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Capital Southwest Corp (CSWC)

CUSIP: 140501107 | NYSE | Financial Services · Asset Management | Small Cap | 551 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Sound Income Strategies, LLC876,046
0.9% of portfolio›$20.8M
Sanders Morris Harris LLC665,694
2.0% of portfolio›$15.4M
Muzinich & Co., Inc.453,109
3.5% of portfolio›$10.5M
Columbus Macro, LLC398,048
0.9% of portfolio›$9.2M
Tectonic Advisors LLC377,520
0.4% of portfolio›$8.7M
Sumitomo Mitsui Trust Group, Inc.293,778
0.0% of portfolio›$6.8M
Epiq Partners, LLC289,321
2.9% of portfolio›$6.7M
Womack Financial LLC239,347
3.6% of portfolio›$5.5M
Grace & White Inc159,697
0.6% of portfolio›$3.7M
GraniteShares Advisors LLC128,430
2.0% of portfolio›$3.0M
Confluence Investment Management LLC104,570
0.0% of portfolio›$2.4M
Independent Financial Group, LLC91,921
0.0% of portfolio›$2.1M
SMH Capital Advisors Inc80,526
7.1% of portfolio›$1.9M
Legacy Capital Wealth Partners, LLC78,611
0.4% of portfolio›$1.8M
Kestra Advisory Services, LLC71,278
0.0% of portfolio›$1.6M
Hennion & Walsh Asset Management, Inc.70,828
0.0% of portfolio›$1.6M
B. Riley Wealth Advisors, Inc.67,058
0.1% of portfolio›$1.6M
Cambridge Investment Research Advisors, Inc.64,463
0.0% of portfolio›$1.5M
Bayshore Capital Advisors, LLC61,320
0.7% of portfolio›$1.4M
Catalyst Capital Advisors LLC49,000
0.0% of portfolio›$1.1M
GEN Financial Management, Inc.44,069
0.6% of portfolio›$1.0M
Symphony Financial, Ltd. Co.43,403
0.1% of portfolio›$1.0M
Brookstone Capital Management42,451
0.0% of portfolio›$981.9K
Cornerstone Wealth Management, LLC41,595
0.0% of portfolio›$962.1K
Commonwealth Equity Services, LLC30,925
0.0% of portfolio›$715.3K
AlphaCore Capital LLC30,726
0.0% of portfolio›$710.7K
Apollon Wealth Management, LLC23,275
0.0% of portfolio›$538.3K
Wedbush Securities Inc20,184
0.0% of portfolio›$467.0K
Mraz, Amerine & Associates, Inc.19,354
0.1% of portfolio›$447.7K
1900 Wealth Management LLC18,272
0.0% of portfolio›$422.6K
FCG Investment Co17,477
0.1% of portfolio›$404.2K
Closed-End Fund Advisors, Inc.17,172
0.4% of portfolio›$397.2K
Imc-Chicago, LLC16,813
0.0% of portfolio›$388.9K
US Bancorp \de\13,735
0.0% of portfolio›$317.7K
Eagle Global Advisors LLC13,565
0.0% of portfolio›$313.8K
Core Wealth Partners LLC12,766
0.1% of portfolio›$295.3K
Generali Investments CEE, investicni spolecnost, a.s.12,758
0.0% of portfolio›$303.3K
Accel Wealth Management12,533
0.1% of portfolio›$289.9K
Creative Planning11,407
0.0% of portfolio›$263.8K
ProShare Advisors LLC10,743
0.0% of portfolio›$248.5K
MacKenzie Financial Corp10,520
0.0% of portfolio›$243.3K
Total Clarity Wealth Management, Inc.10,280
0.0% of portfolio›$237.8K
Leonteq Securities AG8,200
0.0% of portfolio›$189.7K
Parallel Advisors, LLC4,185
0.0% of portfolio›$96.8K
Burk Holdings LLC3,068
0.0% of portfolio›$71.0K
Signaturefd, LLC3,055
0.0% of portfolio›$70.7K
State of Alaska, Department of Revenue2,507
0.0% of portfolio›$57
Washington Trust Advisors, Inc.2,500
0.0% of portfolio›$57.8K
Spire Wealth Management2,400
0.0% of portfolio›$55.5K
EverSource Wealth Advisors, LLC2,336
0.0% of portfolio›$54.0K
Farther Finance Advisors, LLC2,048
0.0% of portfolio›$47.4K
Triumph Capital Management1,750
0.0% of portfolio›$40.5K
Union Bancaire Privee, UBP SA1,685
0.1% of portfolio›$6.1M
Highline Wealth Partners LLC1,161
0.0% of portfolio›$26.9K
North Star Investment Management Corp.1,025
0.0% of portfolio›$23.7K
