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FT Vest US Equity Moderate B (GAUG)

CUSIP: 33740U653 | NYSE | 167 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AFirst Trust Portfolios L.P.2,203,62522.1%+51,771Sep 30, 2026No 13F filer matched
13G/AFirst Trust Portfolios L.P.2,203,625
22.1% of class · Sep 30, 2026

Institutional Holders — Q3 2025

Osaic Holdings, Inc.1,255,299
0.1% of portfolio›$47.7M
Gries Financial LLC760,258
4.6% of portfolio›$29.4M
Commonwealth Equity Services, LLC577,045
0.0% of portfolio›$22.3K
Raymond James Financial Inc444,631
0.0% of portfolio›$17.2M
WealthPlan Investment Management, LLC297,962
0.8% of portfolio›$11.5M
Americana Partners, LLC270,747
0.3% of portfolio›$10.5M
Kestra Advisory Services, LLC205,594
0.0% of portfolio›$7.9M
Synergy Asset Management, LLC199,272
0.3% of portfolio›$7.4M
MAI Capital Management183,930
0.0% of portfolio›$7.1M
Royal Bank of Canada136,280
0.0% of portfolio›$5.3M
Milestone Asset Management, LLC129,530
0.9% of portfolio›$5.0M
LPL Financial LLC108,961
0.0% of portfolio›$4.2M
Cetera Investment Advisers77,371
0.0% of portfolio›$3.0M
Envestnet Asset Management Inc77,037
0.0% of portfolio›$3.0M
Schulz Wealth, Ltd.76,586
2.0% of portfolio›$3.0M
WealthPLAN Partners, LLC72,083
0.4% of portfolio›$2.8M
City Holding Co66,600
0.3% of portfolio›$2.6M
MGO One Seven LLC64,252
0.1% of portfolio›$2.5M
Tanglewood Legacy Advisors, LLC56,408
0.8% of portfolio›$2.2M
Sage Capital Advisors,llc52,109
0.5% of portfolio›$2.0M
Janney Montgomery Scott LLC51,532
0.0% of portfolio›$2.0K
Independent Financial Group, LLC47,010
0.0% of portfolio›$1.8M
Brookstone Capital Management43,358
0.0% of portfolio›$1.7M
Chris Bulman Inc40,908
0.8% of portfolio›$1.6M
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors35,170
0.1% of portfolio›$1.4M
Horizon Investments, LLC30,809
0.0% of portfolio›$1.2M
Cambridge Investment Research Advisors, Inc.30,726
0.0% of portfolio›$1.2K
Sanctuary Advisors, LLC28,800
0.0% of portfolio›$1.1M
Truist Financial Corp24,588
0.0% of portfolio›$949.3K
Centaurus Financial, Inc.22,648
0.0% of portfolio›$874
CreativeOne Wealth, LLC22,246
0.0% of portfolio›$858.9K
Mutual Advisors, LLC21,109
0.0% of portfolio›$817.1K
Merit Financial Group, LLC20,148
0.0% of portfolio›$777.9K
Uptick Partners, LLC19,651
0.2% of portfolio›$758.7K
Citadel Advisors LLC19,438
0.0% of portfolio›$750.5K
Captrust Financial Advisors18,860
0.0% of portfolio›$728.2K
ORG Partners LLC18,800
0.2% of portfolio›$725.9K
United Capital Financial Advisors, LLC17,885
0.0% of portfolio›$690.5K
FSB Premier Wealth Management, Inc.17,596
0.2% of portfolio›$679.4K
Sunbelt Securities, Inc.16,263
0.0% of portfolio›$627.9K
BFC Planning, Inc.16,038
0.0% of portfolio›$619.2K
LVZ, Inc.15,356
0.1% of portfolio›$592.9K
Wood Tarver Financial Group, LLC15,158
0.0% of portfolio›$585
Harbour Investments, Inc.14,434
0.0% of portfolio›$557.3K
Stratos Wealth Advisors, LLC13,818
0.0% of portfolio›$533.5K
Grantvest Financial Group LLC13,331
0.4% of portfolio›$514.7K
Darwin Wealth Management, LLC13,130
0.2% of portfolio›$506.9K
