FT Vest US Equity Moderate B (GAUG)

CUSIP: 33740U653 | NYSE | 167 institutional holders

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Beneficial Ownership — 13D / 13G

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

Holder	Shares	% of Class	Change	Event Date	vs 13F
13G/AFirst Trust Portfolios L.P.	2,203,625	22.1%	+51,771	Sep 30, 2026	No 13F filer matched

13G/AFirst Trust Portfolios L.P.2,203,625

22.1% of class · Sep 30, 2026

Institutional Holders — Q2 2026

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Arax Advisory Partners1,526,954

0.4% of portfolio$63.2M

Commonwealth Equity Services, LLC279,530

0.0% of portfolio$11.6M

Raymond James Financial Inc253,335

0.0% of portfolio$10.5M

Kestra Advisory Services, LLC181,305

0.0% of portfolio$7.5M

Milestone Asset Management, LLC149,372

1.0% of portfolio$6.2M

Osaic Holdings, Inc.119,908

0.0% of portfolio$5.0M

Americana Partners, LLC93,760

0.1% of portfolio$3.9M

Schulz Wealth, Ltd.76,101

1.6% of portfolio$3.2M

Cetera Investment Advisers75,168

0.0% of portfolio$3.1M

Susquehanna International Group, LLP67,608

0.0% of portfolio$2.8M

City Holding Co55,600

0.3% of portfolio$2.3M

LPL Financial LLC54,972

0.0% of portfolio$2.3M

Sage Capital Advisors,llc54,533

0.5% of portfolio$2.3M

Envestnet Asset Management Inc51,556

0.0% of portfolio$2.1M

Tanglewood Legacy Advisors, LLC48,766

0.7% of portfolio$2.0M

Independent Financial Group, LLC47,072

0.0% of portfolio$1.9M

Founders Financial Securities LLC44,760

0.1% of portfolio$1.9M

Royal Bank of Canada44,435

0.0% of portfolio$1.8M

Brookstone Capital Management43,958

0.0% of portfolio$1.8M

Chris Bulman Inc43,286

0.7% of portfolio$1.8M

Horizon Investments, LLC42,313

0.0% of portfolio$1.8M

WealthPlan Investment Management, LLC38,015

0.1% of portfolio$1.6M

C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors35,170

0.1% of portfolio$1.5M

Old Mission Capital LLC30,932

0.0% of portfolio$1.3M

Cambridge Investment Research Advisors, Inc.29,818

0.0% of portfolio$1.2M

MAI Capital Management29,110

0.0% of portfolio$1.2M

Concurrent Investment Advisors, LLC28,785

0.0% of portfolio$1.2M

Janney Montgomery Scott LLC26,024

0.0% of portfolio$1.1M

CreativeOne Wealth, LLC22,243

0.0% of portfolio$921.3K

Kovack Advisors, Inc.22,202

0.0% of portfolio$919.6K

Citadel Advisors LLC21,310

0.0% of portfolio$882.7K

JPMorgan Chase & Co20,988

0.0% of portfolio$866.2K

Centaurus Financial, Inc.20,671

0.0% of portfolio$856.0K

Sanctuary Advisors, LLC20,570

0.0% of portfolio$852.0K

Mutual Advisors, LLC20,509

0.0% of portfolio$849.5K

Truist Financial Corp19,445

0.0% of portfolio$805.4K

LVZ, Inc.17,960

0.1% of portfolio$743.9K

United Capital Financial Advisors, LLC17,885

0.0% of portfolio$741.2K

Uptick Partners, LLC17,707

0.1% of portfolio$733.4K

Kestra Investment Management, LLC17,597

0.0% of portfolio$728.9K

FSB Premier Wealth Management, Inc.17,517

0.2% of portfolio$725.6K

Wood Tarver Financial Group, LLC16,764

0.2% of portfolio$694.0K

BFC Planning, Inc.15,897

