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First Trust Small Cap Growth (FYC)

CUSIP: 33737M300 | NYSE | 364 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Elevation Point Wealth Partners, LLC321,223
0.6% of portfolio›$37.0M
Eclectic Associates Inc154,920
2.0% of portfolio›$17.9M
Prospera Financial Services Inc116,887
0.2% of portfolio›$13.3M
Integrity Advisory Solutions, LLC105,242
1.3% of portfolio›$12.1M
New Wave Wealth Advisors LLC102,527
3.1% of portfolio›$11.7M
Kestra Advisory Services, LLC99,129
0.0% of portfolio›$11.4M
Concurrent Investment Advisors, LLC98,518
0.1% of portfolio›$11.4M
IFP Advisors, Inc96,052
0.2% of portfolio›$11.1M
Cambridge Investment Research Advisors, Inc.86,636
0.1% of portfolio›$10.0M
Richmond Investment Services, LLC77,615
2.8% of portfolio›$9.0M
Commonwealth Equity Services, LLC62,345
0.0% of portfolio›$7.2M
Redhawk Wealth Advisors, Inc.39,136
0.5% of portfolio›$4.5M
Fiduciary Alliance LLC38,856
0.3% of portfolio›$4.5M
Paller Financial Services Inc32,571
2.9% of portfolio›$3.8M
Truist Financial Corp27,908
0.0% of portfolio›$3.2M
Certified Advisory Corp19,569
0.2% of portfolio›$2.3M
Vista Investment Partners II, LLC17,845
0.8% of portfolio›$2.1M
Summit Financial Consulting LLC16,170
1.4% of portfolio›$1.9M
Ashton Thomas Private Wealth, LLC15,917
0.0% of portfolio›$1.8M
MTM Investment Management, LLC14,782
0.5% of portfolio›$1.7M
Wealth Enhancement Advisory Services, LLC12,992
0.0% of portfolio›$1.5M
Oppenheimer & Co Inc10,433
0.0% of portfolio›$1.2M
Rhodes Investment Advisors Inc10,197
0.8% of portfolio›$1.2M
Founders Financial Securities LLC8,857
0.1% of portfolio›$1.0M
Willner & Heller, LLC8,841
0.6% of portfolio›$1.0M
Sylvest Advisors, LLC8,044
0.4% of portfolio›$927.6K
Clear Point Advisors Inc.7,844
0.6% of portfolio›$904.6K
Wedmont Private Capital7,624
0.0% of portfolio›$867.8K
TruNorth Capital Management, LLC6,720
0.1% of portfolio›$775.0K
Blue Trust, Inc.6,102
0.0% of portfolio›$703.6K
Focus Financial Network, Inc.5,509
0.0% of portfolio›$635.2K
LexAurum Advisors, LLC4,223
0.1% of portfolio›$487.0K
TBH Global Asset Management, LLC3,805
0.1% of portfolio›$438.8K
BAM Wealth Management, LLC3,659
0.2% of portfolio›$422.0K
Kestra Private Wealth Services, LLC3,575
0.0% of portfolio›$412.2K
Lyell Wealth Management, LP3,496
0.0% of portfolio›$403.2K
PFG Advisors3,465
0.0% of portfolio›$399.6K
Echo Wealth Management, LLC3,344
0.2% of portfolio›$385.6K
Strategic Blueprint, LLC3,293
0.0% of portfolio›$379.8K
Wealth Effects LLC3,135
0.1% of portfolio›$361.6K
Wagner Wealth Management, LLC3,092
0.1% of portfolio›$356.6K
Private Trust Co NA3,091
0.0% of portfolio›$356.5K
Waterfront Wealth Inc.2,977
0.1% of portfolio›$338.5K
Financial Partners Group, Inc2,827
0.0% of portfolio›$326.0K
Pinnacle Bancorp, Inc.2,826
0.1% of portfolio›$325.9K
D.A. Davidson & Co.2,713
0.0% of portfolio›$312.9K
Cornerstone Wealth Management, LLC2,512
0.0% of portfolio›$289.7K
Keybank National Association2,497
0.0% of portfolio›$288.0K
Carlson Financial, Inc.2,496
0.2% of portfolio›$287.9K
Creative Planning2,273
0.0% of portfolio›$262.1K
First Heartland Consultants, Inc.2,188
0.0% of portfolio›$252.4K
Moneywise, Inc.2,147
0.2% of portfolio›$247.6K
