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FT Vest U.S. Equity Buffer E (FAUG)

CUSIP: 33740F862 | NYSE | 322 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

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5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AFirst Trust Portfolios L.P.16,349,50266.4%+1,645,915Sep 30, 2026No 13F filer matched
13G/AFirst Trust Portfolios L.P.16,349,502
66.4% of class · Sep 30, 2026+1,645,915
No 13F filer matched

Institutional Holders — Q3 2026

Assetmark, Inc313,762
0.0% of portfolio›$18.1M
Wealthcare Advisory Partners LLC251,486
0.2% of portfolio›$14.5M
Atria Investments, Inc159,333
0.1% of portfolio›$9.2M
Commonwealth Equity Services, LLC131,626
0.0% of portfolio›$7.6M
MBL Wealth, LLC131,521
0.5% of portfolio›$7.6M
Reap Financial Group, LLC131,345
1.2% of portfolio›$7.6M
Legacy Capital Wealth Partners, LLC118,858
1.4% of portfolio›$6.8M
BAM Wealth Management, LLC91,221
2.8% of portfolio›$5.3M
Kestra Advisory Services, LLC81,737
0.0% of portfolio›$4.7M
Ignite Planners, LLC76,276
0.6% of portfolio›$4.3M
Cambridge Investment Research Advisors, Inc.68,958
0.0% of portfolio›$4.0M
Keystone Wealth Services, LLC56,056
0.6% of portfolio›$3.2M
Sage Capital Advisors,llc42,580
0.5% of portfolio›$2.5M
Integrated Advisors Network LLC41,246
0.1% of portfolio›$2.4M
Fragasso Financial Advisors Inc37,599
0.1% of portfolio›$2.2M
First Heartland Consultants, Inc.36,288
0.1% of portfolio›$2.1M
Founders Financial Securities LLC34,344
0.1% of portfolio›$2.0M
Strategic Blueprint, LLC32,084
0.1% of portfolio›$1.8M
Sloy Dahl & Holst, LLC29,910
0.2% of portfolio›$1.7M
Accel Wealth Management28,174
0.3% of portfolio›$1.6M
Truist Financial Corp28,075
0.0% of portfolio›$1.6M
FWG Investments, Llc.25,992
0.7% of portfolio›$1.5M
Beacon Financial Group22,204
0.1% of portfolio›$1.3M
Blue Bell Private Wealth Management, LLC21,366
0.1% of portfolio›$1.2M
Mission Financial Group, LLC21,340
1.0% of portfolio›$1.2M
RFG Advisory, LLC17,567
0.0% of portfolio›$1.0M
ERn Financial, LLC17,073
0.2% of portfolio›$983.6K
Grant Street Asset Management, Inc.16,887
0.2% of portfolio›$972.9K
Legacy Solutions, LLC16,073
0.7% of portfolio›$926.0K
McKinley Carter Wealth Services, Inc.15,021
0.0% of portfolio›$865.4K
Onyx Bridge Wealth Group LLC14,788
0.1% of portfolio›$851.9K
TFB Advisors LLC14,552
0.3% of portfolio›$838.3K
Concurrent Investment Advisors, LLC14,313
0.0% of portfolio›$824.6K
CoreCap Advisors, LLC14,255
0.0% of portfolio›$821.2K
Kingswood Wealth Advisors, LLC13,979
0.0% of portfolio›$805.3K
Sowell Financial Services LLC13,818
0.0% of portfolio›$796.1K
Wealth Enhancement Advisory Services, LLC13,603
0.0% of portfolio›$791.7K
Uptick Partners, LLC12,964
0.1% of portfolio›$746.8K
Integrity Alliance, Llc.12,600
0.0% of portfolio›$725.9K
Diligent Investors, LLC12,530
0.2% of portfolio›$721.9K
Aurora Private Wealth, Inc.11,597
0.8% of portfolio›$668.0K
Gerber Kawasaki Wealth & Investment Management11,340
0.0% of portfolio›$653.3K
Apollon Wealth Management, LLC11,252
0.0% of portfolio›$648.2K
Kestra Private Wealth Services, LLC11,055
0.0% of portfolio›$636.9K
Park Avenue Securities LLC10,561
0.0% of portfolio›$608.0K
MGO One Seven LLC10,203
0.0% of portfolio›$587.8K
Brookstone Capital Management10,100
0.0% of portfolio›$581.9K
