FT Vest US Equity Moderate B (GAUG)

CUSIP: 33740U653 | NYSE | 167 institutional holders

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Beneficial Ownership — 13D / 13G

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

Holder	Shares	% of Class	Change	Event Date	vs 13F
13G/AFirst Trust Portfolios L.P.	2,203,625	22.1%	+51,771	Sep 30, 2026	No 13F filer matched

13G/AFirst Trust Portfolios L.P.2,203,625

22.1% of class · Sep 30, 2026

Institutional Holders — Q4 2025

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Commonwealth Equity Services, LLC551,334

0.0% of portfolio$21.6M

Raymond James Financial Inc349,928

0.0% of portfolio$13.7M

Americana Partners, LLC215,961

0.2% of portfolio$8.5M

Kestra Advisory Services, LLC205,754

0.0% of portfolio$8.1M

Milestone Asset Management, LLC134,654

1.0% of portfolio$5.3M

Osaic Holdings, Inc.123,892

0.0% of portfolio$4.9M

LPL Financial LLC112,847

0.0% of portfolio$4.4M

MAI Capital Management109,143

0.0% of portfolio$4.3M

Envestnet Asset Management Inc77,388

0.0% of portfolio$3.0M

Cetera Investment Advisers77,031

0.0% of portfolio$3.0M

Schulz Wealth, Ltd.76,106

1.9% of portfolio$3.0M

City Holding Co66,600

0.3% of portfolio$2.6M

Sage Capital Advisors,llc55,121

0.5% of portfolio$2.2M

Tanglewood Legacy Advisors, LLC54,138

0.8% of portfolio$2.1M

MGO One Seven LLC51,053

0.0% of portfolio$2.0M

Royal Bank of Canada50,313

0.0% of portfolio$2.0M

Independent Financial Group, LLC47,486

0.0% of portfolio$1.9M

WealthPlan Investment Management, LLC45,407

0.1% of portfolio$1.8M

Brookstone Capital Management43,530

0.0% of portfolio$1.7M

Janney Montgomery Scott LLC43,135

0.0% of portfolio$1.7K

Chris Bulman Inc41,984

0.7% of portfolio$1.6M

C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors35,170

0.1% of portfolio$1.4M

Horizon Investments, LLC34,321

0.0% of portfolio$1.3M

Cambridge Investment Research Advisors, Inc.30,426

0.0% of portfolio$1.2K

Sanctuary Advisors, LLC27,741

0.0% of portfolio$1.1M

Truist Financial Corp26,203

0.0% of portfolio$1.0M

WealthPLAN Partners, LLC24,550

0.1% of portfolio$963.8K

Kovack Advisors, Inc.23,831

0.0% of portfolio$935.6K

Centaurus Financial, Inc.22,648

0.0% of portfolio$889

CreativeOne Wealth, LLC22,243

0.0% of portfolio$873.3K

Mutual Advisors, LLC21,109

0.0% of portfolio$828.7K

Captrust Financial Advisors18,860

0.0% of portfolio$740.4K

ORG Partners LLC18,800

0.2% of portfolio$738.1K

Uptick Partners, LLC18,675

0.2% of portfolio$733.2K

LVZ, Inc.17,960

0.1% of portfolio$705.1K

United Capital Financial Advisors, LLC17,885

0.0% of portfolio$702.2K

FSB Premier Wealth Management, Inc.17,543

0.2% of portfolio$688.7K

Berthel, Fisher & Company Financial Services, Inc.15,997

0.1% of portfolio$628.0K

BFC Planning, Inc.15,997

0.0% of portfolio$628.0K

Wood Tarver Financial Group, LLC15,987

0.0% of portfolio$627

Sunbelt Securities, Inc.15,763

0.0% of portfolio$618.9K

Susquehanna International Group, LLP14,753

0.0% of portfolio$579.2K

Savvy Advisors, Inc.13,851

0.0% of portfolio$543.8K

Jane Street Group, LLC13,526

0.0% of portfolio$531.0K