Kestra Investment Management, LLC13,063
0.0% of portfolio›$504.4K
Anfield Capital Management, LLC12,868
0.1% of portfolio›$496.8K
Kestra Private Wealth Services, LLC12,695
0.0% of portfolio›$490.2K
Bouchey Financial Group, Ltd.12,198
0.0% of portfolio›$471.0K
Keystone Wealth Services, LLC10,401
0.1% of portfolio›$401.6K
HBW Advisory Services LLC10,264
0.0% of portfolio›$396.3K
Susquehanna International Group, LLP10,138
0.0% of portfolio›$391.4K
IMG Wealth Management, Inc.9,968
0.3% of portfolio›$384.9K
US Bancorp \de\9,565
0.0% of portfolio›$369.3K
Mayfair Advisory Group, LLC9,123
0.2% of portfolio›$352.2K
Concurrent Investment Advisors, LLC8,981
0.0% of portfolio›$346.8K
Orion Porfolio Solutions, LLC8,845
0.0% of portfolio›$341.5K
CoreCap Advisors, LLC8,818
0.0% of portfolio›$340.5K
Steward Partners Investment Advisory, LLC8,722
0.0% of portfolio›$336.8K
Integrity Financial Corp8,548
0.2% of portfolio›$330.0K
Archer Investment Corp8,074
0.1% of portfolio›$311.7K
Crosspoint Financial, LLC8,000
0.8% of portfolio›$308.9K
Diligent Investors, LLC7,645
0.1% of portfolio›$295.2K
Madrona Financial Services, LLC7,308
0.1% of portfolio›$282.2K
NorthCrest Asset Manangement, LLC7,106
0.0% of portfolio›$274.6K
Blue Bell Private Wealth Management, LLC7,045
0.0% of portfolio›$272.0K
NewEdge Advisors, LLC6,935
0.0% of portfolio›$267.8K
Prosperity Consulting Group, LLC6,736
0.0% of portfolio›$260.1K
MML Investors Services, LLC6,247
0.0% of portfolio›$241.2K
Focus Partners Wealth6,000
0.0% of portfolio›$231.7K
RFG Advisory, LLC5,825
0.0% of portfolio›$224.9K
First Heartland Consultants, Inc.5,700
0.0% of portfolio›$220.1K
Wealthgarden F.S. LLC5,456
0.2% of portfolio›$211.3K
Wealth Enhancement Advisory Services, LLC5,438
0.0% of portfolio›$210.2K
Financial Network Wealth Advisors LLC5,370
0.2% of portfolio›$207.3K
Dhjj Financial Advisors, Ltd.5,088
0.1% of portfolio›$196.4K
CWM, LLC4,669
0.0% of portfolio›$180
Reap Financial Group, LLC4,334
0.0% of portfolio›$167.3K
Morgan Stanley2,930
0.0% of portfolio›$113.1K
Capital Analysts, LLC2,866
0.0% of portfolio›$111
Clearstead Advisors, LLC2,645
0.0% of portfolio›$102.1K
Advisory Services Network, LLC2,617
0.0% of portfolio›$101.0K
SOA Wealth Advisors, Llc.2,058
0.0% of portfolio›$79.5K
Principal Securities, Inc.1,965
0.0% of portfolio›$75.9K
Barclays PLC1,912
0.0% of portfolio›$73.8K
Lanark Financial, Inc.1,782
0.0% of portfolio›$68.8K
Hazlett, Burt & Watson, Inc.1,375
0.0% of portfolio›$53
Private Trust Co NA1,169
0.0% of portfolio›$45.1K
Creative Financial Designs Inc1,135
0.0% of portfolio›$43.8K
Farther Finance Advisors, LLC856
0.0% of portfolio›$33.1K
Berthel, Fisher & Company Financial Services, Inc.788
0.0% of portfolio›$30.4K
Topsail Wealth Management, LLC700
0.0% of portfolio›$27.0K
AE Wealth Management LLC679
0.0% of portfolio›$26.2K
Ameritas Advisory Services, LLC638
0.0% of portfolio›$24.6K
Allworth Financial LP333
0.0% of portfolio›$12.9K
Pinnacle Bancorp, Inc.275
0.0% of portfolio›$10.6K
Nfsg Corp88
0.0% of portfolio›$3.4K
StyleTurnoverLocationFiled
Osaic Holdings, Inc.