Signal Advisors Wealth, LLC9,693
0.0% of portfolio›$558.4K
Valtinson Bruner Financial Planning LLC9,225
0.1% of portfolio›$531.5K
Lanark Financial, Inc.9,042
0.0% of portfolio›$520.9K
Beacon Financial Advisory LLC8,879
0.1% of portfolio›$511.5K
Farther Finance Advisors, LLC8,822
0.0% of portfolio›$508.2K
Clear Creek Financial Management, LLC7,734
0.0% of portfolio›$445.6K
Foguth Wealth Management, Llc.7,674
0.0% of portfolio›$442.9K
Redhawk Wealth Advisors, Inc.7,622
0.0% of portfolio›$439.1K
Prospera Financial Services Inc7,264
0.0% of portfolio›$416.5K
Clear Point Advisors Inc.7,142
0.3% of portfolio›$411.5K
Cambridge Advisors Inc.6,585
0.1% of portfolio›$379.4K
Dhjj Financial Advisors, Ltd.6,396
0.1% of portfolio›$368.5K
Schulz Wealth, Ltd.6,247
0.2% of portfolio›$359.9K
Simplicity Wealth,LLC5,742
0.0% of portfolio›$330.8K
IMG Wealth Management, Inc.5,472
0.2% of portfolio›$315.2K
Citizens Financial Group Inc5,414
0.0% of portfolio›$311.9K
Symphony Financial, Ltd. Co.5,254
0.0% of portfolio›$303.9K
Quantum Private Wealth, LLC5,200
0.1% of portfolio›$299.6K
StoneX Group Inc.5,187
0.0% of portfolio›$298.0K
LifeWealth Investments, LLC5,166
0.1% of portfolio›$297.6K
Grantvest Financial Group LLC5,068
0.2% of portfolio›$292.0K
Bison Wealth, LLC4,915
0.0% of portfolio›$287.1K
Csenge Advisory Group4,889
0.0% of portfolio›$281.7K
TCP Asset Management, LLC4,771
0.0% of portfolio›$276.4K
Capital Investment Advisory Services, LLC4,480
0.0% of portfolio›$258.1K
Wedbush Securities Inc4,330
0.0% of portfolio›$249.0K
Financial Network Wealth Advisors LLC4,287
0.2% of portfolio›$247.0K
Ifrah Financial Services, Inc.4,126
0.1% of portfolio›$237.7K
Smart Wealth LLC3,933
0.0% of portfolio›$226.6K
LVZ, Inc.3,907
0.0% of portfolio›$225.1K
Great Diamond Partners, LLC3,850
0.0% of portfolio›$221.8K
QTR Family Wealth, LLC3,643
0.1% of portfolio›$209.9K
Buck Wealth Strategies, LLC3,595
0.0% of portfolio›$207.1K
Pinnacle Wealth Planning Services, Inc.3,035
0.0% of portfolio›$174.8K
MTM Investment Management, LLC2,150
0.0% of portfolio›$123.9K
IFP Advisors, Inc1,921
0.0% of portfolio›$110.7K
Creative Financial Designs Inc1,469
0.0% of portfolio›$84.6K
Holos Integrated Wealth LLC1,000
0.0% of portfolio›$57.8K
Evolution Wealth Management Inc.637
0.0% of portfolio›$36.7K
Cape Investment Advisory, Inc.365
0.0% of portfolio›$21.0K
Compass Financial Management LLC266
0.0% of portfolio›$15.3K
Reicon Wealth Advisors, LLC76
0.0% of portfolio›$4.4K
Triumph Capital Management56
0.0% of portfolio›$3.2K
StyleTurnoverLocationFiled
Assetmark, Inc
313,762$18.1M0.0%ETFLowConcord, CA2026-10-21
Wealthcare Advisory Partners LLC
251,486$14.5M0.2%ETFLowWest Chester, PA2026-10-21
Atria Investments, Inc
159,333$9.2M0.1%CoreMediumCharlotte, NC2026-10-15
Commonwealth Equity Services, LLC
131,626$7.6M0.0%ETFLowWaltham, MA2026-11-02
MBL Wealth, LLC
131,521$7.6M0.5%ETFLowCharlotte, NC2026-10-22
Reap Financial Group, LLC
131,345$7.6M1.2%ETFLowAustin, TX2026-11-02
Legacy Capital Wealth Partners, LLC
118,858$6.8M1.4%CoreMediumLittle Rock, AR2026-10-21
BAM Wealth Management, LLC
91,221$5.3M2.8%ETFHighLakewood, CO2026-10-15
Kestra Advisory Services, LLC
81,737$4.7M0.0%CoreLowAustin, TX2026-11-02
Ignite Planners, LLC
76,276$4.3M0.6%CoreLowSan Clemente, CA2026-10-14
Cambridge Investment Research Advisors, Inc.
