First Trust Dividend and Inc

CUSIP: 33731L100 | 59 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Institutional Holders — Q3 2016

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Bulldog Investors, LLPA2,190,168

0.6% of portfolio$20.0K

SIT Investment Associates Inc834,984

0.0% of portfolio$7.6K

Clough Capital Partners L P91,700

0.0% of portfolio$835

Guggenheim Capital LLC89,054

0.0% of portfolio$811

Wells Fargo & Company88,488

0.0% of portfolio$806

1607 Capital Partners, LLC66,458

0.0% of portfolio$605

Raymond James & Associates65,062

0.0% of portfolio$593

Relative Value Partners Group, LLC62,835

0.1% of portfolio$572

Citigroup Inc53,998

0.0% of portfolio$492

UBS Group AG44,237

0.0% of portfolio$403

Ladenburg Thalmann Financial Services Inc38,682

0.0% of portfolio$353

Raymond James Financial Services Advisors, Inc.31,973

0.0% of portfolio$291

Icon Advisers Inc30,649

0.0% of portfolio$279

LPL Financial LLC24,391

0.0% of portfolio$222

Oppenheimer & Co Inc24,208

0.0% of portfolio$221

Raymond James Trust N.A.22,500

0.0% of portfolio$205

Advisor Group, Inc.11,200

0.0% of portfolio$102

Morgan Stanley10,350

0.0% of portfolio$94

IFP Advisors, Inc5,657

0.0% of portfolio$52

Royal Bank of Canada1,878

0.0% of portfolio$17

Gradient Investments LLC1,700

0.0% of portfolio$15

Bank of America Corp1,525

0.0% of portfolio$14

Advisory Alpha, LLC1,444

0.0% of portfolio$13

MetLife Securities, Inc1,226

0.0% of portfolio$11

Next Financial Group, Inc1,100

0.0% of portfolio$10

				Style	Turnover	Location	Filed
Bulldog Investors, LLPActivist	2,190,168	$20.0K	0.6%	Yield	High	Saddle Brook, NJ	2016-11-14
SIT Investment Associates Inc	834,984	$7.6K	0.0%	Yield	Low	Minneapolis, MN	2016-11-01
Clough Capital Partners L P	91,700	$835	0.0%	Value	High	Boston, MA	2016-11-14
Guggenheim Capital LLC	89,054	$811	0.0%	Core	Low	Chicago, IL	2016-11-15
Wells Fargo & Company	88,488	$806	0.0%	Core	Low	San Francisco, CA	2016-10-31
1607 Capital Partners, LLC	66,458	$605	0.0%	Yield	Medium	Richmond, VA	2016-11-14
Raymond James & Associates	65,062	$593	0.0%	N/A	N/A	St Petersburg, FL	2016-11-14
Relative Value Partners Group, LLC	62,835	$572	0.1%	Yield	Very Low	Northbrook, IL	2016-11-07
Citigroup Inc	53,998	$492	0.0%	Core	Medium	New York, NY	2016-11-10
UBS Group AG	44,237	$403	0.0%	Core	Medium	Zurich, Switzerland	2016-11-14
Ladenburg Thalmann Financial Services Inc	38,682	$353	0.0%	N/A	N/A	Miami, FL	2016-11-14
Raymond James Financial Services Advisors, Inc.	31,973	$291	0.0%	Growth	Very Low	St. Petersburg, FL	2016-11-14
Icon Advisers Inc	30,649	$279	0.0%	Deep Value	High	Greenwood Village, CO	2016-11-04
LPL Financial LLC	24,391	$222	0.0%	Index	Very Low	Fort Mill, SC	2016-11-16
Oppenheimer & Co Inc	24,208	$221	0.0%	Core	Low	New York, NY	2016-11-07
Raymond James Trust N.A.	22,500	$205	0.0%	N/A	N/A	St. Petersburg, FL	2016-10-11
Advisor Group, Inc.	11,200	$102	0.0%	N/A	N/A	Phoenix, AZ	2017-11-02
Morgan Stanley	10,350	$94	0.0%	Core	Low	New York, NY	2016-11-10
IFP Advisors, Inc	5,657	$52	0.0%	Growth	Low	Tampa, FL	2016-11-04
Royal Bank of Canada	1,878	$17	0.0%	Core	Low	Toronto, Australia	2016-11-14
Gradient Investments LLC	1,700	$15	0.0%	Core	Medium	Arden Hills, MN	2016-10-11
Bank of America Corp	1,525	$14	0.0%	Core	Low	Charlotte, NC	2016-11-14
Advisory Alpha, LLC	1,444	$13	0.0%	ETF	Low	Holland, MI	2016-10-14
MetLife Securities, Inc	1,226	$11	0.0%	N/A	N/A	New York, NY	2016-10-13
Next Financial Group, Inc	1,100	$10	0.0%	N/A	N/A	Houston, TX	2016-11-01