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First Trust Energy Alphadex (FXN)

CUSIP: 33734X127 | NYSE | 542 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13GFirst Trust Portfolios L.P.841,3325.2%+135,504Sep 30, 2026No 13F filer matched
13GFirst Trust Portfolios L.P.841,332
5.2% of class · Sep 30, 2026+135,504
No 13F filer matched

Institutional Holders — Q3 2026

Virtue Capital Management, LLC249,456
0.7% of portfolio›$5.5M
Crumly & Associates Inc.139,604
0.5% of portfolio›$3.1M
Financial Management Professionals, Inc.81,496
0.2% of portfolio›$1.8M
Cambridge Investment Research Advisors, Inc.74,102
0.0% of portfolio›$1.6M
Commonwealth Equity Services, LLC56,454
0.0% of portfolio›$1.2M
Kestra Advisory Services, LLC51,202
0.0% of portfolio›$1.1M
Truist Financial Corp41,146
0.0% of portfolio›$899.0K
Prospera Financial Services Inc32,472
0.0% of portfolio›$811.9K
Global Assets Advisory, LLC27,101
0.1% of portfolio›$622.2K
United Advisor Group, LLC24,335
0.1% of portfolio›$531.7K
Cottonwood Capital Advisors, LLC21,194
0.3% of portfolio›$463.1K
Farther Finance Advisors, LLC19,484
0.0% of portfolio›$425.7K
Compass Financial Management LLC18,562
0.0% of portfolio›$405.6K
Wealth Enhancement Advisory Services, LLC15,984
0.0% of portfolio›$374.2K
Retirement Planning Group, LLC15,247
0.0% of portfolio›$333.1K
JBR Co Financial Management Inc14,092
0.1% of portfolio›$282.0K
Kestra Private Wealth Services, LLC11,435
0.0% of portfolio›$249.9K
Global View Capital Management LLC11,204
0.1% of portfolio›$244.8K
Capital Square, LLC10,553
0.1% of portfolio›$230.8K
Wealth Effects LLC10,400
0.1% of portfolio›$227.2K
Lanark Financial, Inc.10,206
0.0% of portfolio›$223.0K
Independent Financial Group, LLC9,817
0.0% of portfolio›$214.5K
Prosperity Financial Group, Inc.9,526
0.1% of portfolio›$208.1K
Parallel Advisors, LLC7,835
0.0% of portfolio›$171.2K
Reap Financial Group, LLC4,686
0.0% of portfolio›$102.4K
IFP Advisors, Inc3,952
0.0% of portfolio›$86.4K
Hazlett, Burt & Watson, Inc.3,866
0.0% of portfolio›$22.1K
Biltmore Family Office, LLC3,226
0.0% of portfolio›$70.5K
Silver Grove Financial Group, Inc.2,401
0.0% of portfolio›$52.5K
Golden State Wealth Management, LLC1,534
0.0% of portfolio›$33.5K
Allspring Global Investments Holdings, LLC1,157
0.0% of portfolio›$26.0K
Pinnacle Bancorp, Inc.1,100
0.0% of portfolio›$24.0K
Mechanics Financial Corp1,004
0.0% of portfolio›$21.9K
Register Financial Advisors LLC1,000
0.0% of portfolio›$21.9K
Ashton Thomas Private Wealth, LLC875
0.0% of portfolio›$19.1K
Dhjj Financial Advisors, Ltd.795
0.0% of portfolio›$17.4K
AlphaCore Capital LLC700
0.0% of portfolio›$15.3K
Root Financial Partners, LLC655
0.0% of portfolio›$14.3K
Blue Trust, Inc.628
0.0% of portfolio›$13.7K
Mosley Wealth Management608
0.0% of portfolio›$14.4K
Financial Perspectives, Inc600
0.0% of portfolio›$13.1K
CoreCap Advisors, LLC531
0.0% of portfolio›$11.6K
CX Institutional488
0.0% of portfolio›$11
Rossby Financial, LCC395
0.0% of portfolio›$8.6K
Spire Wealth Management256
0.0% of portfolio›$5.6K
Capital Investment Advisory Services, LLC207
0.0% of portfolio›$4.5K
Clayton Financial Group LLC55
0.0% of portfolio›$1.2K
SBI Securities Co., Ltd.31
0.0% of portfolio›$677
Realta Investment Advisors1
0.0% of portfolio›$15
StyleTurnoverLocationFiled
Virtue Capital Management, LLC
249,456$5.5M0.7%GrowthHighBrentwood, TN2026-10-29
Crumly & Associates Inc.
139,604$3.1M0.5%ETFMediumSpringfield, IL2026-10-07
Financial Management Professionals, Inc.
81,496$1.8M0.2%ETFMediumAustin, TX2026-10-23
