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Innovator U.S. Equity Buffer (BOCT)

CUSIP: 45782C771 | NYSE | 242 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13GBrookstone Capital Management1,001,89615.4%New 5%+ stakeOct 30, 202613,801 sh (Sep 30, 2026)
13GBrookstone Capital Management1,001,896
15.4% of class · Oct 30, 2026New 5%+ stake
13,801 sh (Sep 30, 2026)

Institutional Holders — Q3 2026

Integral Investment Advisors, Inc.296,890
3.5% of portfolio›$16.3M
Commonwealth Equity Services, LLC244,920
0.0% of portfolio›$13.5M
LPL Financial LLC83,643
0.0% of portfolio›$4.6M
Fragasso Financial Advisors Inc60,083
0.2% of portfolio›$3.4M
Kestra Advisory Services, LLC58,501
0.0% of portfolio›$3.2M
Berkshire Money Management, Inc.55,587
0.3% of portfolio›$3.1M
Global Assets Advisory, LLC39,854
0.5% of portfolio›$2.2M
Blue Bell Private Wealth Management, LLC38,112
0.2% of portfolio›$2.1M
Diversify Wealth Management, LLC36,710
0.0% of portfolio›$2.0M
Diversify Advisory Services, LLC36,710
0.0% of portfolio›$2.0M
Truist Financial Corp35,119
0.0% of portfolio›$1.9M
Cambridge Investment Research Advisors, Inc.31,601
0.0% of portfolio›$1.7M
Weaver Consulting Group27,090
0.3% of portfolio›$1.5M
Diligent Investors, LLC25,531
0.3% of portfolio›$1.4M
Encompass More Asset Management23,580
0.2% of portfolio›$1.3M
Maltin Wealth Management, Inc.23,473
0.4% of portfolio›$1.3M
Lantz Financial LLC22,899
0.2% of portfolio›$1.3M
Atria Investments, Inc21,344
0.0% of portfolio›$1.2M
My Personal CFO, LLC20,450
0.4% of portfolio›$1.1M
Foronjy Financial LLC20,349
0.4% of portfolio›$1.1M
Concurrent Investment Advisors, LLC18,445
0.0% of portfolio›$1.0M
Spire Wealth Management18,240
0.0% of portfolio›$1.0M
Sigma Planning Corp16,630
0.0% of portfolio›$915.1K
City Center Advisors, LLC16,362
0.7% of portfolio›$900.4K
Dhjj Financial Advisors, Ltd.16,258
0.3% of portfolio›$894.7K
Dynamic Advisor Solutions LLC16,195
0.0% of portfolio›$891.2K
Caliber Wealth Management, LLC / KS14,681
0.1% of portfolio›$807.9K
Brookstone Capital Management13,801
0.0% of portfolio›$759.5K
Krilogy Financial LLC12,918
0.0% of portfolio›$721.3K
BFI Wealth Solutions, LLC12,101
0.5% of portfolio›$665.9K
Valtinson Bruner Financial Planning LLC10,627
0.1% of portfolio›$584.8K
CoreCap Advisors, LLC10,593
0.0% of portfolio›$582.9K
Seven Hills Financial, LLC10,590
0.4% of portfolio›$582.8K
KFG Wealth Management, LLC10,425
0.1% of portfolio›$573.7K
TopTier Wealth Management, LLC10,379
0.3% of portfolio›$571.2K
Triad Wealth Partners, LLC9,483
0.0% of portfolio›$521.8K
Grantvest Financial Group LLC9,049
0.3% of portfolio›$498.0K
BCS Wealth Management8,964
0.1% of portfolio›$493.3K
Straight Path Wealth Management8,438
0.1% of portfolio›$464.3K
IMG Wealth Management, Inc.8,243
0.2% of portfolio›$453.6K
Global Trust Wealth Management LLC8,200
0.3% of portfolio›$451.2K
Ashton Thomas Private Wealth, LLC7,987
0.0% of portfolio›$439.5K
Trek Financial, LLC7,980
0.0% of portfolio›$439.1K
J.W. Cole Advisors, Inc.7,758
0.0% of portfolio›$426.9K
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors7,500
0.0% of portfolio›$412.7K
XML Financial, LLC7,257
0.0% of portfolio›$399.4K
IFP Advisors, Inc7,204
0.0% of portfolio›$396.4K
Beacon Financial Advisory LLC6,540
0.1% of portfolio›$359.9K
Wealth Enhancement Advisory Services, LLC6,123
