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Neuberger Small-Mid Cap ETF (NBSM)

CUSIP: 64135A804 | NYSE | 32 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q3 2026

Stage Harbor Financial, LLC260,684
4.0% of portfolio›$7.1M
Cambridge Investment Research Advisors, Inc.151,210
0.0% of portfolio›$4.1K
Broadway Wealth Solutions, Inc.135,787
1.7% of portfolio›$3.7M
Exchange Traded Concepts, LLC100,849
0.0% of portfolio›$2.8M
Worth Financial Advisory Group, LLC30,034
0.3% of portfolio›$819.3K
Barrett & Company, Inc.3,814
0.0% of portfolio›$104.0K
CX Institutional2,631
0.0% of portfolio›$72
StyleTurnoverLocationFiled
Stage Harbor Financial, LLC
260,684$7.1M4.0%ETFVery LowWestwood, MA2026-11-03
Cambridge Investment Research Advisors, Inc.
151,210$4.1K0.0%ETFLowFairfield, IA2026-11-02
Broadway Wealth Solutions, Inc.
135,787$3.7M1.7%ETFVery LowSan Antonio, TX2026-10-21
Exchange Traded Concepts, LLC
100,849$2.8M0.0%GrowthMediumOklahoma City, OK2026-10-28
Worth Financial Advisory Group, LLC
30,034$819.3K0.3%GrowthVery LowCharlotte, NC2026-10-19
Barrett & Company, Inc.
3,814$104.0K0.0%ETFLowProvidence, RI2026-10-22
CX Institutional
2,631$720.0%CoreMediumAuburn, IN2026-10-02