.3M1.8%ETFMediumAlpharetta, GA2026-10-09
Oppenheimer & Co Inc
132,291$4.1M0.0%CoreLowNew York, NY2026-10-26
National Wealth Management Group, LLC
130,145$4.0M1.2%ETFMediumCincinnati, OH2026-10-26
BNB Wealth Management, LLC
126,034$3.9M2.1%ETFMediumSilver Spring, MD2026-10-28
Atria Investments, Inc
120,368$3.7M0.0%CoreMediumCharlotte, NC2026-10-15
Boyer Financial Services, Inc.
101,840$3.2M2.5%ETFLowNewport Beach, CA2026-10-23
A&I Financial Services, LLC
92,200$2.9M1.2%ETFHighLone Tree, CO2026-10-15
PFG Advisors
89,073$2.8M0.1%ETFMediumPhoenix, AZ2026-10-16
Park Avenue Securities LLC
88,494$2.7M0.0%ETFMediumNew York, NY2026-10-26
Venture Visionary Partners LLC
85,614$2.7M0.1%CoreLowSylvania, OH2026-10-07
NWF Advisory Services Inc.
84,139$2.6M0.2%GARPLowLos Angeles, CA2026-10-19
Sigma Planning Corp
82,727$2.5M0.1%GrowthMediumAnn Arbor, MI2026-10-23
Founders Financial Securities LLC
79,303$2.5M0.1%ETFMediumTowson, MD2026-10-28
Vise Technologies, Inc.
68,094$2.1M0.0%IndexLowNew York, NY2026-10-29
Latitude Advisors, LLC
62,942$1.9M0.6%ETFLowYorkville, IL2026-10-27
Wise Wealth Partners
59,036$1.8M3.3%ETFMediumPhoenix, AZ2026-10-14
Kingswood Wealth Advisors, LLC
54,927$1.7M0.1%GrowthLowSan Diego, CA2026-10-23
Advisortrust Partners, LLC
53,487$1.7M0.5%CoreHighRaleigh, NC2026-11-02
Apollon Wealth Management, LLC
53,105$1.6M0.0%GrowthLowMount Pleasant, SC2026-10-23
Michael Brady & Co., LLC
52,436$1.6M1.5%ETFLowWestlake, OH2026-10-23
D.A. Davidson & Co.
51,445$1.6M0.0%CoreLowGreat Falls, MT2026-10-28
Sagespring Wealth Partners, LLC
51,085$1.6M0.0%ETFLowFranklin, TN2026-10-22
Kestra Private Wealth Services, LLC
50,940$1.6M0.0%GrowthLowAustin, TX2026-10-30
LongView Wealth Management
49,686$1.5M0.4%ETFLowAtlanta, GA2026-10-19
Blueprint Financial Advisors LLC
49,251$1.5M0.2%GARPMediumGreensboto, NC2026-10-28
Blueprint Investment Partners LLC
49,251$1.5M0.1%ETFMediumGreensboro, NC2026-10-28
R2 Capital Strategies, LLC
48,586$1.5M0.6%ETFN/ALincoln, NE2026-10-15
Koshinski Asset Management, Inc.
48,541$1.5M0.1%ETFLowDecatur, IL2026-10-29
Trademark Financial Management, LLC
45,174$1.4M0.6%ETFMediumBloomington, MN2026-10-23
RFG Advisory, LLC
44,614$1.4M0.0%ETFMediumBirmingham, AL2026-11-03
Stewardship Concepts Financial Services LLC
44,504$1.4M0.9%ETFLowSpokane, WA2026-10-06
Security Financial Services, Inc.
43,900$1.4M0.2%ETFMediumFort Wayne, IN2026-10-29
Dynamic Advisor Solutions LLC
43,501$1.3M0.0%ETFLowPhoenix, AZ2026-10-13
Alchemi Wealth, LLC
41,801$1.3M0.6%CoreLowEssex, CT2026-11-04
Prospera Financial Services Inc
41,371$1.3M0.0%CoreMediumDallas, TX2026-11-04
Richards, Merrill & Peterson, Inc.