Nfsg Corp1,000
0.0% of portfolio›$23.1K
Larson Financial Group LLC1,000
0.0% of portfolio›$23.1K
Avion Wealth906
0.0% of portfolio›$20
Toth Financial Advisory Corp600
0.0% of portfolio›$13.9K
Hager Investment Management Services, LLC500
0.0% of portfolio›$11.6K
Key Capital Management, Inc462
0.0% of portfolio›$10.7K
Latitude Advisors, LLC439
0.0% of portfolio›$10.1K
Nisa Investment Advisors, LLC291
0.0% of portfolio›$6.7K
First Horizon Corp200
0.0% of portfolio›$4.6K
Signature Equity Partners, LLC181
0.0% of portfolio›$4.2K
Archer Investment Corp150
0.0% of portfolio›$3.5K
JFS Wealth Advisors, LLC69
0.0% of portfolio›$1.6K
Citigroup Inc52
0.0% of portfolio›$1.2K
United Community Bank40
0.0% of portfolio›$925
Mainstream Capital Management LLC35
0.0% of portfolio›$810
NBT Bank, N.A.34
0.0% of portfolio›$789
Hilton Head Capital Partners, LLC31
0.0% of portfolio›$713
Dhjj Financial Advisors, Ltd.5
0.0% of portfolio›$116
Assetmark, Inc3
0.0% of portfolio›$69
StyleTurnoverLocationFiled
Sound Income Strategies, LLC
876,046$20.8M0.9%YieldMediumFt Lauderdale, FL2026-10-09
Sanders Morris Harris LLC
665,694$15.4M2.0%GARPLowHouston, TX2026-10-14
Muzinich & Co., Inc.
453,109$10.5M3.5%YieldVery LowNew York, NY2026-10-22
Columbus Macro, LLC
398,048$9.2M0.9%YieldMediumNew Castle, PA2026-10-14
Tectonic Advisors LLC
377,520$8.7M0.4%YieldLowFrisco, TX2026-10-22
Sumitomo Mitsui Trust Group, Inc.
293,778$6.8M0.0%IndexVery LowChiyoda-Ku, Tokyo, Mexico2026-10-29
Epiq Partners, LLC
289,321$6.7M2.9%YieldLowMinneapolis, MN2026-10-07
Womack Financial LLC
239,347$5.5M3.6%CoreVery LowDallas, TX2026-10-14
Grace & White Inc
159,697$3.7M0.6%Deep ValueVery LowNy, NY2026-10-23
GraniteShares Advisors LLC
128,430$3.0M2.0%YieldMediumNew York, NY2026-10-29
Confluence Investment Management LLC
104,570$2.4M0.0%ValueMediumSt. Louis, MO2026-10-01
Independent Financial Group, LLC
91,921$2.1M0.0%GrowthLowSan Diego, CA2026-10-13
SMH Capital Advisors Inc
80,526$1.9M7.1%YieldMediumFort Worth, TX2026-10-29
Legacy Capital Wealth Partners, LLC
78,611$1.8M0.4%CoreMediumLittle Rock, AR2026-10-21
Kestra Advisory Services, LLC
71,278$1.6M0.0%CoreLowAustin, TX2026-11-02
Hennion & Walsh Asset Management, Inc.
70,828$1.6M0.0%ValueMediumParsippany, NJ2026-10-13
B. Riley Wealth Advisors, Inc.
67,058$1.6M0.1%GrowthLowMemphis, TN2026-10-13
Cambridge Investment Research Advisors, Inc.
64,463$1.5M0.0%ETFLowFairfield, IA2026-11-02
Bayshore Capital Advisors, LLC
61,320$1.4M0.7%YieldMediumTampa, FL2026-11-02
Catalyst Capital Advisors LLC
49,000$1.1M0.0%ETFVery LowSan Juan, PR2026-11-02
GEN Financial Management, Inc.
44,069$1.0M0.6%ETFLowPlymouth, MN2026-10-13
Symphony Financial, Ltd. Co.
43,403$1.0M0.1%GrowthLowHouston, TX2026-10-22
Brookstone Capital Management
42,451$981.9K0.0%ETFMediumWheaton, IL2026-10-22
Cornerstone Wealth Management, LLC
41,595$962.1K0.0%ETFVery LowSt. Peters, MO2026-11-04
Commonwealth Equity Services, LLC
30,925$715.3K0.0%ETFLowWaltham, MA2026-11-02
AlphaCore Capital LLC
30,726$710.7K0.0%ETFLowLa Jolla, CA2026-11-04
Apollon Wealth Management, LLC
23,275$538.3K0.0%GrowthLowMount Pleasant, SC2026-10-23
Wedbush Securities Inc
20,184$467.0K0.0%CoreLowPasadena, CA2026-10-22
Mraz, Amerine & Associates, Inc.
19,354$447.7K0.1%Deep ValueLowModesto, CA2026-10-30
1900 Wealth Management LLC
18,272$422.6K0.0%ETFLowSan Antonio, TX2026-10-13
FCG Investment Co
17,477$404.2K0.1%GrowthHighGermantown, TN2026-10-13
Closed-End Fund Advisors, Inc.
