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Ellington Financial Inc (EFC)

CUSIP: 28852N109 | NYSE | Real Estate · REIT - Mortgage | Small Cap | 575 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AVanguard Capital Management LLC6,427,1095.0%+151,943Sep 30, 202692d ahead of 13F (5,339,974 sh) · +1,087,135
13G/AVanguard Capital Management LLC6,427,109
5.0% of class · Sep 30, 2026+151,943
92d ahead of 13F (5,339,974 sh) · +1,087,135

Institutional Holders — Q3 2026

Principal Financial Group Inc615,788
0.0% of portfolio›$7.3M
GraniteShares Advisors LLC206,145
1.6% of portfolio›$2.4M
Hennion & Walsh Asset Management, Inc.193,225
0.1% of portfolio›$2.3M
Lido Advisors, LLC112,854
0.0% of portfolio›$1.3M
Norden Group LLC95,480
0.1% of portfolio›$1.1M
Illinois Municipal Retirement Fund62,766
0.0% of portfolio›$742.5K
Louisiana State Employees Retirement System54,900
0.0% of portfolio›$649.5K
Artemis Investment Management LLP52,170
0.0% of portfolio›$617.2K
Arizona State Retirement System34,438
0.0% of portfolio›$407.4K
Strs Ohio34,000
0.0% of portfolio›$402.2K
Amalgamated Bank33,298
0.0% of portfolio›$394.0K
Yousif Capital Management, LLC32,350
0.0% of portfolio›$382.7K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS30,367
0.0% of portfolio›$359.2K
Ethic Inc.30,231
0.0% of portfolio›$357.6K
Oregon Public Employees Retirement Fund28,964
0.0% of portfolio›$342.6K
Nisa Investment Advisors, LLC28,624
0.0% of portfolio›$342.3K
CenterStar Asset Management, LLC28,590
0.1% of portfolio›$338.9K
Commonwealth Equity Services, LLC26,601
0.0% of portfolio›$314.7K
New York State Teachers Retirement System25,600
0.0% of portfolio›$303.0K
Imc-Chicago, LLC24,681
0.0% of portfolio›$292.0K
State of Alaska, Department of Revenue21,652
0.0% of portfolio›$256.0K
Kingstone Capital Partners Texas, LLC21,374
0.1% of portfolio›$252.9K
Powell Investment Advisors, LLC21,225
0.1% of portfolio›$253.9K
StoneX Group Inc.20,984
0.0% of portfolio›$260.6K
Brookstone Capital Management20,014
0.0% of portfolio›$236.8K
PUREfi Wealth, LLC20,002
0.1% of portfolio›$236.6K
Chicago Partners Investment Group LLC19,423
0.0% of portfolio›$227.8K
ProShare Advisors LLC17,148
0.0% of portfolio›$202.9K
Citigroup Inc16,463
0.0% of portfolio›$194.8K
HUB Investment Partners, LLC15,888
0.0% of portfolio›$188.0K
BIP Wealth, LLC15,000
0.0% of portfolio›$177.5K
Pictet Asset Management Holding SA14,887
0.0% of portfolio›$176.1K
Creative Planning14,831
0.0% of portfolio›$175.5K
Mutual of America Capital Management LLC14,706
0.0% of portfolio›$174.0K
Larson Financial Group LLC14,433
0.0% of portfolio›$170.7K
Cambridge Investment Research Advisors, Inc.12,688
0.0% of portfolio›$150.0K
Bahl & Gaynor LLC12,500
0.0% of portfolio›$147.9K
Xponance LLC11,761
0.0% of portfolio›$139.1K
Mallini Complete Financial Planning LLC11,589
0.1% of portfolio›$137.1K
VestGen Advisors, LLC11,542
0.0% of portfolio›$136.5K
Spire Wealth Management8,300
0.0% of portfolio›$98.2K
Gamma Investing LLC6,603
0.0% of portfolio›$78.1K
TD Waterhouse Canada Inc.6,000
0.0% of portfolio›$70.2K
Ascentis Independent Advisors4,530
0.0% of portfolio›$53.6K
Private Trust Co NA3,385
0.0% of portfolio›$40.0K
Pinnacle Wealth Planning Services, Inc.3,181
0.0% of portfolio›$37.6K