JPMorgan Chase & Co13,275

0.0% of portfolio$521.2K

Kestra Investment Management, LLC13,063

0.0% of portfolio$512.9K

Anfield Capital Management, LLC12,792

0.2% of portfolio$502.2K

Kestra Private Wealth Services, LLC12,695

0.0% of portfolio$498.4K

Stratos Wealth Advisors, LLC12,544

0.0% of portfolio$492.5K

Harbour Investments, Inc.12,309

0.0% of portfolio$483.3K

Bouchey Financial Group, Ltd.12,105

0.0% of portfolio$475.2K

Darwin Wealth Management, LLC12,083

0.1% of portfolio$474.4K

HBW Advisory Services LLC10,264

0.0% of portfolio$403.0K

Merit Financial Group, LLC10,118

0.0% of portfolio$397.2K

IMG Wealth Management, Inc.9,968

0.2% of portfolio$391.3K

Grantvest Financial Group LLC9,802

0.2% of portfolio$384.8K

US Bancorp \de\9,565

0.0% of portfolio$375.5K

CoreCap Advisors, LLC9,199

0.0% of portfolio$361.2K

Mayfair Advisory Group, LLC9,123

0.1% of portfolio$358.4K

Concurrent Investment Advisors, LLC8,981

0.0% of portfolio$352.6K

Orion Porfolio Solutions, LLC8,841

0.0% of portfolio$347.1K

Ameritas Advisory Services, LLC8,629

0.0% of portfolio$338.8K

Integrity Financial Corp8,548

0.2% of portfolio$335.6K

Archer Investment Corp8,066

0.1% of portfolio$316.7K

Crosspoint Financial, LLC8,000

0.7% of portfolio$314.1K

Diligent Investors, LLC7,645

0.1% of portfolio$300.1K

Madrona Financial Services, LLC7,308

0.1% of portfolio$286.9K

Steward Partners Investment Advisory, LLC7,297

0.0% of portfolio$286.5K

NorthCrest Asset Manangement, LLC7,106

0.0% of portfolio$279.9K

MML Investors Services, LLC6,247

0.0% of portfolio$245.3K

Keating Financial Advisory Services, Inc.6,217

0.0% of portfolio$244.1K

Focus Partners Wealth6,000

0.0% of portfolio$235.6K

Axxcess Wealth Management, LLC5,843

0.0% of portfolio$229.4K

RFG Advisory, LLC5,825

0.0% of portfolio$228.7K

Silver OAK Securities, Incorporated5,797

0.0% of portfolio$228.5K

First Heartland Consultants, Inc.5,700

0.0% of portfolio$223.8K

CWM, LLC5,524

0.0% of portfolio$217

Wealthgarden F.S. LLC5,456

0.1% of portfolio$216.3K

Wealth Enhancement Advisory Services, LLC5,438

0.0% of portfolio$215.3K

HRT Financial LP5,419

0.0% of portfolio$212

NewEdge Advisors, LLC5,395

0.0% of portfolio$211.8K

Financial Network Wealth Advisors LLC5,369

0.2% of portfolio$210.8K

Dhjj Financial Advisors, Ltd.5,088

0.1% of portfolio$199.8K

Barclays PLC5,021

0.0% of portfolio$197.1K

Reap Financial Group, LLC4,297

0.0% of portfolio$168.7K

Triumph Capital Management4,263

0.0% of portfolio$167.4K

Reicon Wealth Advisors, LLC4,011

0.1% of portfolio$157.5K

Benson Wealth Management Inc3,773

0.2% of portfolio$148.1K

Farther Finance Advisors, LLC3,600

0.0% of portfolio$141.3K

Morgan Stanley2,930

0.0% of portfolio$115.0K

Capital Analysts, LLC2,866

0.0% of portfolio$113

Clearstead Advisors, LLC2,645

0.0% of portfolio$103.8K

SOA Wealth Advisors, Llc.2,058

0.0% of portfolio$80.8K

Lanark Financial, Inc.1,782

0.0% of portfolio$70.0K

Hazlett, Burt & Watson, Inc.1,375

0.0% of portfolio$54

Private Trust Co NA1,169

0.0% of portfolio$45.9K

Creative Financial Designs Inc1,135

