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FT Vest U.S. Equity Buffer E (FOCT)

CUSIP: 33740F664 | NYSE | 267 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AFirst Trust Portfolios L.P.16,647,21074.6%+791,805Sep 30, 2026No 13F filer matched
13G/AFirst Trust Portfolios L.P.16,647,210
74.6% of class · Sep 30, 2026+791,805
No 13F filer matched

Institutional Holders — Q3 2026

Assetmark, Inc336,559
0.0% of portfolio›$18.2M
Reap Financial Group, LLC143,769
1.3% of portfolio›$7.8M
Commonwealth Equity Services, LLC103,528
0.0% of portfolio›$5.6M
Kestra Advisory Services, LLC69,980
0.0% of portfolio›$3.8M
Acorn Financial Advisory Services Inc67,164
0.5% of portfolio›$3.6M
Smart Wealth LLC65,795
0.7% of portfolio›$3.6M
Valtinson Bruner Financial Planning LLC50,763
0.7% of portfolio›$2.7M
FWG Investments, Llc.48,437
1.3% of portfolio›$2.6M
Cambridge Investment Research Advisors, Inc.45,630
0.0% of portfolio›$2.5M
Truist Financial Corp42,206
0.0% of portfolio›$2.3M
Founders Financial Securities LLC36,768
0.1% of portfolio›$2.0M
McKinley Carter Wealth Services, Inc.31,786
0.1% of portfolio›$1.7M
Brookstone Capital Management29,531
0.0% of portfolio›$1.6M
Reflection Asset Management26,996
0.6% of portfolio›$1.5M
Keystone Wealth Services, LLC22,906
0.2% of portfolio›$1.2M
Fragasso Financial Advisors Inc21,279
0.1% of portfolio›$1.2M
RFG Advisory, LLC18,635
0.0% of portfolio›$1.0M
Wealth Enhancement Advisory Services, LLC18,126
0.0% of portfolio›$989.1K
Kestra Private Wealth Services, LLC17,118
0.0% of portfolio›$925.8K
CoreCap Advisors, LLC16,052
0.0% of portfolio›$868.1K
Bison Wealth, LLC15,743
0.1% of portfolio›$861.1K
TFB Advisors LLC15,626
0.3% of portfolio›$845.1K
Ashton Thomas Private Wealth, LLC15,601
0.0% of portfolio›$843.7K
Prospera Financial Services Inc13,474
0.0% of portfolio›$732.4K
Blue Bell Private Wealth Management, LLC13,462
0.1% of portfolio›$728.0K
Schulz Wealth, Ltd.12,873
0.3% of portfolio›$696.2K
Archer Investment Corp10,035
0.1% of portfolio›$542.7K
Signal Advisors Wealth, LLC9,787
0.0% of portfolio›$529.3K
Midwest Financial Network, LLC9,466
0.3% of portfolio›$511.9K
MGO One Seven LLC9,022
0.0% of portfolio›$487.9K
Integrity Alliance, Llc.8,656
0.0% of portfolio›$468.1K
Concurrent Investment Advisors, LLC8,395
0.0% of portfolio›$454.0K
Meridian Wealth Management, LLC7,983
0.0% of portfolio›$431.7K
Park Avenue Securities LLC7,630
0.0% of portfolio›$413.0K
Dhjj Financial Advisors, Ltd.7,527
0.1% of portfolio›$407.1K
Legacy Solutions, LLC7,458
0.3% of portfolio›$403.3K
Clear Creek Financial Management, LLC7,318
0.0% of portfolio›$395.8K
Sowell Financial Services LLC7,061
0.0% of portfolio›$381.8K
Accel Wealth Management7,000
0.1% of portfolio›$378.6K
IFP Advisors, Inc6,938
0.0% of portfolio›$375.2K
Strategic Blueprint, LLC6,855
0.0% of portfolio›$370.7K
Lanark Financial, Inc.6,601
0.0% of portfolio›$357.0K
WealthTrust Asset Management, LLC6,449
0.2% of portfolio›$348.8K
Kingswood Wealth Advisors, LLC6,255
0.0% of portfolio›$338.3K
VestGen Advisors, LLC5,756
0.0% of portfolio›$311.3K