40,210$1.2M0.4%GrowthLowSpokane, WA2026-10-19
Ascentis Independent Advisors
39,305$1.2M0.1%ETFLowDallas, TX2026-11-03
Summit Investment Advisory Services, LLC
35,449$1.1M0.3%ETFVery LowRoseville, MN2026-11-03
Integrity Alliance, Llc.
34,206$1.1M0.0%ETFMediumUrbandale, IA2026-10-29
Barrett & Company, Inc.
32,930$1.0M0.3%ETFLowProvidence, RI2026-10-22
Pines Wealth Management, LLC
29,924$926.4K0.3%GrowthLowSouthern Pines, NC2026-10-21
Trinity Wealth Management, LLC
28,793$891.4K0.3%ETFMediumBerwyn, PA2026-10-13
Cornerstone Wealth Management, LLC
28,598$885.4K0.0%ETFVery LowSt. Peters, MO2026-11-04
Sovran Advisors, LLC
28,173$897.0K0.1%ETFMediumSan Diego, CA2026-11-02
Diversify Advisory Services, LLC
27,953$876.1K0.0%GrowthLowSandy, UT2026-10-20
Diversify Wealth Management, LLC
27,953$876.1K0.0%GrowthMediumSandy, UT2026-10-20
Tempus Wealth Planning, LLC
26,921$833.5K0.2%ETFMediumIrvine, CA2026-10-14
First Heartland Consultants, Inc.
25,126$777.9K0.1%ETFMediumLake St. Louis, MO2026-10-08
Center For Asset Management LLC
22,628$700.6K0.3%ETFMediumPalm Beach Gardens, FL2026-10-16
Colonial River Investments, LLC
21,121$653.9K0.2%GrowthMediumMidlothian, VA2026-10-19
Fearless Solutions, LLC dba Best Invest
18,581$575.3K0.3%ETFLowSan Antonio, TX2026-10-14
Junk Investment Group, LLC
18,569$574.9K0.2%ETFVery LowHunt Valley, MD2026-10-19
Balboa Wealth Partners
17,815$551.5K0.1%Agg GrowthMediumScottsdale, AZ2026-10-20
Summit Wealth Group LLC / Co
16,007$495.6K0.0%ETFHighColorado Springs, CO2026-10-29
Capital Investment Advisory Services, LLC
15,825$491.3K0.0%CoreMediumRaleigh, NC2026-10-30
HBW Advisory Services LLC
15,691$485.8K0.0%ETFMediumSimi Valley, CA2026-10-15
Lincoln Capital LLC
15,427$477.9K0.1%CoreVery LowLincoln, NE2026-10-09
Lantern Wealth Advisors, LLC
14,868$460.3K0.2%GrowthLowMelville, NY2026-10-22
Private Trust Co NA
14,858$460.0K0.0%CoreLowCleveland, OH2026-10-20
SilverOak Wealth Management LLC
14,803$458.3K0.1%ETFVery LowEdina, MN2026-10-29
Farther Finance Advisors, LLC
14,053$435.1K0.0%IndexLowSan Francisco, CA2026-10-08
Sterling Investment Advisors, Ltd.
13,045$403.9K0.1%GrowthLowBerwyn, PA2026-10-27
Trilogy Capital Inc.