0.0% of portfolio$44.6K

Topsail Wealth Management, LLC700

0.0% of portfolio$27.5K

AE Wealth Management LLC592

0.0% of portfolio$23.2K

National Bank of Canada506

0.0% of portfolio$19.9K

Wells Fargo & Company504

0.0% of portfolio$19.8K

UBS Group AG475

0.0% of portfolio$18.6K

Allworth Financial LP333

0.0% of portfolio$13.1K

Pinnacle Bancorp, Inc.275

0.0% of portfolio$10.8K

PNC Financial Services Group, Inc.169

0.0% of portfolio$6.6K

Nfsg Corp88

0.0% of portfolio$3.5K

Capital Investment Advisory Services, LLC68

0.0% of portfolio$2.7K

Smartleaf Asset Management LLC34

0.0% of portfolio$1.3K

				Style	Turnover	Location	Filed
Commonwealth Equity Services, LLC	551,334	$21.6M	0.0%	ETF	Low	Waltham, MA	2026-02-12
Raymond James Financial Inc	349,928	$13.7M	0.0%	Index	Low	St. Petersburg, FL	2026-02-18
Americana Partners, LLC	215,961	$8.5M	0.2%	Core	Medium	Houston, TX	2026-02-06
Kestra Advisory Services, LLC	205,754	$8.1M	0.0%	Index	Low	Austin, TX	2026-02-13
Milestone Asset Management, LLC	134,654	$5.3M	1.0%	Growth	High	Pittsburgh, PA	2026-01-28
Osaic Holdings, Inc.	123,892	$4.9M	0.0%	Index	Low	Scottsdale, AZ	2026-02-17
LPL Financial LLC	112,847	$4.4M	0.0%	Index	Very Low	Fort Mill, SC	2026-02-11
MAI Capital Management	109,143	$4.3M	0.0%	Index	Very Low	Independence, OH	2026-02-13
Envestnet Asset Management Inc	77,388	$3.0M	0.0%	ETF	Low	Berwyn, PA	2026-02-10
Cetera Investment Advisers	77,031	$3.0M	0.0%	Index	Very Low	Schaumburg, IL	2026-02-17
Schulz Wealth, Ltd.	76,106	$3.0M	1.9%	ETF	Very Low	Mansfield, TX	2026-02-05
City Holding Co	66,600	$2.6M	0.3%	Core	Low	Charleston, WV	2026-01-22
Sage Capital Advisors,llc	55,121	$2.2M	0.5%	Core	Low	Sioux Falls, SD	2026-01-06
Tanglewood Legacy Advisors, LLC	54,138	$2.1M	0.8%	ETF	Low	Houston, TX	2026-02-06
MGO One Seven LLC	51,053	$2.0M	0.0%	Core	Low	Beachwood, OH	2026-02-03
Royal Bank of Canada	50,313	$2.0M	0.0%	Core	Low	Toronto, Australia	2026-02-17
Independent Financial Group, LLC	47,486	$1.9M	0.0%	Growth	Low	San Diego, CA	2026-05-15
WealthPlan Investment Management, LLC	45,407	$1.8M	0.1%	Growth	Medium	Omaha, NE	2026-02-05
Brookstone Capital Management	43,530	$1.7M	0.0%	ETF	Medium	Wheaton, IL	2026-01-15
Janney Montgomery Scott LLC	43,135	$1.7K	0.0%	Core	Low	Philadelphia, PA	2026-02-11
Chris Bulman Inc	41,984	$1.6M	0.7%	ETF	Low	Roseville, CA	2026-01-14
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	35,170	$1.4M	0.1%	ETF	Medium	Westlake, OH	2026-01-20
Horizon Investments, LLC	34,321	$1.3M	0.0%	Core	Medium	Charlotte, NC	2026-02-02
Cambridge Investment Research Advisors, Inc.	30,426	$1.2K	0.0%	ETF	Low	Fairfield, IA	2026-02-05
Sanctuary Advisors, LLC	27,741	$1.1M	0.0%	Core	Low	Indianapolis, IN	2026-01-29
Truist Financial Corp	26,203	$1.0M	0.0%	Core	Low	Charlotte, NC	2026-02-02
WealthPLAN Partners, LLC	24,550	$963.8K	0.1%	Core	Medium	Omaha, NE	2026-02-12
Kovack Advisors, Inc.	23,831	$935.6K	0.0%	Core	Medium	Ft. Lauderdale, FL	2026-02-17
Centaurus Financial, Inc.	22,648	$889	0.0%	Growth	Medium	Anaheim, CA	2026-02-13
CreativeOne Wealth, LLC	22,243	$873.3K	0.0%	ETF	Medium	Overland Park, KS	2026-02-13
Mutual Advisors, LLC	21,109	$828.7K	0.0%	ETF	Low	Omaha, NE	2026-02-02