Elevation Point Wealth Partners, LLC4,900
0.0% of portfolio›$265.0K
Gerber Kawasaki Wealth & Investment Management4,838
0.0% of portfolio›$261.6K
First Heartland Consultants, Inc.4,787
0.0% of portfolio›$258.9K
Farther Finance Advisors, LLC4,762
0.0% of portfolio›$257.5K
Citizens Financial Group Inc4,367
0.0% of portfolio›$236.2K
Beacon Financial Advisory LLC4,230
0.0% of portfolio›$228.8K
LVZ, Inc.4,142
0.0% of portfolio›$224.0K
Madrona Financial Services, LLC4,037
0.0% of portfolio›$218.3K
Sound Income Strategies, LLC3,951
0.0% of portfolio›$215.6K
Boomfish Wealth Group, LLC3,913
0.1% of portfolio›$211.6K
Buck Wealth Strategies, LLC3,305
0.0% of portfolio›$178.7K
Bokf, NA2,110
0.0% of portfolio›$114.1K
Evolution Wealth Management Inc.1,095
0.0% of portfolio›$59.2K
Financial Network Wealth Advisors LLC833
0.0% of portfolio›$45.1K
Capital Investment Advisory Services, LLC629
0.0% of portfolio›$34.0K
Noble Wealth Management PBC400
0.0% of portfolio›$21.6K
Cape Investment Advisory, Inc.391
0.0% of portfolio›$21.1K
Creative Financial Designs Inc132
0.0% of portfolio›$7.1K
StyleTurnoverLocationFiled
Assetmark, Inc
336,559$18.2M0.0%ETFLowConcord, CA2026-10-21
Reap Financial Group, LLC
143,769$7.8M1.3%ETFLowAustin, TX2026-11-02
Commonwealth Equity Services, LLC
103,528$5.6M0.0%ETFLowWaltham, MA2026-11-02
Kestra Advisory Services, LLC
69,980$3.8M0.0%CoreLowAustin, TX2026-11-02
Acorn Financial Advisory Services Inc
67,164$3.6M0.5%ETFMediumReston, VA2026-11-02
Smart Wealth LLC
65,795$3.6M0.7%ETFHighOmaha, NE2026-11-04
Valtinson Bruner Financial Planning LLC
50,763$2.7M0.7%ETFLowNew Brighton, MN2026-11-02
FWG Investments, Llc.
48,437$2.6M1.3%ETFMediumLexington, KY2026-11-03
Cambridge Investment Research Advisors, Inc.
45,630$2.5M0.0%ETFLowFairfield, IA2026-11-02
Truist Financial Corp
42,206$2.3M0.0%CoreLowCharlotte, NC2026-10-30
Founders Financial Securities LLC
36,768$2.0M0.1%ETFMediumTowson, MD2026-10-28
McKinley Carter Wealth Services, Inc.
31,786$1.7M0.1%ETFMediumWheeling, WV2026-10-16
Brookstone Capital Management
29,531$1.6M0.0%ETFMediumWheaton, IL2026-10-22
Reflection Asset Management
26,996$1.5M0.6%GrowthMediumIsle Of Palms, SC2026-10-28
Keystone Wealth Services, LLC
22,906$1.2M0.2%ETFHighPalm Desert, CA2026-11-03
Fragasso Financial Advisors Inc
21,279$1.2M0.1%ETFLowSewickley, PA2026-10-13
RFG Advisory, LLC
18,635$1.0M0.0%ETFMediumBirmingham, AL2026-11-03
Wealth Enhancement Advisory Services, LLC
18,126$989.1K0.0%CoreLowPlymouth, MN2026-10-13
Kestra Private Wealth Services, LLC
17,118$925.8K0.0%GrowthLowAustin, TX2026-10-30
CoreCap Advisors, LLC
16,052$868.1K0.0%ETFMediumSouthfield, MI2026-10-08
Bison Wealth, LLC
15,743$861.1K0.1%GrowthMediumAtlanta, GA2026-10-13
TFB Advisors LLC
15,626$845.1K0.3%ETFLowOverland Park, KS2026-11-02
Ashton Thomas Private Wealth, LLC
15,601$843.7K0.0%CoreMediumScottsdale, AZ2026-11-03
Prospera Financial Services Inc
13,474$732.4K0.0%CoreMediumDallas, TX2026-11-04
Blue Bell Private Wealth Management, LLC
13,462$728.0K0.1%YieldVery LowBlue Bell, PA2026-10-29
Schulz Wealth, Ltd.