Farther Finance Advisors, LLC2,566
0.0% of portfolio›$30.4K
New England Capital Financial Advisors LLC2,505
0.0% of portfolio›$29.6K
Daytona Street Capital LLC2,489
0.0% of portfolio›$28.7K
Sterling Capital Management LLC2,428
0.0% of portfolio›$28.7K
Simplex Trading, LLC2,168
0.0% of portfolio›$25.6K
Bokf, NA1,518
0.0% of portfolio›$18.0K
Versant Capital Management, Inc1,108
0.0% of portfolio›$13.1K
Harbor Capital Advisors, Inc.911
0.0% of portfolio›$11
EverSource Wealth Advisors, LLC701
0.0% of portfolio›$8.3K
Salomon & Ludwin, LLC701
0.0% of portfolio›$8.3K
GK Wealth Management LLC679
0.0% of portfolio›$8.0K
Financial Network Wealth Advisors LLC668
0.0% of portfolio›$7.9K
Parkside Financial Bank & Trust650
0.0% of portfolio›$7.7K
Chung Wu Investment Group, LLC600
0.0% of portfolio›$7.1K
Signaturefd, LLC589
0.0% of portfolio›$7.0K
Parallel Advisors, LLC586
0.0% of portfolio›$6.9K
High Point Wealth Management, LLC547
0.0% of portfolio›$6.5K
Bare Financial Services, Inc514
0.0% of portfolio›$6.1K
Valley National Advisers Inc513
0.0% of portfolio›$6.1K
Redwood Park Advisors LLC400
0.0% of portfolio›$4.7K
CoreCap Advisors, LLC321
0.0% of portfolio›$3.8K
Trust Co of Vermont280
0.0% of portfolio›$3.3K
First Horizon Corp200
0.0% of portfolio›$2.4K
High Note Wealth, LLC173
0.0% of portfolio›$2.0K
Covestor Ltd116
0.0% of portfolio›$1
Lanark Financial, Inc.100
0.0% of portfolio›$1.2K
Farmers & Merchants Investments Inc91
0.0% of portfolio›$1.1K
MassMutual Private Wealth & Trust, FSB70
0.0% of portfolio›$828
Root Financial Partners, LLC68
0.0% of portfolio›$804
IFP Advisors, Inc65
0.0% of portfolio›$769
SBI Securities Co., Ltd.60
0.0% of portfolio›$710
Financial Consulate, Inc49
0.0% of portfolio›$580
Cedar Mountain Advisors, LLC33
0.0% of portfolio›$390
UMB Private Wealth Management, LLC32
0.0% of portfolio›$379
JFS Wealth Advisors, LLC26
0.0% of portfolio›$308
True Wealth Design, LLC20
0.0% of portfolio›$237
SJS Investment Consulting Inc.16
0.0% of portfolio›$190
Assetmark, Inc10
0.0% of portfolio›$118
Rydar Equities, Inc.9
0.0% of portfolio›$104
Capital Advisors, Ltd. LLC9
0.0% of portfolio›$0
Hughes Financial Services, LLC1
0.0% of portfolio›$12
StyleTurnoverLocationFiled
Principal Financial Group Inc
615,788$7.3M0.0%CoreLowDes Moines, IA2026-11-02
GraniteShares Advisors LLC
206,145$2.4M1.6%YieldMediumNew York, NY2026-10-29
Hennion & Walsh Asset Management, Inc.
193,225$2.3M0.1%ValueMediumParsippany, NJ2026-10-13
Lido Advisors, LLC
112,854$1.3M0.0%GrowthLowLos Angeles, CA2026-11-04
Norden Group LLC
95,480$1.1M0.1%GrowthMediumProvo, UT2026-10-20
Illinois Municipal Retirement Fund
62,766$742.5K0.0%CoreMediumOak Brook, IL2026-11-05
Louisiana State Employees Retirement System
54,900$649.5K0.0%IndexLowBaton Rouge, LA2026-10-20
Artemis Investment Management LLP
52,170$617.2K0.0%GARPHighEdinburgh, United Kingdom2026-10-08
Arizona State Retirement System
34,438$407.4K0.0%IndexVery LowPhoenix, AZ2026-11-03
Strs Ohio
34,000$402.2K0.0%CoreMediumColumbus, OH2026-10-30
Amalgamated Bank
33,298$394.0K0.0%CoreVery LowNew York, NY2026-10-23
Yousif Capital Management, LLC
32,350$382.7K0.0%IndexVery LowBloomfield Hills, MI2026-10-22
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
30,367$359.2K0.0%CoreLowHarrisburg, PA2026-11-03
Ethic Inc.