0.0% of portfolio$658.5K

Berthel, Fisher & Company Financial Services, Inc.15,897

0.1% of portfolio$658.5K

WealthPLAN Partners, LLC14,134

0.1% of portfolio$585.4K

Harbour Investments, Inc.13,755

0.0% of portfolio$569.7K

Savvy Advisors, Inc.13,417

0.0% of portfolio$555.7K

Kestra Private Wealth Services, LLC12,695

0.0% of portfolio$525.8K

Beacon Pointe Advisors, LLC12,306

0.0% of portfolio$509.7K

Ameritas Advisory Services, LLC11,689

0.0% of portfolio$484.2K

Wealth Enhancement Advisory Services, LLC11,577

0.0% of portfolio$198.6K

HRT Financial LP10,840

0.0% of portfolio$448.0K

Keystone Wealth Services, LLC10,401

0.1% of portfolio$430.8K

HBW Advisory Services LLC9,753

0.0% of portfolio$404.0K

US Bancorp \de\9,565

0.0% of portfolio$396.2K

CoreCap Advisors, LLC9,466

0.0% of portfolio$392.1K

Grantvest Financial Group LLC9,373

0.2% of portfolio$388.2K

Mayfair Advisory Group, LLC9,123

0.1% of portfolio$379.1K

Diligent Investors, LLC7,465

0.1% of portfolio$309.2K

Madrona Financial Services, LLC7,308

0.1% of portfolio$302.7K

Steward Partners Investment Advisory, LLC6,997

0.0% of portfolio$289.8K

NorthCrest Asset Manangement, LLC6,814

0.0% of portfolio$283.3K

Blue Bell Private Wealth Management, LLC6,667

0.0% of portfolio$276.1K

MGO One Seven LLC6,600

0.0% of portfolio$273.4K

Stratos Wealth Advisors, LLC6,426

0.0% of portfolio$266.2K

Prosperity Consulting Group, LLC6,354

0.0% of portfolio$263.2K

Keating Financial Advisory Services, Inc.6,283

0.0% of portfolio$260.2K

Focus Partners Wealth6,000

0.0% of portfolio$248.5K

Darwin Wealth Management, LLC5,843

0.1% of portfolio$242.0K

Axxcess Wealth Management, LLC5,843

0.0% of portfolio$242.0K

First Heartland Consultants, Inc.5,686

0.0% of portfolio$235.5K

RFG Advisory, LLC5,509

0.0% of portfolio$228.2K

Foundations Investment Advisors, LLC5,432

0.0% of portfolio$225.0K

MML Investors Services, LLC5,427

0.0% of portfolio$224.8K

Silver OAK Securities, Incorporated5,401

0.0% of portfolio$223.7K

Financial Network Wealth Advisors LLC5,249

0.2% of portfolio$217.4K

IMG Wealth Management, Inc.5,246

0.1% of portfolio$217.3K

Cornerstone Wealth, LLC5,119

0.1% of portfolio$213.2K

Barclays PLC5,028

0.0% of portfolio$208.3K

Dhjj Financial Advisors, Ltd.5,022

0.1% of portfolio$208.0K

Crosspoint Financial, LLC5,000

0.5% of portfolio$207.1K

Gallagher Fiduciary Advisors, LLC4,929

0.0% of portfolio$204.2K

Farther Finance Advisors, LLC4,646

0.0% of portfolio$192.4K

Triumph Capital Management4,399

0.0% of portfolio$182.2K

Reap Financial Group, LLC4,261

0.0% of portfolio$176.5K

Benson Wealth Management Inc3,773

0.2% of portfolio$156.3K

Integrity Financial Corp3,107

0.1% of portfolio$128.7K

Morgan Stanley2,930

0.0% of portfolio$121.4K

Reicon Wealth Advisors, LLC2,911

0.1% of portfolio$120.6K

Capital Analysts, LLC2,866

0.0% of portfolio$119.0K

Clearstead Advisors, LLC2,645

0.0% of portfolio$109.6K

SOA Wealth Advisors, Llc.2,058

0.0% of portfolio$85.2K

Fiduciary Financial Advisors2,010