17,172$397.2K0.4%YieldMediumRichmond, VA2026-11-04
Imc-Chicago, LLC
16,813$388.9K0.0%GARPVery HighChicago, IL2026-11-05
US Bancorp \de\
13,735$317.7K0.0%IndexLowMinneapolis, MN2026-11-05
Eagle Global Advisors LLC
13,565$313.8K0.0%CoreLowHouston, TX2026-11-02
Core Wealth Partners LLC
12,766$295.3K0.1%GrowthLowSanta Rosa, CA2026-11-02
Generali Investments CEE, investicni spolecnost, a.s.
12,758$303.3K0.0%CoreLowPrague, Bahrain2026-10-15
Accel Wealth Management
12,533$289.9K0.1%ETFLowWaverly, IA2026-10-13
Creative Planning
11,407$263.8K0.0%IndexVery LowOverland Park, KS2026-11-02
ProShare Advisors LLC
10,743$248.5K0.0%GrowthLowBethesda, MD2026-10-29
MacKenzie Financial Corp
10,520$243.3K0.0%CoreMediumToronto Ontario, Australia2026-11-02
Total Clarity Wealth Management, Inc.
10,280$237.8K0.0%ETFMediumSt. Charles, IL2026-10-26
Leonteq Securities AG
8,200$189.7K0.0%CoreHighZurich, Switzerland2026-10-29
Parallel Advisors, LLC
4,185$96.8K0.0%IndexLowSan Francisco, CA2026-11-03
Burk Holdings LLC
3,068$71.0K0.0%ETFVery LowTulsa, OK2026-11-05
Signaturefd, LLC
3,055$70.7K0.0%IndexLowAtlanta, GA2026-10-23
State of Alaska, Department of Revenue
2,507$570.0%CoreVery LowJuneau, AK2026-10-15
Washington Trust Advisors, Inc.
2,500$57.8K0.0%GrowthLowWellesley, MA2026-10-22
Spire Wealth Management
2,400$55.5K0.0%GrowthMediumMclean, VA2026-10-30
EverSource Wealth Advisors, LLC
2,336$54.0K0.0%CoreMediumBirmingham, AL2026-11-04
Farther Finance Advisors, LLC
2,048$47.4K0.0%IndexLowSan Francisco, CA2026-10-08
Triumph Capital Management
1,750$40.5K0.0%ETFMediumDenver, CO2026-10-14
Union Bancaire Privee, UBP SA
1,685$6.1M0.1%GrowthMediumGeneva 1, Switzerland2026-11-04
Highline Wealth Partners LLC
1,161$26.9K0.0%ETFMediumSherman Oaks, CA2026-10-19
North Star Investment Management Corp.
1,025$23.7K0.0%CoreLowChicago, IL2026-10-27
Nfsg Corp
1,000$23.1K0.0%Agg GrowthMediumBoca Raton, FL2026-10-15
Larson Financial Group LLC
1,000$23.1K0.0%GrowthLowSt Louis, MO2026-11-05
Avion Wealth
906$200.0%ETFLowThe Woodlands, TX2026-11-04
Toth Financial Advisory Corp
600$13.9K0.0%CoreLowLeesburg, VA2026-10-08
Hager Investment Management Services, LLC
500$11.6K0.0%GrowthMediumNew London, NH2026-11-04
Key Capital Management, Inc
462$10.7K0.0%ETFMediumHendersonville, Tn 37075, TN2026-11-03
Latitude Advisors, LLC
439$10.1K0.0%ETFLowYorkville, IL2026-10-27
Nisa Investment Advisors, LLC
291$6.7K0.0%IndexVery LowSt. Louis, MO2026-10-20
First Horizon Corp
200$4.6K0.0%CoreLowMemphis, TN2026-10-26
Signature Equity Partners, LLC
181$4.2K0.0%GrowthMediumColumbus, OH2026-10-29
Archer Investment Corp
150$3.5K0.0%CoreMediumCarmel, IN2026-11-05
JFS Wealth Advisors, LLC
69$1.6K0.0%ETFVery LowHermitage, PA2026-11-03
Citigroup Inc
52$1.2K0.0%CoreMediumNew York, NY2026-11-04
United Community Bank
40$9250.0%CoreLowGreenville, SC2026-10-28
Mainstream Capital Management LLC
35$8100.0%GrowthLowLos Angeles, CA2026-10-23
NBT Bank, N.A.
34$7890.0%CoreLowNorwich, NY2026-10-21
Hilton Head Capital Partners, LLC
31$7130.0%CoreMediumHilton Head Island, SC2026-10-23
Dhjj Financial Advisors, Ltd.
5$1160.0%ETFVery LowNaperville, IL2026-10-23
Assetmark, Inc
3$690.0%ETFLowConcord, CA2026-10-21