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Guggenheim Active Allocation (GUG)

CUSIP: 40170T106 | US | Financial Services · Asset Management | Small Cap | 124 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Kestra Advisory Services, LLC112,018
0.0% of portfolio›$1.6M
Closed-End Fund Advisors, Inc.70,309
1.0% of portfolio›$994.9K
Ascentis Independent Advisors57,560
0.0% of portfolio›$814.5K
Concurrent Investment Advisors, LLC40,968
0.0% of portfolio›$579.7K
LPL Financial LLC40,336
0.0% of portfolio›$570.7K
Oppenheimer & Co Inc39,315
0.0% of portfolio›$556.3K
J.W. Cole Advisors, Inc.38,036
0.0% of portfolio›$538.2K
Aviance Capital Partners, LLC32,514
0.0% of portfolio›$460.1K
HighTower Advisors, LLC31,139
0.0% of portfolio›$440.6K
Cambridge Investment Research Advisors, Inc.25,177
0.0% of portfolio›$356.0K
Davenport & Co LLC18,357
0.0% of portfolio›$259.8K
High Net Worth Advisory Group LLC12,934
0.0% of portfolio›$183.0K
Wedbush Securities Inc12,392
0.0% of portfolio›$175.0K
Larson Financial Group LLC3,000
0.0% of portfolio›$42.5K
Geneos Wealth Management Inc.3,000
0.0% of portfolio›$42.5K
Noble Wealth Management PBC1,600
0.0% of portfolio›$22.6K
Harbour Investments, Inc.1,500
0.0% of portfolio›$21.2K
Blue Bell Private Wealth Management, LLC1,200
0.0% of portfolio›$17.0K
Farther Finance Advisors, LLC357
0.0% of portfolio›$5.1K
Highline Wealth Partners LLC187
0.0% of portfolio›$2.6K
StyleTurnoverLocationFiled
Kestra Advisory Services, LLC
112,018$1.6M0.0%IndexLowAustin, TX2026-11-02
Closed-End Fund Advisors, Inc.
70,309$994.9K1.0%YieldMediumRichmond, VA2026-11-04
Ascentis Independent Advisors
57,560$814.5K0.0%GrowthLowDallas, TX2026-11-03
Concurrent Investment Advisors, LLC
40,968$579.7K0.0%CoreMediumTampa, FL2026-10-16
LPL Financial LLC
40,336$570.7K0.0%IndexVery LowFort Mill, SC2026-11-06
Oppenheimer & Co Inc
39,315$556.3K0.0%CoreLowNew York, NY2026-10-26
J.W. Cole Advisors, Inc.
38,036$538.2K0.0%CoreLowTampa, FL2026-11-05
Aviance Capital Partners, LLC
32,514$460.1K0.0%CoreLowNaples, FL2026-10-29
HighTower Advisors, LLC
31,139$440.6K0.0%IndexLowChicago, IL2026-11-10
Cambridge Investment Research Advisors, Inc.
25,177$356.0K0.0%ETFLowFairfield, IA2026-11-02
Davenport & Co LLC
18,357$259.8K0.0%CoreMediumRichmond, VA2026-10-14
High Net Worth Advisory Group LLC
12,934$183.0K0.0%ETFVery LowNaples, FL2026-10-26
Wedbush Securities Inc
12,392$175.0K0.0%CoreLowPasadena, CA2026-10-22
Larson Financial Group LLC
3,000$42.5K0.0%GrowthLowSt Louis, MO2026-11-05
Geneos Wealth Management Inc.
3,000$42.5K0.0%ETFLowEnglewood, CO2026-11-09
Noble Wealth Management PBC
1,600$22.6K0.0%YieldMediumGreenwood Village, CO2026-10-01
Harbour Investments, Inc.
1,500$21.2K0.0%ETFLowMadison, WI2026-11-09
Blue Bell Private Wealth Management, LLC
1,200$17.0K0.0%YieldVery LowBlue Bell, PA2026-10-29
Farther Finance Advisors, LLC
357$5.1K0.0%IndexLowSan Francisco, CA2026-10-08
Highline Wealth Partners LLC
187$2.6K0.0%ETFMediumSherman Oaks, CA2026-10-19