0.0% of portfolio$83.3K

Lanark Financial, Inc.1,782

0.0% of portfolio$73.8K

Archer Investment Corp1,477

0.0% of portfolio$61.2K

Hazlett, Burt & Watson, Inc.1,375

0.0% of portfolio$57.0K

Private Trust Co NA1,169

0.0% of portfolio$48.4K

Creative Financial Designs Inc1,135

0.0% of portfolio$47.0K

Topsail Wealth Management, LLC700

0.0% of portfolio$29.0K

AE Wealth Management LLC592

0.0% of portfolio$24.5K

National Bank of Canada506

0.0% of portfolio$21.0K

Pinnacle Bancorp, Inc.275

0.0% of portfolio$11.4K

Nfsg Corp88

0.0% of portfolio$3.6K

UBS Group AG50

0.0% of portfolio$2.1K

				Style	Turnover	Location	Filed
Arax Advisory Partners	1,526,954	$63.2M	0.4%	Core	High	New York, NY	2026-08-10
Commonwealth Equity Services, LLC	279,530	$11.6M	0.0%	ETF	Low	Waltham, MA	2026-07-29
Raymond James Financial Inc	253,335	$10.5M	0.0%	Index	Low	St. Petersburg, FL	2026-08-14
Kestra Advisory Services, LLC	181,305	$7.5M	0.0%	Index	Low	Austin, TX	2026-07-28
Milestone Asset Management, LLC	149,372	$6.2M	1.0%	Growth	High	Pittsburgh, PA	2026-07-15
Osaic Holdings, Inc.	119,908	$5.0M	0.0%	Index	Low	Scottsdale, AZ	2026-08-14
Americana Partners, LLC	93,760	$3.9M	0.1%	Core	Medium	Houston, TX	2026-08-05
Schulz Wealth, Ltd.	76,101	$3.2M	1.6%	ETF	Very Low	Mansfield, TX	2026-08-26
Cetera Investment Advisers	75,168	$3.1M	0.0%	Index	Very Low	Schaumburg, IL	2026-08-12
Susquehanna International Group, LLP	67,608	$2.8M	0.0%	Growth	High	Bala Cynwyd, PA	2026-08-14
City Holding Co	55,600	$2.3M	0.3%	Core	Low	Charleston, WV	2026-07-10
LPL Financial LLC	54,972	$2.3M	0.0%	Index	Very Low	Fort Mill, SC	2026-08-07
Sage Capital Advisors,llc	54,533	$2.3M	0.5%	Core	Low	Sioux Falls, SD	2026-07-09
Envestnet Asset Management Inc	51,556	$2.1M	0.0%	ETF	Low	Berwyn, PA	2026-09-23
Tanglewood Legacy Advisors, LLC	48,766	$2.0M	0.7%	ETF	Low	Houston, TX	2026-08-10
Independent Financial Group, LLC	47,072	$1.9M	0.0%	Growth	Low	San Diego, CA	2026-07-15
Founders Financial Securities LLC	44,760	$1.9M	0.1%	ETF	Medium	Towson, MD	2026-07-31
Royal Bank of Canada	44,435	$1.8M	0.0%	Core	Low	Toronto, Australia	2026-08-14
Brookstone Capital Management	43,958	$1.8M	0.0%	ETF	Medium	Wheaton, IL	2026-07-15
Chris Bulman Inc	43,286	$1.8M	0.7%	ETF	Low	Roseville, CA	2026-07-22
Horizon Investments, LLC	42,313	$1.8M	0.0%	Core	Medium	Charlotte, NC	2026-08-13
WealthPlan Investment Management, LLC	38,015	$1.6M	0.1%	Growth	Medium	Omaha, NE	2026-07-28
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	35,170	$1.5M	0.1%	ETF	Medium	Westlake, OH	2026-07-20
Old Mission Capital LLC	30,932	$1.3M	0.0%	ETF	Very High	Chicago, IL	2026-08-14
Cambridge Investment Research Advisors, Inc.	29,818	$1.2M	0.0%	ETF	Low	Fairfield, IA	2026-07-30
MAI Capital Management	29,110	$1.2M	0.0%	Index	Very Low	Independence, OH	2026-08-14
Concurrent Investment Advisors, LLC	28,785	$1.2M	0.0%	Core	Medium	Tampa, FL	2026-07-27
Janney Montgomery Scott LLC	26,024	$1.1M	0.0%	Core	Low	Philadelphia, PA	2026-08-05
CreativeOne Wealth, LLC	22,243	$921.3K	0.0%	ETF	Medium	Overland Park, KS	2026-08-13
