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Capricor Therapeutics Inc (CAPR)

CUSIP: 14070B309 | NYSE | Healthcare · Biotechnology | Small Cap | 345 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AMillennium Management LLC1,669,0832.9%−1,274,003Sep 30, 2026No 13F filer matched
13GRA Capital Management, L.P.3,014,1835.2%New 5%+ stakeJul 27, 20261,507,844 sh (Jun 30, 2026)
13G/ATang Capital Management, LLC
with Tang Capital Partners International, LP, Tang Capital Partners IV, Inc, Tang Capital Partners, LP, +1 more
4,099,9007.1%New 5%+ stakeJun 30, 2026No 13F filer matched
13G/AMillennium Management LLC1,669,083
2.9% of class · Sep 30, 2026−1,274,003
No 13F filer matched
13GRA Capital Management, L.P.3,014,183
5.2% of class · Jul 27, 2026New 5%+ stake
1,507,844 sh (Jun 30, 2026)
13G/ATang Capital Management, LLC4,099,900
7.1% of class · Jun 30, 2026New 5%+ stake
with Tang Capital Partners International, LP, Tang Capital Partners IV, Inc, Tang Capital Partners, LP, +1 more
No 13F filer matched

Institutional Holders — Q3 2026

Citigroup Inc360,665
0.0% of portfolio›$3.4M
Oppenheimer & Co Inc203,781
0.0% of portfolio›$1.9M
Bank of New York Mellon Corp164,260
0.0% of portfolio›$1.6M
Black Diamond Financial, LLC79,077
0.1% of portfolio›$748.9K
Commonwealth Equity Services, LLC67,402
0.0% of portfolio›$638.3K
Creative Planning48,486
0.0% of portfolio›$459.2K
Simplex Trading, LLC42,344
0.0% of portfolio›$401.0K
Profund Advisors LLC27,231
0.0% of portfolio›$257.9K
SBI Securities Co., Ltd.26,310
0.0% of portfolio›$249.2K
Caitong International Asset Management Co., Ltd22,754
0.0% of portfolio›$215.5K
VestGen Advisors, LLC20,164
0.0% of portfolio›$191.0K
Lanark Financial, Inc.16,000
0.0% of portfolio›$151.5K
State of New Jersey Common Pension Fund D14,962
0.0% of portfolio›$141.7K
Arizona State Retirement System13,053
0.0% of portfolio›$123.6K
Strs Ohio12,700
0.0% of portfolio›$120.3K
US Bancorp \de\7,909
0.0% of portfolio›$74.9K
Activest Wealth Management4,000
0.0% of portfolio›$37.9K
GoalVest Advisory LLC2,100
0.0% of portfolio›$19.9K
Sterling Capital Management LLC1,764
0.0% of portfolio›$16.7K
Signaturefd, LLC1,094
0.0% of portfolio›$10.4K
Larson Financial Group LLC979
0.0% of portfolio›$9.3K
Harel Insurance Investments & Financial Services Ltd.689
0.0% of portfolio›$7
Nisa Investment Advisors, LLC520
0.0% of portfolio›$4.9K
Parkside Financial Bank & Trust449
0.0% of portfolio›$4.3K
Parallel Advisors, LLC400
0.0% of portfolio›$3.8K
Farther Finance Advisors, LLC338
0.0% of portfolio›$3.2K
Gamma Investing LLC321
0.0% of portfolio›$3.0K
EverSource Wealth Advisors, LLC262
0.0% of portfolio›$2.5K
Financial Consulate, Inc220
0.0% of portfolio›$2.1K
Bfsg, LLC155
0.0% of portfolio›$1.5K
Eastern Bank94
0.0% of portfolio›$890
FNY Investment Advisers, LLC75
0.0% of portfolio›$0
SJS Investment Consulting Inc.51
0.0% of portfolio›$483
Silver Grove Financial Group, Inc.38
0.0% of portfolio›$360
Ascentis Wealth Management, LLC25
0.0% of portfolio›$236
Capital Advisors, Ltd. LLC12
0.0% of portfolio›$0