1,255,299$47.7M0.1%IndexLowScottsdale, AZ2025-11-14
Gries Financial LLC
760,258$29.4M4.6%GrowthLowCleveland, OH2025-10-22
Commonwealth Equity Services, LLC
577,045$22.3K0.0%ETFLowWaltham, MA2025-10-22
Raymond James Financial Inc
444,631$17.2M0.0%IndexLowSt. Petersburg, FL2025-11-14
WealthPlan Investment Management, LLC
297,962$11.5M0.8%GrowthMediumOmaha, NE2025-10-27
Americana Partners, LLC
270,747$10.5M0.3%CoreMediumHouston, TX2025-10-29
Kestra Advisory Services, LLC
205,594$7.9M0.0%IndexLowAustin, TX2025-11-14
Synergy Asset Management, LLC
199,272$7.4M0.3%GrowthHighVancouver, WA2025-10-21
MAI Capital Management
183,930$7.1M0.0%IndexVery LowIndependence, OH2025-11-10
Royal Bank of Canada
136,280$5.3M0.0%CoreLowToronto, Australia2025-11-14
Milestone Asset Management, LLC
129,530$5.0M0.9%GrowthHighPittsburgh, PA2025-10-15
LPL Financial LLC
108,961$4.2M0.0%IndexVery LowFort Mill, SC2025-11-12
Cetera Investment Advisers
77,371$3.0M0.0%IndexVery LowSchaumburg, IL2025-11-14
Envestnet Asset Management Inc
77,037$3.0M0.0%ETFLowBerwyn, PA2025-11-05
Schulz Wealth, Ltd.
76,586$3.0M2.0%ETFVery LowMansfield, TX2025-10-17
WealthPLAN Partners, LLC
72,083$2.8M0.4%CoreMediumOmaha, NE2025-10-27
City Holding Co
66,600$2.6M0.3%CoreLowCharleston, WV2025-10-22
MGO One Seven LLC
64,252$2.5M0.1%CoreLowBeachwood, OH2025-10-24
Tanglewood Legacy Advisors, LLC
56,408$2.2M0.8%ETFLowHouston, TX2025-11-07
Sage Capital Advisors,llc
52,109$2.0M0.5%CoreLowSioux Falls, SD2025-10-07
Janney Montgomery Scott LLC
51,532$2.0K0.0%CoreLowPhiladelphia, PA2025-10-27
Independent Financial Group, LLC
47,010$1.8M0.0%GrowthLowSan Diego, CA2026-05-15
Brookstone Capital Management
43,358$1.7M0.0%ETFMediumWheaton, IL2025-10-15
Chris Bulman Inc
40,908$1.6M0.8%ETFLowRoseville, CA2025-10-20
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors
35,170$1.4M0.1%ETFMediumWestlake, OH2025-10-21
Horizon Investments, LLC
30,809$1.2M0.0%CoreMediumCharlotte, NC2025-11-14
Cambridge Investment Research Advisors, Inc.
30,726$1.2K0.0%ETFLowFairfield, IA2025-11-12
Sanctuary Advisors, LLC
28,800$1.1M0.0%CoreLowIndianapolis, IN2026-01-13
Truist Financial Corp
24,588$949.3K0.0%CoreLowCharlotte, NC2025-11-03
Centaurus Financial, Inc.