68,958$4.0M0.0%ETFLowFairfield, IA2026-11-02
Keystone Wealth Services, LLC
56,056$3.2M0.6%ETFHighPalm Desert, CA2026-11-03
Sage Capital Advisors,llc
42,580$2.5M0.5%CoreLowSioux Falls, SD2026-10-13
Integrated Advisors Network LLC
41,246$2.4M0.1%GrowthMediumDallas, TX2026-10-20
Fragasso Financial Advisors Inc
37,599$2.2M0.1%ETFLowSewickley, PA2026-10-13
First Heartland Consultants, Inc.
36,288$2.1M0.1%ETFMediumLake St. Louis, MO2026-10-08
Founders Financial Securities LLC
34,344$2.0M0.1%ETFMediumTowson, MD2026-10-28
Strategic Blueprint, LLC
32,084$1.8M0.1%ETFLowAtlanta, GA2026-10-22
Sloy Dahl & Holst, LLC
29,910$1.7M0.2%Agg GrowthVery LowVancouver, WA2026-10-14
Accel Wealth Management
28,174$1.6M0.3%ETFLowWaverly, IA2026-10-13
Truist Financial Corp
28,075$1.6M0.0%CoreLowCharlotte, NC2026-10-30
FWG Investments, Llc.
25,992$1.5M0.7%ETFMediumLexington, KY2026-11-03
Beacon Financial Group
22,204$1.3M0.1%ETFMediumDallas, TX2026-10-19
Blue Bell Private Wealth Management, LLC
21,366$1.2M0.1%YieldVery LowBlue Bell, PA2026-10-29
Mission Financial Group, LLC
21,340$1.2M1.0%ETFN/AHonolulu, HI2026-10-21
RFG Advisory, LLC
17,567$1.0M0.0%ETFMediumBirmingham, AL2026-11-03
ERn Financial, LLC
17,073$983.6K0.2%ETFVery LowMiddleton, WI2026-10-28
Grant Street Asset Management, Inc.
16,887$972.9K0.2%ETFVery LowCanonsburg, PA2026-10-26
Legacy Solutions, LLC
16,073$926.0K0.7%ETFLowKennett Square, PA2026-10-07
McKinley Carter Wealth Services, Inc.
15,021$865.4K0.0%ETFMediumWheeling, WV2026-10-16
Onyx Bridge Wealth Group LLC
14,788$851.9K0.1%ETFMediumTarrytown, NY2026-10-16
TFB Advisors LLC
14,552$838.3K0.3%ETFLowOverland Park, KS2026-11-02
Concurrent Investment Advisors, LLC
14,313$824.6K0.0%GrowthMediumTampa, FL2026-10-16
CoreCap Advisors, LLC
14,255$821.2K0.0%ETFMediumSouthfield, MI2026-10-08
Kingswood Wealth Advisors, LLC
13,979$805.3K0.0%GrowthLowSan Diego, CA2026-10-23
Sowell Financial Services LLC
13,818$796.1K0.0%CoreLowNorth Little Rock, AR2026-10-23
Wealth Enhancement Advisory Services, LLC
13,603$791.7K0.0%CoreLowPlymouth, MN2026-10-13
Uptick Partners, LLC
12,964$746.8K0.1%ETFLowNacogdoches, TX2026-11-04
Integrity Alliance, Llc.
12,600$725.9K0.0%ETFMediumUrbandale, IA2026-10-29
Diligent Investors, LLC
12,530$721.9K0.2%CoreLowRedlands, CA2026-10-21
Aurora Private Wealth, Inc.
11,597$668.0K0.8%ETFLowRockaway, NJ2026-10-20
Gerber Kawasaki Wealth & Investment Management
11,340$653.3K0.0%ETFLowSanta Monica, CA2026-10-29
Apollon Wealth Management, LLC
11,252$648.2K0.0%GrowthLowMount Pleasant, SC2026-10-23
Kestra Private Wealth Services, LLC
11,055$636.9K0.0%GrowthLowAustin, TX2026-10-30
Park Avenue Securities LLC
10,561$608.0K0.0%ETFMediumNew York, NY2026-10-26
MGO One Seven LLC
10,203$587.8K0.0%GrowthLowBeachwood, OH2026-10-28
Brookstone Capital Management
10,100$581.9K0.0%ETFMediumWheaton, IL2026-10-22
Signal Advisors Wealth, LLC
9,693$558.4K0.0%ETFLowDetroit, MI2026-10-13
Valtinson Bruner Financial Planning LLC
9,225$531.5K0.1%ETFLowNew Brighton, MN2026-11-02
Lanark Financial, Inc.