Covestor Ltd11
0.0% of portfolio›$0
Wolff Wiese Magana LLC6
0.0% of portfolio›$57
Hughes Financial Services, LLC1
0.0% of portfolio›$7
StyleTurnoverLocationFiled
Citigroup Inc
360,665$3.4M0.0%CoreMediumNew York, NY2026-11-04
Oppenheimer & Co Inc
203,781$1.9M0.0%CoreLowNew York, NY2026-10-26
Bank of New York Mellon Corp
164,260$1.6M0.0%CoreLowNew York, NY2026-11-05
Black Diamond Financial, LLC
79,077$748.9K0.1%ETFVery LowTowson, MD2026-10-26
Commonwealth Equity Services, LLC
67,402$638.3K0.0%ETFLowWaltham, MA2026-11-02
Creative Planning
48,486$459.2K0.0%IndexVery LowOverland Park, KS2026-11-02
Simplex Trading, LLC
42,344$401.0K0.0%CoreVery HighChicago, IL2026-11-04
Profund Advisors LLC
27,231$257.9K0.0%GrowthLowBethesda, MD2026-10-29
SBI Securities Co., Ltd.
26,310$249.2K0.0%Agg GrowthLowTokyo, Mexico2026-10-22
Caitong International Asset Management Co., Ltd
22,754$215.5K0.0%GrowthVery HighHong Kong, South Korea2026-10-29
VestGen Advisors, LLC
20,164$191.0K0.0%GrowthMediumChicago, IL2026-10-27
Lanark Financial, Inc.
16,000$151.5K0.0%CoreMediumBirmingham, AL2026-10-26
State of New Jersey Common Pension Fund D
14,962$141.7K0.0%CoreLowTrenton, NJ2026-11-05
Arizona State Retirement System
13,053$123.6K0.0%IndexVery LowPhoenix, AZ2026-11-03
Strs Ohio
12,700$120.3K0.0%CoreMediumColumbus, OH2026-10-30
US Bancorp \de\
7,909$74.9K0.0%IndexLowMinneapolis, MN2026-11-05
Activest Wealth Management
4,000$37.9K0.0%ETFLowAventura, FL2026-10-15
GoalVest Advisory LLC
2,100$19.9K0.0%ETFMediumNew York, NY2026-10-02
Sterling Capital Management LLC
1,764$16.7K0.0%GARPMediumCharlotte, NC2026-10-22
Signaturefd, LLC
1,094$10.4K0.0%IndexLowAtlanta, GA2026-10-23
Larson Financial Group LLC
979$9.3K0.0%GrowthLowSt Louis, MO2026-11-05
Harel Insurance Investments & Financial Services Ltd.
689$70.0%GrowthHighRamat Gan, Luxembourg2026-11-02
Nisa Investment Advisors, LLC
520$4.9K0.0%IndexVery LowSt. Louis, MO2026-10-20
Parkside Financial Bank & Trust
449$4.3K0.0%CoreVery LowSaint Louis, MO2026-10-27
Parallel Advisors, LLC
400$3.8K0.0%IndexLowSan Francisco, CA2026-11-03
Farther Finance Advisors, LLC
338$3.2K0.0%IndexLowSan Francisco, CA2026-10-08
Gamma Investing LLC
321$3.0K0.0%IndexVery LowFoster City, CA2026-10-08
EverSource Wealth Advisors, LLC
262$2.5K0.0%CoreMediumBirmingham, AL2026-11-04
Financial Consulate, Inc
220$2.1K0.0%ETFLowHunt Valley, MD2026-10-23
Bfsg, LLC
155$1.5K0.0%CoreLowIrvine, CA2026-10-30
Eastern Bank
94$8900.0%GrowthMediumBoston, MA2026-10-05
FNY Investment Advisers, LLC
75$00.0%GrowthVery HighNew York, NY2026-10-16
SJS Investment Consulting Inc.
51$4830.0%ETFVery LowSylvania, OH2026-10-26
Silver Grove Financial Group, Inc.
38$3600.0%CoreMediumOrchard Park, NY2026-11-05
Ascentis Wealth Management, LLC
25$2360.0%Agg GrowthLowDallas, TX2026-11-03
Capital Advisors, Ltd. LLC
12$00.0%ETFLowShaker Heights, OH2026-10-27
Covestor Ltd
11$00.0%ValueHighLondon, United Kingdom2026-10-30
Wolff Wiese Magana LLC
6$570.0%GrowthLowCarslbad, CA2026-10-15
Hughes Financial Services, LLC
1$70.0%ETFLowHerndon, VA2026-10-30