22,648$8740.0%GrowthMediumAnaheim, CA2025-11-20
CreativeOne Wealth, LLC
22,246$858.9K0.0%ETFMediumOverland Park, KS2025-11-13
Mutual Advisors, LLC
21,109$817.1K0.0%ETFLowOmaha, NE2025-11-04
Merit Financial Group, LLC
20,148$777.9K0.0%ETFLowAlpharetta, GA2025-11-07
Uptick Partners, LLC
19,651$758.7K0.2%ETFLowNacogdoches, TX2025-11-04
Citadel Advisors LLC
19,438$750.5K0.0%CoreVery HighMiami, FL2025-11-14
Captrust Financial Advisors
18,860$728.2K0.0%IndexLowRaleigh, NC2025-11-19
ORG Partners LLC
18,800$725.9K0.2%GrowthLowRoanoke, IN2025-10-24
United Capital Financial Advisors, LLC
17,885$690.5K0.0%ETFLowIrving, TX2025-11-14
FSB Premier Wealth Management, Inc.
17,596$679.4K0.2%CoreLowWaterloo, IA2025-10-31
Sunbelt Securities, Inc.
16,263$627.9K0.0%ValueVery LowHouston, TX2025-11-19
BFC Planning, Inc.
16,038$619.2K0.0%N/AN/ACedar Rapids, IA2026-10-29
LVZ, Inc.
15,356$592.9K0.1%ETFLowHolland, MI2025-10-27
Wood Tarver Financial Group, LLC
15,158$5850.0%ETFLowBoise, ID2025-11-14
Harbour Investments, Inc.
14,434$557.3K0.0%ETFLowMadison, WI2025-11-12
Stratos Wealth Advisors, LLC
13,818$533.5K0.0%ETFMediumBeachwood, OH2025-11-06
Grantvest Financial Group LLC
13,331$514.7K0.4%ETFLowMatawan, NJ2025-11-04
Darwin Wealth Management, LLC
13,130$506.9K0.2%ETFMediumTampa, FL2025-10-16
Kestra Investment Management, LLC
13,063$504.4K0.0%ETFMediumAustin, TX2025-11-17
Anfield Capital Management, LLC
12,868$496.8K0.1%GrowthLowNewport Beach, CA2025-11-12
Kestra Private Wealth Services, LLC
12,695$490.2K0.0%GrowthLowAustin, TX2025-11-17
Bouchey Financial Group, Ltd.
12,198$471.0K0.0%ETFMediumTroy, NY2025-11-12
Keystone Wealth Services, LLC
10,401$401.6K0.1%ETFMediumPalm Desert, CA2025-10-22
HBW Advisory Services LLC
10,264$396.3K0.0%ETFMediumSimi Valley, CA2025-10-16
Susquehanna International Group, LLP
10,138$391.4K0.0%GrowthHighBala Cynwyd, PA2025-11-14
IMG Wealth Management, Inc.
9,968$384.9K0.3%ETFMediumJacksonville, FL2025-11-05
US Bancorp \de\
9,565$369.3K0.0%CoreLowMinneapolis, MN2025-11-12
Mayfair Advisory Group, LLC
9,123$352.2K0.2%ETFLowBirmingham, AL2025-10-21
Concurrent Investment Advisors, LLC
8,981$346.8K0.0%CoreMediumTampa, FL2025-10-27
Orion Porfolio Solutions, LLC
8,845$341.5K0.0%CoreLowOmaha, NE2025-11-12
CoreCap Advisors, LLC
8,818$340.5K0.0%ETFMediumSouthfield, MI2025-10-22
Steward Partners Investment Advisory, LLC
8,722$336.8K0.0%CoreLowStamford, CT2025-11-12
Integrity Financial Corp
8,548$330.0K0.2%ETFMediumJackson, WY2025-11-06
Archer Investment Corp
8,074$311.7K0.1%CoreMediumCarmel, IN2025-11-03
Crosspoint Financial, LLC
8,000$308.9K0.8%ETFMediumTustin, CA2025-12-03
Diligent Investors, LLC
7,645$295.2K0.1%CoreLowRedlands, CA2025-11-14
Madrona Financial Services, LLC
7,308$282.2K0.1%ETFLowEverett, WA2025-10-22
NorthCrest Asset Manangement, LLC
7,106$274.6K0.0%CoreLowPlymouth, MN2025-10-29
Blue Bell Private Wealth Management, LLC
7,045$272.0K0.0%YieldVery LowBlue Bell, PA2025-10-22
NewEdge Advisors, LLC
6,935$267.8K0.0%CoreLowNew Orleans, LA2025-11-17
Prosperity Consulting Group, LLC
6,736$260.1K0.0%ETFLowOwings Mills, MD2025-11-14
MML Investors Services, LLC
6,247$241.2K0.0%IndexLowSpringfield, MA2025-11-14
Focus Partners Wealth
6,000$231.7K0.0%CoreLowSt Louis, MO2025-11-14
RFG Advisory, LLC
5,825$224.9K0.0%ETFLowBirmingham, AL2025-11-06
First Heartland Consultants, Inc.