Captrust Financial Advisors	18,860	$740.4K	0.0%	Index	Low	Raleigh, NC	2026-02-17
ORG Partners LLC	18,800	$738.1K	0.2%	Growth	Low	Roanoke, IN	2026-01-14
Uptick Partners, LLC	18,675	$733.2K	0.2%	ETF	Low	Nacogdoches, TX	2026-02-02
LVZ, Inc.	17,960	$705.1K	0.1%	ETF	Low	Holland, MI	2026-02-10
United Capital Financial Advisors, LLC	17,885	$702.2K	0.0%	ETF	Low	Irving, TX	2026-02-17
FSB Premier Wealth Management, Inc.	17,543	$688.7K	0.2%	Core	Low	Waterloo, IA	2026-02-03
Berthel, Fisher & Company Financial Services, Inc.	15,997	$628.0K	0.1%	N/A	N/A	Cedar Rapids, IA	2026-10-30
BFC Planning, Inc.	15,997	$628.0K	0.0%	N/A	N/A	Cedar Rapids, IA	2026-10-29
Wood Tarver Financial Group, LLC	15,987	$627	0.0%	ETF	Low	Boise, ID	2026-02-12
Sunbelt Securities, Inc.	15,763	$618.9K	0.0%	Value	Very Low	Houston, TX	2026-02-20
Susquehanna International Group, LLP	14,753	$579.2K	0.0%	Growth	High	Bala Cynwyd, PA	2026-02-17
Savvy Advisors, Inc.	13,851	$543.8K	0.0%	Index	Low	New York, NY	2026-01-20
Jane Street Group, LLC	13,526	$531.0K	0.0%	Core	Very High	New York, NY	2026-02-12
JPMorgan Chase & Co	13,275	$521.2K	0.0%	Growth	Medium	New York, NY	2026-02-11
Kestra Investment Management, LLC	13,063	$512.9K	0.0%	ETF	Medium	Austin, TX	2026-02-09
Anfield Capital Management, LLC	12,792	$502.2K	0.2%	Growth	Low	Newport Beach, CA	2026-02-03
Kestra Private Wealth Services, LLC	12,695	$498.4K	0.0%	Growth	Low	Austin, TX	2026-01-29
Stratos Wealth Advisors, LLC	12,544	$492.5K	0.0%	ETF	Medium	Beachwood, OH	2026-01-20
Harbour Investments, Inc.	12,309	$483.3K	0.0%	ETF	Low	Madison, WI	2026-02-09
Bouchey Financial Group, Ltd.	12,105	$475.2K	0.0%	ETF	Medium	Troy, NY	2026-01-16
Darwin Wealth Management, LLC	12,083	$474.4K	0.1%	ETF	Medium	Tampa, FL	2026-01-22
HBW Advisory Services LLC	10,264	$403.0K	0.0%	ETF	Medium	Simi Valley, CA	2026-01-23
Merit Financial Group, LLC	10,118	$397.2K	0.0%	ETF	Low	Alpharetta, GA	2026-01-26
IMG Wealth Management, Inc.	9,968	$391.3K	0.2%	ETF	Medium	Jacksonville, FL	2026-02-05
Grantvest Financial Group LLC	9,802	$384.8K	0.2%	ETF	Low	Matawan, NJ	2026-02-02
US Bancorp \de\	9,565	$375.5K	0.0%	Core	Low	Minneapolis, MN	2026-01-30
CoreCap Advisors, LLC	9,199	$361.2K	0.0%	ETF	Medium	Southfield, MI	2026-01-13
Mayfair Advisory Group, LLC	9,123	$358.4K	0.1%	ETF	Low	Birmingham, AL	2026-01-21
Concurrent Investment Advisors, LLC	8,981	$352.6K	0.0%	Core	Medium	Tampa, FL	2026-01-29
Orion Porfolio Solutions, LLC	8,841	$347.1K	0.0%	Core	Low	Omaha, NE	2026-02-12
Ameritas Advisory Services, LLC	8,629	$338.8K	0.0%	ETF	High	Lincoln, NE	2026-02-04
Integrity Financial Corp	8,548	$335.6K	0.2%	ETF	Medium	Jackson, WY	2026-02-13
Archer Investment Corp	8,066	$316.7K	0.1%	Core	Medium	Carmel, IN	2026-01-30
Crosspoint Financial, LLC	8,000	$314.1K	0.7%	ETF	Medium	Tustin, CA	2026-02-05
Diligent Investors, LLC	7,645	$300.1K	0.1%	Core	Low	Redlands, CA	2026-01-23
Madrona Financial Services, LLC	7,308	$286.9K	0.1%	ETF	Low	Everett, WA	2026-01-22
Steward Partners Investment Advisory, LLC	7,297	$286.5K	0.0%	Core	Low	Stamford, CT	2026-02-12
NorthCrest Asset Manangement, LLC	7,106	$279.9K	0.0%	Core	Low	Plymouth, MN	2026-01-08