12,263$379.7K0.0%ETFMediumIrvine, CA2026-10-20
Signature Equity Partners, LLC
11,842$366.6K0.1%GrowthMediumColumbus, OH2026-10-29
CLG LLC
10,674$330.5K0.1%ETFMediumLong Beach, CA2026-10-13
Capital Management Associates, Inc
10,539$326.3K0.1%ETFLowMinneapolis, MN2026-10-20
Private Client Services, LLC
10,049$311.1K0.1%ETFMediumLouisville, KY2026-10-02
Perigon Wealth Management, LLC
9,617$297.7K0.0%GrowthLowSan Francisco, CA2026-10-22
Wedbush Securities Inc
9,272$287.0K0.0%CoreLowPasadena, CA2026-10-22
Victory Financial Group, LLC
8,992$278.4K0.0%ETFLowAustin, TX2026-10-27
Summit Global Investments
8,864$274.0K0.1%CoreMediumBountiful, UT2026-10-28
Hunter Associates Investment Management LLC
8,513$263.0K0.1%CoreLowPittsburgh, PA2026-10-26
Visionary Wealth Advisors
8,350$258.5K0.0%ETFLowO'Fallon, IL2026-11-04
Harbor Investment Advisory, LLC
7,898$244.5K0.0%GrowthLowLutherville, MD2026-10-13
JGP Wealth Management, LLC
7,770$240.6K0.0%CoreLowBend, OR2026-10-13
Merited Wealth, LLC
7,766$240.4K0.2%ETFMediumNorth Bay Village, FL2026-10-13
Tcfg Investment Advisors, LLC
7,636$236.4K0.1%GrowthMediumLaguna Niguel, CA2026-10-20
MGO One Seven LLC
7,259$224.7K0.0%GrowthLowBeachwood, OH2026-10-28
Uhlmann Price Securities, LLC
7,106$220.1K0.0%Agg GrowthLowSkokie, IL2026-11-03
International Assets Investment Management, LLC
6,997$217.8K0.0%CoreVery HighOrlando, FL2026-11-02
LexAurum Advisors, LLC
6,849$212.0K0.0%ETFLowOverland Park, KS2026-10-19
Ascent Group, LLC
6,633$205.4K0.0%CoreLowVirginia Beach, VA2026-10-30
Creative Financial Designs Inc
6,020$186.4K0.0%ETFMediumKokomo, IN2026-11-04
IFP Advisors, Inc
5,430$168.1K0.0%GrowthLowTampa, FL2026-10-16
Cape Investment Advisory, Inc.
5,209$161.3K0.0%ETFLowMcdonough, GA2026-10-13
James T. Borello RIA
4,341$134.4K0.0%ETFVery LowEast Dundee, IL2026-10-16
North Star Investment Management Corp.
2,897$89.7K0.0%CoreLowChicago, IL2026-10-27
Silver Grove Financial Group, Inc.
2,567$79.5K0.0%CoreMediumOrchard Park, NY2026-11-05
UMB Private Wealth Management, LLC
1,623$50.2K0.0%GrowthN/AKansas City, MO2026-10-19
Provenance Wealth Advisors, LLC
1,485$46.0K0.0%ETFLowFort Lauderdale, FL2026-10-30
Westside Investment Management, Inc.
1,395$43.2K0.0%GrowthLowSanta Monica, CA2026-11-02
Rossby Financial, LCC
1,330$41.2K0.0%ETFMediumMelbourne, FL2026-11-05
EverSource Wealth Advisors, LLC
1,267$39.2K0.0%CoreMediumBirmingham, AL2026-11-04
Archer Investment Corp
664$20.6K0.0%CoreMediumCarmel, IN2026-11-05
Lanark Financial, Inc.
618$19.1K0.0%CoreMediumBirmingham, AL2026-10-26
Thurston, Springer, Miller, Herd & Titak, Inc.
512$15.9K0.0%GrowthMediumIndianapolis, IN2026-10-14
Root Financial Partners, LLC
458$14.2K0.0%ETFMediumEncinitas, CA2026-10-21
Trust Co of Toledo NA
332$10.3K0.0%GrowthVery LowHolland, OH2026-10-16
Kelleher Financial Advisors
300$9.3K0.0%CoreMediumNew York, NY2026-10-30
CoreCap Advisors, LLC
151$4.7K0.0%ETFMediumSouthfield, MI2026-10-08