9,042$520.9K0.0%CoreMediumBirmingham, AL2026-10-26
Beacon Financial Advisory LLC
8,879$511.5K0.1%ETFLowCleveland, OH2026-10-16
Farther Finance Advisors, LLC
8,822$508.2K0.0%IndexLowSan Francisco, CA2026-10-08
Clear Creek Financial Management, LLC
7,734$445.6K0.0%ETFMediumSilverdale, WA2026-10-28
Foguth Wealth Management, Llc.
7,674$442.9K0.0%ETFHighBrighton, MI2026-10-19
Redhawk Wealth Advisors, Inc.
7,622$439.1K0.0%ETFHighMinneapolis, MN2026-10-14
Prospera Financial Services Inc
7,264$416.5K0.0%CoreMediumDallas, TX2026-11-04
Clear Point Advisors Inc.
7,142$411.5K0.3%ETFMediumMelville, NY2026-10-30
Cambridge Advisors Inc.
6,585$379.4K0.1%ETFVery LowOmaha, NE2026-10-19
Dhjj Financial Advisors, Ltd.
6,396$368.5K0.1%ETFVery LowNaperville, IL2026-10-23
Schulz Wealth, Ltd.
6,247$359.9K0.2%ETFVery LowMansfield, TX2026-11-03
Simplicity Wealth,LLC
5,742$330.8K0.0%ETFLowSummit, NJ2026-10-23
IMG Wealth Management, Inc.
5,472$315.2K0.2%ETFMediumJacksonville, FL2026-10-27
Citizens Financial Group Inc
5,414$311.9K0.0%GrowthLowProvidence, RI2026-10-23
Symphony Financial, Ltd. Co.
5,254$303.9K0.0%GrowthLowHouston, TX2026-10-22
Quantum Private Wealth, LLC
5,200$299.6K0.1%GrowthLowTampa, FL2026-10-20
StoneX Group Inc.
5,187$298.0K0.0%ETFMediumNew York, NY2026-11-03
LifeWealth Investments, LLC
5,166$297.6K0.1%ETFMediumWinter Garden, FL2026-10-21
Grantvest Financial Group LLC
5,068$292.0K0.2%ETFLowMatawan, NJ2026-10-21
Bison Wealth, LLC
4,915$287.1K0.0%GrowthMediumAtlanta, GA2026-10-13
Csenge Advisory Group
4,889$281.7K0.0%ETFMediumClearwater, FL2026-11-04
TCP Asset Management, LLC
4,771$276.4K0.0%ETFLowUpper Arlington, OH2026-10-14
Capital Investment Advisory Services, LLC
4,480$258.1K0.0%CoreMediumRaleigh, NC2026-10-30
Wedbush Securities Inc
4,330$249.0K0.0%CoreLowPasadena, CA2026-10-22
Financial Network Wealth Advisors LLC
4,287$247.0K0.2%ETFLowMurray, UT2026-10-28
Ifrah Financial Services, Inc.
4,126$237.7K0.1%ETFLowLittle Rock, AR2026-10-13
Smart Wealth LLC
3,933$226.6K0.0%ETFHighOmaha, NE2026-11-04
LVZ, Inc.
3,907$225.1K0.0%ETFLowHolland, MI2026-10-20
Great Diamond Partners, LLC
3,850$221.8K0.0%CoreMediumPortland, ME2026-10-13
QTR Family Wealth, LLC
3,643$209.9K0.1%GrowthMediumLake Mary, FL2026-11-02
Buck Wealth Strategies, LLC
3,595$207.1K0.0%ValueMediumDenver, CO2026-10-28
Pinnacle Wealth Planning Services, Inc.
3,035$174.8K0.0%GARPLowMansfield, OH2026-10-27
MTM Investment Management, LLC
2,150$123.9K0.0%CoreVery LowSpartanburg, SC2026-10-30
IFP Advisors, Inc
1,921$110.7K0.0%GrowthLowTampa, FL2026-10-16
Creative Financial Designs Inc
1,469$84.6K0.0%ETFMediumKokomo, IN2026-11-04
Holos Integrated Wealth LLC
1,000$57.8K0.0%ETFLowKennett Square, PA2026-10-23
Evolution Wealth Management Inc.
637$36.7K0.0%ETFMediumFort Myers, FL2026-10-28
Cape Investment Advisory, Inc.
365$21.0K0.0%ETFLowMcdonough, GA2026-10-13
Compass Financial Management LLC
266$15.3K0.0%CoreN/ATampa, FL2026-10-30
Reicon Wealth Advisors, LLC
76$4.4K0.0%ETFLowAtlanta, GA2026-11-04
Triumph Capital Management
56$3.2K0.0%ETFMediumDenver, CO2026-10-14