5,700$220.1K0.0%ETFMediumLake St. Louis, MO2025-11-10
Wealthgarden F.S. LLC
5,456$211.3K0.2%ETFMediumEl Segundo, CA2025-11-04
Wealth Enhancement Advisory Services, LLC
5,438$210.2K0.0%CoreLowPlymouth, MN2025-10-29
Financial Network Wealth Advisors LLC
5,370$207.3K0.2%ETFLowMurray, UT2025-10-27
Dhjj Financial Advisors, Ltd.
5,088$196.4K0.1%ETFVery LowNaperville, IL2025-10-20
CWM, LLC
4,669$1800.0%GrowthVery LowOmaha, NE2025-10-15
Reap Financial Group, LLC
4,334$167.3K0.0%ETFVery LowAustin, TX2025-11-06
Morgan Stanley
2,930$113.1K0.0%CoreLowNew York, NY2026-05-27
Capital Analysts, LLC
2,866$1110.0%ETFLowFort Washington, PA2025-11-14
Clearstead Advisors, LLC
2,645$102.1K0.0%ETFLowCleveland, OH2025-11-10
Advisory Services Network, LLC
2,617$101.0K0.0%GrowthLowAtlanta, GA2025-11-18
SOA Wealth Advisors, Llc.
2,058$79.5K0.0%CoreLowNew York, NY2025-10-21
Principal Securities, Inc.
1,965$75.9K0.0%ETFLowDes Moines, IA2025-11-12
Barclays PLC
1,912$73.8K0.0%GrowthMediumLondon, United Kingdom2026-03-31
Lanark Financial, Inc.
1,782$68.8K0.0%CoreMediumBirmingham, AL2025-11-14
Hazlett, Burt & Watson, Inc.
1,375$530.0%CoreVery LowWheeling, WV2025-11-04
Private Trust Co NA
1,169$45.1K0.0%CoreLowCleveland, OH2025-10-15
Creative Financial Designs Inc
1,135$43.8K0.0%ETFMediumKokomo, IN2025-11-12
Farther Finance Advisors, LLC
856$33.1K0.0%IndexLowSan Francisco, CA2025-10-14
Berthel, Fisher & Company Financial Services, Inc.
788$30.4K0.0%N/AN/ACedar Rapids, IA2026-10-30
Topsail Wealth Management, LLC
700$27.0K0.0%ETFVery LowCharlotte, NC2025-11-04
AE Wealth Management LLC
679$26.2K0.0%CoreMediumTopeka, KS2025-11-03
Ameritas Advisory Services, LLC
638$24.6K0.0%ETFHighLincoln, NE2025-11-06
Allworth Financial LP
333$12.9K0.0%ETFLowFolsom, CA2025-12-02
Pinnacle Bancorp, Inc.
275$10.6K0.0%CoreVery LowBeatrice, NE2025-10-24
Nfsg Corp
88$3.4K0.0%GrowthMediumBoca Raton, FL2025-11-13
+51,771
No 13F filer matched