Kovack Advisors, Inc.	22,202	$919.6K	0.0%	Core	Medium	Ft. Lauderdale, FL	2026-07-29
Citadel Advisors LLC	21,310	$882.7K	0.0%	Core	Very High	Miami, FL	2026-09-02
JPMorgan Chase & Co	20,988	$866.2K	0.0%	Growth	Medium	New York, NY	2026-08-12
Centaurus Financial, Inc.	20,671	$856.0K	0.0%	Growth	Medium	Anaheim, CA	2026-08-17
Sanctuary Advisors, LLC	20,570	$852.0K	0.0%	Core	Low	Indianapolis, IN	2026-08-13
Mutual Advisors, LLC	20,509	$849.5K	0.0%	ETF	Low	Omaha, NE	2026-08-14
Truist Financial Corp	19,445	$805.4K	0.0%	Core	Low	Charlotte, NC	2026-07-28
LVZ, Inc.	17,960	$743.9K	0.1%	ETF	Low	Holland, MI	2026-07-09
United Capital Financial Advisors, LLC	17,885	$741.2K	0.0%	ETF	Low	Irving, TX	2026-08-17
Uptick Partners, LLC	17,707	$733.4K	0.1%	ETF	Low	Nacogdoches, TX	2026-08-10
Kestra Investment Management, LLC	17,597	$728.9K	0.0%	ETF	Medium	Austin, TX	2026-08-05
FSB Premier Wealth Management, Inc.	17,517	$725.6K	0.2%	Core	Low	Waterloo, IA	2026-08-12
Wood Tarver Financial Group, LLC	16,764	$694.0K	0.2%	ETF	Low	Boise, ID	2026-08-13
BFC Planning, Inc.	15,897	$658.5K	0.0%	N/A	N/A	Cedar Rapids, IA	2026-10-29
Berthel, Fisher & Company Financial Services, Inc.	15,897	$658.5K	0.1%	N/A	N/A	Cedar Rapids, IA	2026-10-30
WealthPLAN Partners, LLC	14,134	$585.4K	0.1%	Core	Medium	Omaha, NE	2026-07-28
Harbour Investments, Inc.	13,755	$569.7K	0.0%	ETF	Low	Madison, WI	2026-08-12
Savvy Advisors, Inc.	13,417	$555.7K	0.0%	Index	Low	New York, NY	2026-08-03
Kestra Private Wealth Services, LLC	12,695	$525.8K	0.0%	Growth	Low	Austin, TX	2026-07-28
Beacon Pointe Advisors, LLC	12,306	$509.7K	0.0%	ETF	Low	Newport Beach, CA	2026-08-18
Ameritas Advisory Services, LLC	11,689	$484.2K	0.0%	ETF	High	Lincoln, NE	2026-08-14
Wealth Enhancement Advisory Services, LLC	11,577	$198.6K	0.0%	Core	Low	Plymouth, MN	2026-07-15
HRT Financial LP	10,840	$448.0K	0.0%	GARP	Very High	New York, NY	2026-08-14
Keystone Wealth Services, LLC	10,401	$430.8K	0.1%	ETF	Medium	Palm Desert, CA	2026-08-05
HBW Advisory Services LLC	9,753	$404.0K	0.0%	ETF	Medium	Simi Valley, CA	2026-07-16
US Bancorp \de\	9,565	$396.2K	0.0%	Core	Low	Minneapolis, MN	2026-08-12
CoreCap Advisors, LLC	9,466	$392.1K	0.0%	ETF	Medium	Southfield, MI	2026-07-06
Grantvest Financial Group LLC	9,373	$388.2K	0.2%	ETF	Low	Matawan, NJ	2026-08-07
Mayfair Advisory Group, LLC	9,123	$379.1K	0.1%	ETF	Low	Birmingham, AL	2026-08-11
Diligent Investors, LLC	7,465	$309.2K	0.1%	Core	Low	Redlands, CA	2026-07-24
Madrona Financial Services, LLC	7,308	$302.7K	0.1%	ETF	Low	Everett, WA	2026-07-17
Steward Partners Investment Advisory, LLC	6,997	$289.8K	0.0%	Core	Low	Stamford, CT	2026-08-13
NorthCrest Asset Manangement, LLC	6,814	$283.3K	0.0%	Core	Low	Plymouth, MN	2026-07-15
Blue Bell Private Wealth Management, LLC	6,667	$276.1K	0.0%	Yield	Very Low	Blue Bell, PA	2026-08-06
MGO One Seven LLC	6,600	$273.4K	0.0%	Core	Low	Beachwood, OH	2026-07-31
Stratos Wealth Advisors, LLC	6,426	$266.2K	0.0%	ETF	Medium	Beachwood, OH	2026-08-11
Prosperity Consulting Group, LLC	6,354	$263.2K	0.0%	ETF	Low	Owings Mills, MD	2026-08-13