World Equity Group, Inc.2,118
0.1% of portfolio›$244.2K
Independent Wealth Network Inc.1,871
0.1% of portfolio›$215.7K
M.E. Allison & Co., Inc.1,807
0.1% of portfolio›$208.4K
Hazlett, Burt & Watson, Inc.1,650
0.1% of portfolio›$104.1K
Archer Investment Corp887
0.0% of portfolio›$102.3K
Key FInancial Inc785
0.0% of portfolio›$90.5K
Glass Jacobson Investment Advisors llc258
0.0% of portfolio›$29.8K
Golden State Wealth Management, LLC232
0.0% of portfolio›$26.8K
Farther Finance Advisors, LLC216
0.0% of portfolio›$24.9K
City Holding Co211
0.0% of portfolio›$24.3K
CoreCap Advisors, LLC208
0.0% of portfolio›$24.0K
Creative Financial Designs Inc192
0.0% of portfolio›$22.1K
Barnes Dennig Private Wealth Management LLC161
0.0% of portfolio›$18.6K
Catherine Avery Investment Management LLC148
0.0% of portfolio›$17.1K
Rosenberg Matthew Hamilton50
0.0% of portfolio›$5.8K
Nfsg Corp20
0.0% of portfolio›$2.3K
Signaturefd, LLC12
0.0% of portfolio›$1.4K
StyleTurnoverLocationFiled
Elevation Point Wealth Partners, LLC
321,223$37.0M0.6%CoreHighDenver, CO2026-11-05
Eclectic Associates Inc
154,920$17.9M2.0%ETFVery LowFullerton, CA2026-10-09
Prospera Financial Services Inc
116,887$13.3M0.2%CoreMediumDallas, TX2026-11-04
Integrity Advisory Solutions, LLC
105,242$12.1M1.3%ETFMediumDallas, TX2026-10-29
New Wave Wealth Advisors LLC
102,527$11.7M3.1%CoreMediumSpringdale, AR2026-10-19
Kestra Advisory Services, LLC
99,129$11.4M0.0%CoreLowAustin, TX2026-11-02
Concurrent Investment Advisors, LLC
98,518$11.4M0.1%GrowthMediumTampa, FL2026-10-16
IFP Advisors, Inc
96,052$11.1M0.2%GrowthLowTampa, FL2026-10-16
Cambridge Investment Research Advisors, Inc.
86,636$10.0M0.1%ETFLowFairfield, IA2026-11-02
Richmond Investment Services, LLC
77,615$9.0M2.8%ETFLowMequon, WI2026-10-29
Commonwealth Equity Services, LLC
62,345$7.2M0.0%ETFLowWaltham, MA2026-11-02
Redhawk Wealth Advisors, Inc.
39,136$4.5M0.5%ETFHighMinneapolis, MN2026-10-14
Fiduciary Alliance LLC
38,856$4.5M0.3%CoreMediumGreenville, SC2026-10-13
Paller Financial Services Inc
32,571$3.8M2.9%ETFMediumCentennial, CO2026-10-13
Truist Financial Corp
27,908$3.2M0.0%CoreLowCharlotte, NC2026-10-30
Certified Advisory Corp
19,569$2.3M0.2%ETFLowAltamonte Springs, FL2026-10-29
Vista Investment Partners II, LLC
17,845$2.1M0.8%CoreMediumRichmond, IN2026-10-15
Summit Financial Consulting LLC
16,170$1.9M1.4%ETFHighSterling Heights, MI2026-10-15
Ashton Thomas Private Wealth, LLC
15,917$1.8M0.0%CoreMediumScottsdale, AZ2026-11-03
MTM Investment Management, LLC
14,782$1.7M0.5%CoreVery LowSpartanburg, SC2026-10-30
Wealth Enhancement Advisory Services, LLC
12,992$1.5M0.0%CoreLowPlymouth, MN2026-10-13
Oppenheimer & Co Inc
10,433$1.2M0.0%CoreLowNew York, NY2026-10-26
Rhodes Investment Advisors Inc
10,197$1.2M0.8%CoreMediumFort Worth, TX2026-10-07
Founders Financial Securities LLC
8,857$1.0M0.1%ETFMediumTowson, MD2026-10-28
Willner & Heller, LLC
8,841$1.0M0.6%GrowthLowEncino, CA2026-10-28
Sylvest Advisors, LLC
8,044$927.6K0.4%ETFMediumDallas, TX2026-10-26
Clear Point Advisors Inc.
7,844$904.6K0.6%ETFMediumMelville, NY2026-10-30
Wedmont Private Capital
7,624$867.8K0.0%IndexVery LowWest Chester, PA2026-10-09
TruNorth Capital Management, LLC
6,720$775.0K0.1%ETFLowKalamazoo, MI2026-10-14
Blue Trust, Inc.