0.0% of portfolio›$340.8K
Cornerstone Wealth, LLC6,067
0.2% of portfolio›$333.6K
Three Seasons Wealth, LLC5,570
0.0% of portfolio›$306.5K
RFG Advisory, LLC4,834
0.0% of portfolio›$266.0K
Old Port Advisors4,500
0.0% of portfolio›$247.6K
Retirement Planning Group, LLC4,492
0.0% of portfolio›$247.2K
Blue Sky Capital Consultants Group, Inc.4,237
0.1% of portfolio›$233.2K
Simplicity Wealth,LLC4,217
0.0% of portfolio›$232.1K
Merit Financial Group, LLC4,098
0.0% of portfolio›$225.5K
First Heartland Consultants, Inc.4,029
0.0% of portfolio›$221.7K
Visionary Wealth Advisors3,880
0.0% of portfolio›$213.5K
Creative Planning3,743
0.0% of portfolio›$206.0K
Farther Finance Advisors, LLC3,697
0.0% of portfolio›$203.4K
Syntegra Private Wealth Group, LLC3,661
0.0% of portfolio›$201.5K
Evolution Wealth Management Inc.3,012
0.1% of portfolio›$165.8K
Weaver Capital Management LLC2,448
0.0% of portfolio›$134.7K
Financial Network Wealth Advisors LLC1,492
0.1% of portfolio›$82.1K
Cape Investment Advisory, Inc.600
0.0% of portfolio›$33.0K
Private Trust Co NA515
0.0% of portfolio›$28.3K
Chapman Financial Group, LLC500
0.0% of portfolio›$27.5K
Creative Financial Designs Inc400
0.0% of portfolio›$22.0K
William Mack & Associates, Inc.323
0.0% of portfolio›$17.8K
Bullock Wealth Management Group147
0.0% of portfolio›$8.1K
EverSource Wealth Advisors, LLC100
0.0% of portfolio›$5.5K
Country Trust Bank77
0.0% of portfolio›$4.2K
Larson Financial Group LLC71
0.0% of portfolio›$3.9K
StyleTurnoverLocationFiled
Integral Investment Advisors, Inc.
296,890$16.3M3.5%ETFVery LowTurlock, CA2026-11-03
Commonwealth Equity Services, LLC
244,920$13.5M0.0%ETFLowWaltham, MA2026-11-02
LPL Financial LLC
83,643$4.6M0.0%IndexVery LowFort Mill, SC2026-11-06
Fragasso Financial Advisors Inc
60,083$3.4M0.2%ETFLowSewickley, PA2026-10-13
Kestra Advisory Services, LLC
58,501$3.2M0.0%CoreLowAustin, TX2026-11-02
Berkshire Money Management, Inc.
55,587$3.1M0.3%ETFMediumDalton, MA2026-10-21
Global Assets Advisory, LLC
39,854$2.2M0.5%GrowthHighOrlando, FL2026-10-28
Blue Bell Private Wealth Management, LLC
38,112$2.1M0.2%YieldVery LowBlue Bell, PA2026-10-29
Diversify Wealth Management, LLC
36,710$2.0M0.0%GrowthMediumSandy, UT2026-10-20
Diversify Advisory Services, LLC
36,710$2.0M0.0%GrowthLowSandy, UT2026-10-20
Truist Financial Corp
35,119$1.9M0.0%CoreLowCharlotte, NC2026-10-30
Cambridge Investment Research Advisors, Inc.
31,601$1.7M0.0%ETFLowFairfield, IA2026-11-02
Weaver Consulting Group
27,090$1.5M0.3%ETFLowHuntington Beach, CA2026-10-07
Diligent Investors, LLC
25,531$1.4M0.3%CoreLowRedlands, CA2026-10-21
Encompass More Asset Management
23,580$1.3M0.2%ETFHighDanville, CA2026-10-16
Maltin Wealth Management, Inc.
23,473$1.3M0.4%ETFMediumRidgewood, NJ2026-10-13
Lantz Financial LLC
22,899$1.3M0.2%ETFLowNaperville, IL2026-10-15
Atria Investments, Inc
21,344$1.2M0.0%CoreMediumCharlotte, NC2026-10-15
My Personal CFO, LLC
20,450$1.1M0.4%ETFHighVancouver, WA2026-10-14
Foronjy Financial LLC
20,349$1.1M0.4%ETFLowLos Osos, CA2026-10-14
Concurrent Investment Advisors, LLC
18,445$1.0M0.0%GrowthMediumTampa, FL2026-10-16
Spire Wealth Management
18,240$1.0M0.0%GrowthMediumMclean, VA2026-10-30
Sigma Planning Corp
16,630$915.1K0.0%GrowthMediumAnn Arbor, MI2026-10-23
City Center Advisors, LLC
16,362$900.4K0.7%ETFMediumTroy, MI2026-10-08
Dhjj Financial Advisors, Ltd.