30,231$357.6K0.0%CoreLowNew York, NY2026-11-03
Oregon Public Employees Retirement Fund
28,964$342.6K0.0%IndexVery LowTigard, OR2026-10-30
Nisa Investment Advisors, LLC
28,624$342.3K0.0%IndexVery LowSt. Louis, MO2026-10-20
CenterStar Asset Management, LLC
28,590$338.9K0.1%Agg GrowthVery HighChicago, IL2026-10-09
Commonwealth Equity Services, LLC
26,601$314.7K0.0%ETFLowWaltham, MA2026-11-02
New York State Teachers Retirement System
25,600$303.0K0.0%CoreVery LowAlbany, NY2026-10-22
Imc-Chicago, LLC
24,681$292.0K0.0%GARPVery HighChicago, IL2026-11-05
State of Alaska, Department of Revenue
21,652$256.0K0.0%CoreVery LowJuneau, AK2026-10-15
Kingstone Capital Partners Texas, LLC
21,374$252.9K0.1%GrowthLowFrisco, TX2026-11-03
Powell Investment Advisors, LLC
21,225$253.9K0.1%ETFVery LowMiami, FL2026-10-22
StoneX Group Inc.
20,984$260.6K0.0%ETFMediumNew York, NY2026-11-03
Brookstone Capital Management
20,014$236.8K0.0%ETFMediumWheaton, IL2026-10-22
PUREfi Wealth, LLC
20,002$236.6K0.1%GrowthMediumBoston, MA2026-10-19
Chicago Partners Investment Group LLC
19,423$227.8K0.0%GARPLowChicago, IL2026-10-27
ProShare Advisors LLC
17,148$202.9K0.0%GrowthLowBethesda, MD2026-10-29
Citigroup Inc
16,463$194.8K0.0%CoreMediumNew York, NY2026-11-04
HUB Investment Partners, LLC
15,888$188.0K0.0%GrowthLowAustin, TX2026-11-03
BIP Wealth, LLC
15,000$177.5K0.0%ETFMediumAtlanta, GA2026-10-22
Pictet Asset Management Holding SA
14,887$176.1K0.0%GrowthMediumCarouge, Switzerland2026-11-03
Creative Planning
14,831$175.5K0.0%IndexVery LowOverland Park, KS2026-11-02
Mutual of America Capital Management LLC
14,706$174.0K0.0%IndexLowNew York, NY2026-10-23
Larson Financial Group LLC
14,433$170.7K0.0%GrowthLowSt Louis, MO2026-11-05
Cambridge Investment Research Advisors, Inc.
12,688$150.0K0.0%ETFLowFairfield, IA2026-11-02
Bahl & Gaynor LLC
12,500$147.9K0.0%CoreLowCincinnati, OH2026-11-05
Xponance LLC
11,761$139.1K0.0%IndexVery LowPhiladelphia, PA2026-11-03
Mallini Complete Financial Planning LLC
11,589$137.1K0.1%ETFMediumGainesville, FL2026-10-06
VestGen Advisors, LLC
11,542$136.5K0.0%GrowthMediumChicago, IL2026-10-27
Spire Wealth Management
8,300$98.2K0.0%GrowthMediumMclean, VA2026-10-30
Gamma Investing LLC
6,603$78.1K0.0%IndexVery LowFoster City, CA2026-10-08
TD Waterhouse Canada Inc.
6,000$70.2K0.0%CoreLowToronto, Australia2026-10-16
Ascentis Independent Advisors
4,530$53.6K0.0%ETFLowDallas, TX2026-11-03
Private Trust Co NA
3,385$40.0K0.0%CoreLowCleveland, OH2026-10-20
Pinnacle Wealth Planning Services, Inc.