MML Investors Services, LLC	6,247	$245.3K	0.0%	Index	Low	Springfield, MA	2026-02-13
Keating Financial Advisory Services, Inc.	6,217	$244.1K	0.0%	Growth	Medium	Manhattan, KS	2026-02-09
Focus Partners Wealth	6,000	$235.6K	0.0%	Core	Low	St Louis, MO	2026-02-13
Axxcess Wealth Management, LLC	5,843	$229.4K	0.0%	Core	Low	Carlsbad, CA	2026-02-19
RFG Advisory, LLC	5,825	$228.7K	0.0%	ETF	Low	Birmingham, AL	2026-02-03
Silver OAK Securities, Incorporated	5,797	$228.5K	0.0%	ETF	Medium	Jackson, TN	2026-01-15
First Heartland Consultants, Inc.	5,700	$223.8K	0.0%	ETF	Medium	Lake St. Louis, MO	2026-01-09
CWM, LLC	5,524	$217	0.0%	Growth	Very Low	Omaha, NE	2026-01-26
Wealthgarden F.S. LLC	5,456	$216.3K	0.1%	ETF	Medium	El Segundo, CA	2026-02-11
Wealth Enhancement Advisory Services, LLC	5,438	$215.3K	0.0%	Core	Low	Plymouth, MN	2026-01-08
HRT Financial LP	5,419	$212	0.0%	GARP	Very High	New York, NY	2026-02-12
NewEdge Advisors, LLC	5,395	$211.8K	0.0%	Core	Low	New Orleans, LA	2026-02-18
Financial Network Wealth Advisors LLC	5,369	$210.8K	0.2%	ETF	Low	Murray, UT	2026-02-13
Dhjj Financial Advisors, Ltd.	5,088	$199.8K	0.1%	ETF	Very Low	Naperville, IL	2026-01-23
Barclays PLC	5,021	$197.1K	0.0%	Growth	Medium	London, United Kingdom	2026-02-13
Reap Financial Group, LLC	4,297	$168.7K	0.0%	ETF	Very Low	Austin, TX	2026-02-10
Triumph Capital Management	4,263	$167.4K	0.0%	ETF	Medium	Denver, CO	2026-02-12
Reicon Wealth Advisors, LLC	4,011	$157.5K	0.1%	ETF	Low	Atlanta, GA	2026-01-30
Benson Wealth Management Inc	3,773	$148.1K	0.2%	ETF	High	Ooltewah, Tn, TN	2026-02-12
Farther Finance Advisors, LLC	3,600	$141.3K	0.0%	Index	Low	San Francisco, CA	2026-01-23
Morgan Stanley	2,930	$115.0K	0.0%	Core	Low	New York, NY	2026-05-27
Capital Analysts, LLC	2,866	$113	0.0%	ETF	Low	Fort Washington, PA	2026-05-15
Clearstead Advisors, LLC	2,645	$103.8K	0.0%	ETF	Low	Cleveland, OH	2026-02-09
SOA Wealth Advisors, Llc.	2,058	$80.8K	0.0%	Core	Low	New York, NY	2026-01-20
Lanark Financial, Inc.	1,782	$70.0K	0.0%	Core	Medium	Birmingham, AL	2026-01-29
Hazlett, Burt & Watson, Inc.	1,375	$54	0.0%	Core	Very Low	Wheeling, WV	2026-02-10
Private Trust Co NA	1,169	$45.9K	0.0%	Core	Low	Cleveland, OH	2026-01-26
Creative Financial Designs Inc	1,135	$44.6K	0.0%	ETF	Medium	Kokomo, IN	2026-02-06
Topsail Wealth Management, LLC	700	$27.5K	0.0%	ETF	Very Low	Charlotte, NC	2026-02-04
AE Wealth Management LLC	592	$23.2K	0.0%	Core	Medium	Topeka, KS	2026-01-26
National Bank of Canada	506	$19.9K	0.0%	Core	Medium	Montreal, Austria	2026-02-17
Wells Fargo & Company	504	$19.8K	0.0%	Core	Low	San Francisco, CA	2026-02-13
UBS Group AG	475	$18.6K	0.0%	Core	Medium	Zurich, Switzerland	2026-01-29
Allworth Financial LP	333	$13.1K	0.0%	ETF	Low	Folsom, CA	2026-02-05
Pinnacle Bancorp, Inc.	275	$10.8K	0.0%	Core	Very Low	Beatrice, NE	2026-01-22
PNC Financial Services Group, Inc.	169	$6.6K	0.0%	Growth	Very Low	Pittsburgh, PA	2026-02-06
Nfsg Corp	88	$3.5K	0.0%	Growth	Medium	Boca Raton, FL	2026-01-21
Capital Investment Advisory Services, LLC	68	$2.7K	0.0%	Core	Medium	Raleigh, NC	2026-01-21
Smartleaf Asset Management LLC	34	$1.3K	0.0%	Index	Very Low	Boston, MA	2026-02-13