12,873$696.2K0.3%ETFVery LowMansfield, TX2026-11-03
Archer Investment Corp
10,035$542.7K0.1%CoreMediumCarmel, IN2026-11-05
Signal Advisors Wealth, LLC
9,787$529.3K0.0%ETFLowDetroit, MI2026-10-13
Midwest Financial Network, LLC
9,466$511.9K0.3%ETFHighTinley Park, IL2026-10-13
MGO One Seven LLC
9,022$487.9K0.0%GrowthLowBeachwood, OH2026-10-28
Integrity Alliance, Llc.
8,656$468.1K0.0%ETFMediumUrbandale, IA2026-10-29
Concurrent Investment Advisors, LLC
8,395$454.0K0.0%GrowthMediumTampa, FL2026-10-16
Meridian Wealth Management, LLC
7,983$431.7K0.0%GrowthLowLexington, KY2026-11-05
Park Avenue Securities LLC
7,630$413.0K0.0%ETFMediumNew York, NY2026-10-26
Dhjj Financial Advisors, Ltd.
7,527$407.1K0.1%ETFVery LowNaperville, IL2026-10-23
Legacy Solutions, LLC
7,458$403.3K0.3%ETFLowKennett Square, PA2026-10-07
Clear Creek Financial Management, LLC
7,318$395.8K0.0%ETFMediumSilverdale, WA2026-10-28
Sowell Financial Services LLC
7,061$381.8K0.0%CoreLowNorth Little Rock, AR2026-10-23
Accel Wealth Management
7,000$378.6K0.1%ETFLowWaverly, IA2026-10-13
IFP Advisors, Inc
6,938$375.2K0.0%GrowthLowTampa, FL2026-10-16
Strategic Blueprint, LLC
6,855$370.7K0.0%ETFLowAtlanta, GA2026-10-22
Lanark Financial, Inc.
6,601$357.0K0.0%CoreMediumBirmingham, AL2026-10-26
WealthTrust Asset Management, LLC
6,449$348.8K0.2%GARPMediumDestin, FL2026-10-22
Kingswood Wealth Advisors, LLC
6,255$338.3K0.0%GrowthLowSan Diego, CA2026-10-23
VestGen Advisors, LLC
5,756$311.3K0.0%GrowthMediumChicago, IL2026-10-27
Elevation Point Wealth Partners, LLC
4,900$265.0K0.0%CoreHighDenver, CO2026-11-05
Gerber Kawasaki Wealth & Investment Management
4,838$261.6K0.0%ETFLowSanta Monica, CA2026-10-29
First Heartland Consultants, Inc.
4,787$258.9K0.0%ETFMediumLake St. Louis, MO2026-10-08
Farther Finance Advisors, LLC
4,762$257.5K0.0%IndexLowSan Francisco, CA2026-10-08
Citizens Financial Group Inc
4,367$236.2K0.0%GrowthLowProvidence, RI2026-10-23
Beacon Financial Advisory LLC
4,230$228.8K0.0%ETFLowCleveland, OH2026-10-16
LVZ, Inc.
4,142$224.0K0.0%ETFLowHolland, MI2026-10-20
Madrona Financial Services, LLC
4,037$218.3K0.0%ETFLowEverett, WA2026-10-23
Sound Income Strategies, LLC
3,951$215.6K0.0%YieldMediumFt Lauderdale, FL2026-10-09
Boomfish Wealth Group, LLC
3,913$211.6K0.1%GrowthMediumAlpharetta, GA2026-10-22
Buck Wealth Strategies, LLC
3,305$178.7K0.0%ValueMediumDenver, CO2026-10-28
Bokf, NA
2,110$114.1K0.0%CoreLowTulsa, OK2026-10-27
Evolution Wealth Management Inc.
1,095$59.2K0.0%ETFMediumFort Myers, FL2026-10-28
Financial Network Wealth Advisors LLC
833$45.1K0.0%ETFLowMurray, UT2026-10-28
Capital Investment Advisory Services, LLC
629$34.0K0.0%CoreMediumRaleigh, NC2026-10-30
Noble Wealth Management PBC
400$21.6K0.0%YieldMediumGreenwood Village, CO2026-10-01
Cape Investment Advisory, Inc.
391$21.1K0.0%ETFLowMcdonough, GA2026-10-13
Creative Financial Designs Inc
132$7.1K0.0%ETFMediumKokomo, IN2026-11-04