6,102$703.6K0.0%ETFLowBrentwood, TN2026-10-15
Focus Financial Network, Inc.
5,509$635.2K0.0%ETFLowMinneapolis, MN2026-10-14
LexAurum Advisors, LLC
4,223$487.0K0.1%ETFLowOverland Park, KS2026-10-19
TBH Global Asset Management, LLC
3,805$438.8K0.1%CoreHighBrentwood, TN2026-11-03
BAM Wealth Management, LLC
3,659$422.0K0.2%ETFHighLakewood, CO2026-10-15
Kestra Private Wealth Services, LLC
3,575$412.2K0.0%GrowthLowAustin, TX2026-10-30
Lyell Wealth Management, LP
3,496$403.2K0.0%GrowthLowMenlo Park, CA2026-10-30
PFG Advisors
3,465$399.6K0.0%ETFMediumPhoenix, AZ2026-10-16
Echo Wealth Management, LLC
3,344$385.6K0.2%ETFLowPlymouth, MN2026-10-15
Strategic Blueprint, LLC
3,293$379.8K0.0%ETFLowAtlanta, GA2026-10-22
Wealth Effects LLC
3,135$361.6K0.1%GrowthLowBoston, MA2026-10-23
Wagner Wealth Management, LLC
3,092$356.6K0.1%ETFLowGreenville, SC2026-10-21
Private Trust Co NA
3,091$356.5K0.0%CoreLowCleveland, OH2026-10-20
Waterfront Wealth Inc.
2,977$338.5K0.1%ValueLowOverland Park, KS2026-11-03
Financial Partners Group, Inc
2,827$326.0K0.0%ETFLowOverland Park, KS2026-10-19
Pinnacle Bancorp, Inc.
2,826$325.9K0.1%CoreVery LowBeatrice, NE2026-10-21
D.A. Davidson & Co.
2,713$312.9K0.0%CoreLowGreat Falls, MT2026-10-28
Cornerstone Wealth Management, LLC
2,512$289.7K0.0%ETFVery LowSt. Peters, MO2026-11-04
Keybank National Association
2,497$288.0K0.0%CoreLowBrooklyn, OH2026-11-04
Carlson Financial, Inc.
2,496$287.9K0.2%GrowthLowCanby, OR2026-11-05
Creative Planning
2,273$262.1K0.0%IndexVery LowOverland Park, KS2026-11-02
First Heartland Consultants, Inc.
2,188$252.4K0.0%ETFMediumLake St. Louis, MO2026-10-08
Moneywise, Inc.
2,147$247.6K0.2%ETFMediumForest, VA2026-10-30
World Equity Group, Inc.
2,118$244.2K0.1%GrowthMediumSchaumburg, IL2026-10-14
Independent Wealth Network Inc.
1,871$215.7K0.1%ETFMediumUrbandale, IA2026-10-19
M.E. Allison & Co., Inc.
1,807$208.4K0.1%CoreLowSan Antonio, TX2026-10-09
Hazlett, Burt & Watson, Inc.
1,650$104.1K0.1%CoreVery LowWheeling, WV2026-11-04
Archer Investment Corp
887$102.3K0.0%CoreMediumCarmel, IN2026-11-05
Key FInancial Inc
785$90.5K0.0%ETFLowWest Chester, PA2026-11-02
Glass Jacobson Investment Advisors llc
258$29.8K0.0%ETFLowOwings Mills, MD2026-10-26
Golden State Wealth Management, LLC
232$26.8K0.0%ETFMediumSanta Ana, CA2026-11-02
Farther Finance Advisors, LLC
216$24.9K0.0%IndexLowSan Francisco, CA2026-10-08
City Holding Co
211$24.3K0.0%CoreLowCharleston, WV2026-10-19
CoreCap Advisors, LLC
208$24.0K0.0%ETFMediumSouthfield, MI2026-10-08
Creative Financial Designs Inc
192$22.1K0.0%ETFMediumKokomo, IN2026-11-04
Barnes Dennig Private Wealth Management LLC
161$18.6K0.0%CoreLowCincinnati, OH2026-10-30
Catherine Avery Investment Management LLC
148$17.1K0.0%CoreMediumLongboat Key, FL2026-10-14
Rosenberg Matthew Hamilton
50$5.8K0.0%ETFVery LowGrand Junction, CO2026-10-05
Nfsg Corp
20$2.3K0.0%Agg GrowthMediumBoca Raton, FL2026-10-15
Signaturefd, LLC
12$1.4K0.0%IndexLowAtlanta, GA2026-10-23