Gabelli Hlthcare & Wellness

				Style	Turnover	Location	Filed
Morgan Stanley	442,597	$70	0.0%	Core	Low	New York, NY	2013-08-08
Credit Suisse AG/	344,451	$54	0.0%	N/A	N/A	Zurich, Switzerland	2013-08-15
Royal Bank of Canada	232,616	$37	0.0%	Core	Low	Toronto, Australia	2013-08-14
Gamco Investors, Inc. ET AL	121,106	$19	0.0%	Value	Low	Greenwich, CT	2013-08-02
Lazard Asset Management LLC	95,680	$15	0.0%	Core	Medium	New York, NY	2013-08-13
MetLife Securities, Inc	80,097	$13	0.0%	N/A	N/A	New York, NY	2013-07-31
Thomas J. Herzfeld Advisors, Inc.	51,075	$8	0.0%	Yield	High	Miami Beach, FL	2013-08-13
Wells Fargo & Company	46,149	$7	0.0%	Core	Low	San Francisco, CA	2013-08-13
Diversified Trust Co	40,812	$7	0.0%	Core	Low	Memphis, TN	2013-07-23
Oppenheimer & Co Inc	32,259	$5	0.0%	Core	Low	New York, NY	2013-08-14
City of London Investment Management Co LTD	31,128	$6	0.0%	Yield	Medium	London, United Kingdom	2013-08-14
First Allied Advisory Services, Inc.	29,929	$2	0.0%	N/A	N/A	Chesterfield, MO	2013-08-13
First New York Securities LLC	25,629	$4	0.0%	N/A	N/A	New York, NY	2013-07-17
Geode Capital Management, LLC	18,587	$3	0.0%	Index	Very Low	Boston, MA	2013-08-14
Shepherd Kaplan Krochuk, LLC	15,150	$2	0.0%	ETF	Low	Boston, MA	2013-08-14
Shaker Financial Services, LLC	14,909	$2	0.0%	Yield	High	Arlington, VA	2013-08-09
Knight Capital Group, Inc.	14,229	$2	0.0%	N/A	N/A	Jersey City, NJ	2013-08-08
JBF Capital, Inc.	14,020	$2	0.0%	Value	Low	Aspen, CO	2013-08-13
Smith Hayes Advisers, Inc	11,508	$2	0.0%	N/A	N/A	Lincoln, NE	2013-08-15
UBS AG	5,337	$1	0.0%	N/A	N/A	Stamford, CT	2013-08-14
Ameriprise Financial Inc	1,482	$0	0.0%	Core	Medium	Minneapolis, MN	2013-08-14
American International Group, Inc.	1,317	$207	0.0%	Agg Growth	Very Low	New York, NY	2013-08-13
Ladenburg Thalmann Financial Services Inc	1,278	$0	0.0%	N/A	N/A	Miami, FL	2013-08-14
Citigroup Inc	834	$8	0.0%	Core	Medium	New York, NY	2013-08-14
Tower Research Capital LLC (TRC)	540	$0	0.0%	GARP	Very High	New York, NY	2013-08-05
Keeley Asset Management Corp	201	$0	0.0%	N/A	N/A	Chicago, IL	2013-11-12
US Bancorp \de\	186	$0	0.0%	Core	Low	Minneapolis, MN	2013-08-09
Fifth Third Bancorp	85	$0	0.0%	Growth	Low	Cincinnati, OH	2013-08-14
TD Capital Management LLC	27	$0	0.0%	ETF	Very Low	Memphis, TN	2013-08-12