Keating Financial Advisory Services, Inc.	6,283	$260.2K	0.0%	Growth	Medium	Manhattan, KS	2026-08-11
Focus Partners Wealth	6,000	$248.5K	0.0%	Core	Low	St Louis, MO	2026-08-12
Darwin Wealth Management, LLC	5,843	$242.0K	0.1%	ETF	Medium	Tampa, FL	2026-11-09
Axxcess Wealth Management, LLC	5,843	$242.0K	0.0%	Core	Low	Carlsbad, CA	2026-07-28
First Heartland Consultants, Inc.	5,686	$235.5K	0.0%	ETF	Medium	Lake St. Louis, MO	2026-07-08
RFG Advisory, LLC	5,509	$228.2K	0.0%	ETF	Low	Birmingham, AL	2026-07-15
Foundations Investment Advisors, LLC	5,432	$225.0K	0.0%	ETF	Medium	Phoenix, AZ	2026-08-14
MML Investors Services, LLC	5,427	$224.8K	0.0%	Index	Low	Springfield, MA	2026-08-07
Silver OAK Securities, Incorporated	5,401	$223.7K	0.0%	ETF	Medium	Jackson, TN	2026-08-07
Financial Network Wealth Advisors LLC	5,249	$217.4K	0.2%	ETF	Low	Murray, UT	2026-07-29
IMG Wealth Management, Inc.	5,246	$217.3K	0.1%	ETF	Medium	Jacksonville, FL	2026-08-07
Cornerstone Wealth, LLC	5,119	$213.2K	0.1%	ETF	Medium	Greeneville, TN	2026-07-29
Barclays PLC	5,028	$208.3K	0.0%	Growth	Medium	London, United Kingdom	2026-08-14
Dhjj Financial Advisors, Ltd.	5,022	$208.0K	0.1%	ETF	Very Low	Naperville, IL	2026-07-24
Crosspoint Financial, LLC	5,000	$207.1K	0.5%	ETF	Medium	Tustin, CA	2026-08-07
Gallagher Fiduciary Advisors, LLC	4,929	$204.2K	0.0%	Deep Value	Very Low	Rolling Meadows, IL	2026-08-14
Farther Finance Advisors, LLC	4,646	$192.4K	0.0%	Index	Low	San Francisco, CA	2026-07-17
Triumph Capital Management	4,399	$182.2K	0.0%	ETF	Medium	Denver, CO	2026-07-21
Reap Financial Group, LLC	4,261	$176.5K	0.0%	ETF	Very Low	Austin, TX	2026-08-04
Benson Wealth Management Inc	3,773	$156.3K	0.2%	ETF	High	Ooltewah, Tn, TN	2026-08-10
Integrity Financial Corp	3,107	$128.7K	0.1%	ETF	Medium	Jackson, WY	2026-07-31
Morgan Stanley	2,930	$121.4K	0.0%	Core	Low	New York, NY	2026-08-13
Reicon Wealth Advisors, LLC	2,911	$120.6K	0.1%	ETF	Low	Atlanta, GA	2026-07-29
Capital Analysts, LLC	2,866	$119.0K	0.0%	ETF	Low	Fort Washington, PA	2026-08-05
Clearstead Advisors, LLC	2,645	$109.6K	0.0%	ETF	Low	Cleveland, OH	2026-08-06
SOA Wealth Advisors, Llc.	2,058	$85.2K	0.0%	Core	Low	New York, NY	2026-07-21
Fiduciary Financial Advisors	2,010	$83.3K	0.0%	ETF	N/A	Grand Rapids, MI	2026-08-14
Lanark Financial, Inc.	1,782	$73.8K	0.0%	Core	Medium	Birmingham, AL	2026-07-21
Archer Investment Corp	1,477	$61.2K	0.0%	Core	Medium	Carmel, IN	2026-08-19
Hazlett, Burt & Watson, Inc.	1,375	$57.0K	0.0%	Core	Very Low	Wheeling, WV	2026-07-30
Private Trust Co NA	1,169	$48.4K	0.0%	Core	Low	Cleveland, OH	2026-07-28
Creative Financial Designs Inc	1,135	$47.0K	0.0%	ETF	Medium	Kokomo, IN	2026-07-28
Topsail Wealth Management, LLC	700	$29.0K	0.0%	ETF	Very Low	Charlotte, NC	2026-08-13
AE Wealth Management LLC	592	$24.5K	0.0%	Core	Medium	Topeka, KS	2026-08-03
National Bank of Canada	506	$21.0K	0.0%	Core	Medium	Montreal, Austria	2026-08-10
Pinnacle Bancorp, Inc.	275	$11.4K	0.0%	Core	Very Low	Beatrice, NE	2026-07-28
Nfsg Corp	88	$3.6K	0.0%	Growth	Medium	Boca Raton, FL	2026-08-14
UBS Group AG	50	$2.1K	0.0%	Core	Medium	Zurich, Switzerland	2026-08-13