Cambridge Investment Research Advisors, Inc.
74,102$1.6M0.0%ETFLowFairfield, IA2026-11-02
Commonwealth Equity Services, LLC
56,454$1.2M0.0%ETFLowWaltham, MA2026-11-02
Kestra Advisory Services, LLC
51,202$1.1M0.0%CoreLowAustin, TX2026-11-02
Truist Financial Corp
41,146$899.0K0.0%CoreLowCharlotte, NC2026-10-30
Prospera Financial Services Inc
32,472$811.9K0.0%CoreMediumDallas, TX2026-11-04
Global Assets Advisory, LLC
27,101$622.2K0.1%GrowthHighOrlando, FL2026-10-28
United Advisor Group, LLC
24,335$531.7K0.1%ETFLowCincinnati, OH2026-11-03
Cottonwood Capital Advisors, LLC
21,194$463.1K0.3%ETFVery LowSalt Lake City, UT2026-10-20
Farther Finance Advisors, LLC
19,484$425.7K0.0%IndexLowSan Francisco, CA2026-10-08
Compass Financial Management LLC
18,562$405.6K0.0%CoreN/ATampa, FL2026-10-30
Wealth Enhancement Advisory Services, LLC
15,984$374.2K0.0%CoreLowPlymouth, MN2026-10-13
Retirement Planning Group, LLC
15,247$333.1K0.0%ETFVery LowLeawood, KS2026-10-19
JBR Co Financial Management Inc
14,092$282.0K0.1%GrowthLowArdmore, OK2026-10-13
Kestra Private Wealth Services, LLC
11,435$249.9K0.0%GrowthLowAustin, TX2026-10-30
Global View Capital Management LLC
11,204$244.8K0.1%ETFHighWaukesha, WI2026-10-28
Capital Square, LLC
10,553$230.8K0.1%YieldMediumAthens, TN2026-10-19
Wealth Effects LLC
10,400$227.2K0.1%GrowthLowBoston, MA2026-10-23
Lanark Financial, Inc.
10,206$223.0K0.0%CoreMediumBirmingham, AL2026-10-26
Independent Financial Group, LLC
9,817$214.5K0.0%GrowthLowSan Diego, CA2026-10-13
Prosperity Financial Group, Inc.
9,526$208.1K0.1%GrowthMediumSan Ramon, CA2026-10-29
Parallel Advisors, LLC
7,835$171.2K0.0%IndexLowSan Francisco, CA2026-11-03
Reap Financial Group, LLC
4,686$102.4K0.0%ETFLowAustin, TX2026-11-02
IFP Advisors, Inc
3,952$86.4K0.0%GrowthLowTampa, FL2026-10-16
Hazlett, Burt & Watson, Inc.
3,866$22.1K0.0%CoreVery LowWheeling, WV2026-11-04
Biltmore Family Office, LLC
3,226$70.5K0.0%GrowthLowCharlotte, NC2026-11-03
Silver Grove Financial Group, Inc.
2,401$52.5K0.0%CoreMediumOrchard Park, NY2026-11-05
Golden State Wealth Management, LLC
1,534$33.5K0.0%ETFMediumSanta Ana, CA2026-11-02
Allspring Global Investments Holdings, LLC
1,157$26.0K0.0%CoreMediumCharlotte, NC2026-11-04
Pinnacle Bancorp, Inc.
1,100$24.0K0.0%CoreVery LowBeatrice, NE2026-10-21
Mechanics Financial Corp
1,004$21.9K0.0%CoreVery LowMansfield, OH2026-11-05
Register Financial Advisors LLC
1,000$21.9K0.0%GARPLowAtlanta, GA2026-10-23
Ashton Thomas Private Wealth, LLC
875$19.1K0.0%CoreMediumScottsdale, AZ2026-11-03
Dhjj Financial Advisors, Ltd.
795$17.4K0.0%ETFVery LowNaperville, IL2026-10-23
AlphaCore Capital LLC
700$15.3K0.0%ETFLowLa Jolla, CA2026-11-04
Root Financial Partners, LLC
655$14.3K0.0%ETFMediumEncinitas, CA2026-10-21
Blue Trust, Inc.
628$13.7K0.0%ETFLowBrentwood, TN2026-10-15
Mosley Wealth Management
608$14.4K0.0%ETFHighAnaheim, CA2026-10-16
Financial Perspectives, Inc
600$13.1K0.0%GrowthVery LowMinneapolis, MN2026-11-03
CoreCap Advisors, LLC
531$11.6K0.0%ETFMediumSouthfield, MI2026-10-08
CX Institutional
488$110.0%CoreMediumAuburn, IN2026-10-02
Rossby Financial, LCC
395$8.6K0.0%ETFMediumMelbourne, FL2026-11-05
Spire Wealth Management
256$5.6K0.0%GrowthMediumMclean, VA2026-10-30
Capital Investment Advisory Services, LLC
207$4.5K0.0%CoreMediumRaleigh, NC2026-10-30
Clayton Financial Group LLC
55$1.2K0.0%ETFLowSt. Louis, MO2026-10-13
SBI Securities Co., Ltd.
31$6770.0%Agg GrowthLowTokyo, Mexico2026-10-22
Realta Investment Advisors
1$150.0%GrowthMediumWilmington, DE2026-10-14