3,181$37.6K0.0%GARPLowMansfield, OH2026-10-27
Farther Finance Advisors, LLC
2,566$30.4K0.0%IndexLowSan Francisco, CA2026-10-08
New England Capital Financial Advisors LLC
2,505$29.6K0.0%ETFLowMeriden, CT2026-11-03
Daytona Street Capital LLC
2,489$28.7K0.0%Deep ValueMediumSaint Louis, MO2026-10-15
Sterling Capital Management LLC
2,428$28.7K0.0%GARPMediumCharlotte, NC2026-10-22
Simplex Trading, LLC
2,168$25.6K0.0%CoreVery HighChicago, IL2026-11-04
Bokf, NA
1,518$18.0K0.0%CoreLowTulsa, OK2026-10-27
Versant Capital Management, Inc
1,108$13.1K0.0%GARPLowPhoenix, AZ2026-10-02
Harbor Capital Advisors, Inc.
911$110.0%ValueHighChicago, IL2026-10-22
EverSource Wealth Advisors, LLC
701$8.3K0.0%CoreMediumBirmingham, AL2026-11-04
Salomon & Ludwin, LLC
701$8.3K0.0%ETFVery LowRichmond, VA2026-10-29
GK Wealth Management LLC
679$8.0K0.0%GARPVery HighReno, NV2026-10-09
Financial Network Wealth Advisors LLC
668$7.9K0.0%ETFLowMurray, UT2026-10-28
Parkside Financial Bank & Trust
650$7.7K0.0%CoreVery LowSaint Louis, MO2026-10-27
Chung Wu Investment Group, LLC
600$7.1K0.0%GrowthMediumSugar Land, TX2026-11-03
Signaturefd, LLC
589$7.0K0.0%IndexLowAtlanta, GA2026-10-23
Parallel Advisors, LLC
586$6.9K0.0%IndexLowSan Francisco, CA2026-11-03
High Point Wealth Management, LLC
547$6.5K0.0%ETFLowChester, NJ2026-11-05
Bare Financial Services, Inc
514$6.1K0.0%ETFVery LowGap, PA2026-11-04
Valley National Advisers Inc
513$6.1K0.0%ETFLowBethlehem, PA2026-10-23
Redwood Park Advisors LLC
400$4.7K0.0%ETFVery LowRedwood City, CA2026-11-02
CoreCap Advisors, LLC
321$3.8K0.0%ETFMediumSouthfield, MI2026-10-08
Trust Co of Vermont
280$3.3K0.0%CoreVery LowBrattleboro, VT2026-10-21
First Horizon Corp
200$2.4K0.0%CoreLowMemphis, TN2026-10-26
High Note Wealth, LLC
173$2.0K0.0%ETFVery LowDeephaven, MN2026-10-27
Covestor Ltd
116$10.0%ValueHighLondon, United Kingdom2026-10-30
Lanark Financial, Inc.
100$1.2K0.0%CoreMediumBirmingham, AL2026-10-26
Farmers & Merchants Investments Inc
91$1.1K0.0%CoreVery LowLincoln, NE2026-10-22
MassMutual Private Wealth & Trust, FSB
70$8280.0%CoreLowSpringfield, MA2026-10-05
Root Financial Partners, LLC
68$8040.0%ETFMediumEncinitas, CA2026-10-21
IFP Advisors, Inc
65$7690.0%GrowthLowTampa, FL2026-10-16
SBI Securities Co., Ltd.
60$7100.0%Agg GrowthLowTokyo, Mexico2026-10-22
Financial Consulate, Inc
49$5800.0%ETFLowHunt Valley, MD2026-10-23
Cedar Mountain Advisors, LLC
33$3900.0%ETFVery LowLake Oswego, OR2026-10-15
UMB Private Wealth Management, LLC
32$3790.0%GrowthN/AKansas City, MO2026-10-19
JFS Wealth Advisors, LLC
26$3080.0%ETFVery LowHermitage, PA2026-11-03
True Wealth Design, LLC
20$2370.0%ETFMediumAkron, OH2026-10-13
SJS Investment Consulting Inc.
16$1900.0%ETFVery LowSylvania, OH2026-10-26
Assetmark, Inc
10$1180.0%ETFLowConcord, CA2026-10-21
Rydar Equities, Inc.
9$1040.0%CoreVery LowWeatherford, TX2026-10-13
Capital Advisors, Ltd. LLC
9$00.0%ETFLowShaker Heights, OH2026-10-27
Hughes Financial Services, LLC
1$120.0%ETFLowHerndon, VA2026-10-30