IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Hercules Capital Inc

CUSIP: 427096AF9 | 82 institutional holders

Quarters

Q4 2021Q3 2021Q2 2021Q1 2021Q4 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q4 2021

D. E. Shaw & Co., Inc.40,019,000
0.0% of portfolio›$41.3K
Citadel Advisors LLC38,525,000
0.0% of portfolio›$39.8K
CQS (US), LLC13,415,000
0.0% of portfolio›$14.1K
Income Research & Management11,932,000
4.9% of portfolio›$12.2K
Warberg Asset Management LLC10,304,000
1.6% of portfolio›$10.6K
Bank of Nova Scotia9,500,000
0.0% of portfolio›$10.1K
Skaana Management L.P.9,450,000
0.7% of portfolio›$9.7K
Conning Inc.4,520,000
0.0% of portfolio›$4.7K
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main4,500,000
0.0% of portfolio›$4.7M
Palisade Capital Management, LP4,033,000
0.0% of portfolio›$4.2K
Fort Baker Capital Management LP2,937,000
0.5% of portfolio›$3.1K
JPMorgan Chase & Co2,661,000
0.0% of portfolio›$2.8K
Wells Fargo & Company2,387,000
0.0% of portfolio›$2.5K
AQR Arbitrage LLC1,220,000
0.0% of portfolio›$1.3K
Westwood Holdings Group Inc1,000,000
0.0% of portfolio›$1.1K
Kemper Corp900,000
0.2% of portfolio›$928
BNP Paribas Financial Markets655,000
0.0% of portfolio›$677.1K
Bank of New York Mellon Corp650,000
0.0% of portfolio›$675
North Star Investment Management Corp.575,000
0.0% of portfolio›$590
SSI Investment Management LLC458,000
0.0% of portfolio›$471
Wellington Management Group LLP300,000
0.0% of portfolio›$308
Raymond James & Associates265,000
0.0% of portfolio›$272
Regions Financial Corp95,000
0.0% of portfolio›$97
First Hawaiian Bank65,000
0.0% of portfolio›$67
Osaic Holdings, Inc.44,000
0.0% of portfolio›$46
Walleye Capital LLC21,685
0.0% of portfolio›$22.3K
Morgan Stanley21,000
0.0% of portfolio›$22
Delta Asset Management LLC12,000
0.0% of portfolio›$12
Steward Partners Investment Advisory, LLC7,000
0.0% of portfolio›$7
UBS Group AG5,000
0.0% of portfolio›$5
Laffer Tengler Investments, Inc.2,352
0.7% of portfolio›$2.5M
Proequities, Inc.0
0.0% of portfolio›$0
Bluefin Capital Management, LLC0
0.0% of portfolio›$5.5K
StyleTurnoverLocationFiled
D. E. Shaw & Co., Inc.
40,019,000$41.3K0.0%GARPHighNew York, NY2022-02-14
Citadel Advisors LLC
38,525,000$39.8K0.0%CoreVery HighMiami, FL2022-02-14
CQS (US), LLC
13,415,000$14.1K0.0%N/AVery LowNew York, NY2022-02-10
Income Research & Management
11,932,000$12.2K4.9%N/AN/ABoston, MA2022-01-24
Warberg Asset Management LLC
10,304,000$10.6K1.6%YieldHighWinnetka, IL2022-02-14
Bank of Nova Scotia
9,500,000$10.1K0.0%GARPHighToronto, Australia2022-02-11
Skaana Management L.P.
9,450,000$9.7K0.7%MomentumHighBrooklyn, NY2022-02-14
Conning Inc.
4,520,000$4.7K0.0%CoreMediumHartford, CT2022-01-27
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
4,500,000$4.7M0.0%GrowthMediumFrankfurt Am Main, Hong Kong2026-05-04
Palisade Capital Management, LP
4,033,000$4.2K0.0%CoreLowFort Lee, NJ2022-04-21
Fort Baker Capital Management LP
2,937,000$3.1K0.5%Deep ValueVery HighLarkspur, CA2022-02-14
JPMorgan Chase & Co
2,661,000$2.8K0.0%GrowthMediumNew York, NY2022-02-11
Wells Fargo & Company
2,387,000$2.5K0.0%CoreLowSan Francisco, CA2022-02-14
AQR Arbitrage LLC
1,220,000$1.3K0.0%Deep ValueVery HighGreenwich, CT2022-02-14
Westwood Holdings Group Inc
1,000,000$1.1K0.0%ValueMediumDallas, TX2022-02-25
Kemper Corp
900,000$9280.2%YieldVery LowChicago, IL2022-02-14
BNP Paribas Financial Markets
655,000$677.1K0.0%CoreMediumParis, India2022-02-09
Bank of New York Mellon Corp
650,000$6750.0%CoreLowNew York, NY2022-02-11
North Star Investment Management Corp.
575,000$5900.0%CoreLowChicago, IL2022-02-07
SSI Investment Management LLC
458,000$4710.0%Agg GrowthMediumLos Angeles, CA2022-02-11
Wellington Management Group LLP
300,000$3080.0%CoreMediumBoston, MA2022-02-11
Raymond James & Associates
265,000$2720.0%N/AN/ASt Petersburg, FL2022-02-08
Regions Financial Corp
95,000$970.0%CoreLowBirmingham, AL2022-01-31
First Hawaiian Bank
65,000$670.0%ETFVery LowHonolulu, HI2022-01-12
Osaic Holdings, Inc.
44,000$460.0%IndexLowScottsdale, AZ2022-02-03
Walleye Capital LLC
21,685$22.3K0.0%CoreVery HighNew York, NY2022-05-27
Morgan Stanley
21,000$220.0%CoreLowNew York, NY2022-02-14
Delta Asset Management LLC
12,000$120.0%ValueVery LowMemphis, TN2022-02-09
Steward Partners Investment Advisory, LLC
7,000$70.0%CoreLowStamford, CT2022-02-08
UBS Group AG
5,000$50.0%CoreMediumZurich, Switzerland2022-02-14
Laffer Tengler Investments, Inc.
2,352$2.5M0.7%GrowthMediumScottsdale, AZ2022-02-11
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2022-02-07
Bluefin Capital Management, LLC
0$5.5K0.0%GrowthHighNew York, NY2022-02-14