16,258$894.7K0.3%ETFVery LowNaperville, IL2026-10-23
Dynamic Advisor Solutions LLC
16,195$891.2K0.0%ETFLowPhoenix, AZ2026-10-13
Caliber Wealth Management, LLC / KS
14,681$807.9K0.1%ETFLowOverland Park, KS2026-11-04
Brookstone Capital Management
13,801$759.5K0.0%ETFMediumWheaton, IL2026-10-22
Krilogy Financial LLC
12,918$721.3K0.0%GrowthLowSt. Louis, MO2026-10-13
BFI Wealth Solutions, LLC
12,101$665.9K0.5%ETFLowDallas, TX2026-10-16
Valtinson Bruner Financial Planning LLC
10,627$584.8K0.1%ETFLowNew Brighton, MN2026-11-02
CoreCap Advisors, LLC
10,593$582.9K0.0%ETFMediumSouthfield, MI2026-10-08
Seven Hills Financial, LLC
10,590$582.8K0.4%ETFN/ATallahassee, FL2026-10-13
KFG Wealth Management, LLC
10,425$573.7K0.1%ETFMediumGranger, IN2026-10-16
TopTier Wealth Management, LLC
10,379$571.2K0.3%ETFVery LowMuskego, WI2026-10-16
Triad Wealth Partners, LLC
9,483$521.8K0.0%ETFMediumLawrence, KS2026-10-26
Grantvest Financial Group LLC
9,049$498.0K0.3%ETFLowMatawan, NJ2026-10-21
BCS Wealth Management
8,964$493.3K0.1%ETFVery LowJohnson City, TN2026-11-03
Straight Path Wealth Management
8,438$464.3K0.1%ETFLowJenison, MI2026-10-23
IMG Wealth Management, Inc.
8,243$453.6K0.2%ETFMediumJacksonville, FL2026-10-27
Global Trust Wealth Management LLC
8,200$451.2K0.3%ETFMediumWest Palm Beach, FL2026-10-14
Ashton Thomas Private Wealth, LLC
7,987$439.5K0.0%CoreMediumScottsdale, AZ2026-11-03
Trek Financial, LLC
7,980$439.1K0.0%ETFHighScottsdale, AZ2026-10-29
J.W. Cole Advisors, Inc.
7,758$426.9K0.0%IndexLowTampa, FL2026-11-05
C2p Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors
7,500$412.7K0.0%ETFMediumWestlake, OH2026-10-14
XML Financial, LLC
7,257$399.4K0.0%ETFLowBethesda, MD2026-10-29
IFP Advisors, Inc
7,204$396.4K0.0%GrowthLowTampa, FL2026-10-16
Beacon Financial Advisory LLC
6,540$359.9K0.1%ETFLowCleveland, OH2026-10-16
Wealth Enhancement Advisory Services, LLC
6,123$340.8K0.0%CoreLowPlymouth, MN2026-10-13
Cornerstone Wealth, LLC
6,067$333.6K0.2%ETFMediumGreeneville, TN2026-10-28
Three Seasons Wealth, LLC
5,570$306.5K0.0%GrowthMediumSalt Lake City, UT2026-11-03
RFG Advisory, LLC
4,834$266.0K0.0%ETFMediumBirmingham, AL2026-11-03
Old Port Advisors
4,500$247.6K0.0%GARPLowPortland, ME2026-10-23
Retirement Planning Group, LLC
4,492$247.2K0.0%ETFVery LowLeawood, KS2026-10-19
Blue Sky Capital Consultants Group, Inc.
4,237$233.2K0.1%GrowthMediumPoway, CA2026-10-13
Simplicity Wealth,LLC
4,217$232.1K0.0%ETFLowSummit, NJ2026-10-23
Merit Financial Group, LLC
4,098$225.5K0.0%ETFLowAlpharetta, GA2026-11-06
First Heartland Consultants, Inc.
4,029$221.7K0.0%ETFMediumLake St. Louis, MO2026-10-08
Visionary Wealth Advisors
3,880$213.5K0.0%ETFLowO'Fallon, IL2026-11-04
Creative Planning
3,743$206.0K0.0%IndexVery LowOverland Park, KS2026-11-02
Farther Finance Advisors, LLC
3,697$203.4K0.0%IndexLowSan Francisco, CA2026-10-08
Syntegra Private Wealth Group, LLC
3,661$201.5K0.0%ETFLowChesterfield, MO2026-10-13
Evolution Wealth Management Inc.
3,012$165.8K0.1%ETFMediumFort Myers, FL2026-10-28
Weaver Capital Management LLC
2,448$134.7K0.0%GrowthMediumSuwanee, GA2026-10-15
Financial Network Wealth Advisors LLC
1,492$82.1K0.1%ETFLowMurray, UT2026-10-28
Cape Investment Advisory, Inc.
600$33.0K0.0%ETFLowMcdonough, GA2026-10-13
Private Trust Co NA
515$28.3K0.0%CoreLowCleveland, OH2026-10-20
Chapman Financial Group, LLC
500$27.5K0.0%CoreVery LowHonolulu, HI2026-10-26
Creative Financial Designs Inc
400$22.0K0.0%ETFMediumKokomo, IN2026-11-04
William Mack & Associates, Inc.
323$17.8K0.0%ETFLowTroy, MI2026-10-27
Bullock Wealth Management Group
147$8.1K0.0%GrowthLowBloomington, IN2026-10-09
EverSource Wealth Advisors, LLC
100$5.5K0.0%CoreMediumBirmingham, AL2026-11-04
Country Trust Bank
77$4.2K0.0%GrowthLowBloomington, IL2026-10-30
Larson Financial Group LLC
71$3.9K0.0%GrowthLowSt Louis, MO2026-11-05