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CUSIP: 653656AB4 | TRACE | 127 institutional holders

Quarters

Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024
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Institutional Holders — Q2 2025

Radcliffe Capital Management, L.P.81,181,000
6.1% of portfolio›$80.0M
Mackay Shields LLC58,184,000
1.8% of portfolio›$57.6M
Opti Capital Management, LP44,142,000
2.5% of portfolio›$43.6M
DeepCurrents Investment Group LLC38,097,000
1.3% of portfolio›$37.7M
Verition Fund Management LLC21,450,000
0.1% of portfolio›$21.2M
M&G Plc19,592,000
0.1% of portfolio›$19.4M
Wellesley Asset Management16,218,000
1.5% of portfolio›$16.0M
Berkley W R Corp11,891,000
0.6% of portfolio›$11.7M
State Street Corp8,640,000
0.0% of portfolio›$8.5M
Toronto Dominion Bank8,071,000
0.0% of portfolio›$7.9M
Commonwealth of Pennsylvania Public School Empls Retrmt SYS7,885,000
0.0% of portfolio›$7.8M
Palisade Capital Management, LP7,787,000
0.2% of portfolio›$7.7M
Oaktree Capital Management LP6,124,000
0.1% of portfolio›$6.1M
Polar Capital Holdings Plc6,000,000
0.0% of portfolio›$5.9M
Morgan Stanley5,482,000
0.0% of portfolio›$5.4M
Russell Investments Group, Ltd.4,797,000
0.0% of portfolio›$4.7M
BNP Paribas Financial Markets4,650,000
0.0% of portfolio›$4.6M
Royal Bank of Canada3,412,000
0.0% of portfolio›$3.4M
Lazard Asset Management LLC3,329,000
0.0% of portfolio›$3.3K
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main3,250,000
0.0% of portfolio›$3.2M
Wells Fargo & Company2,234,000
0.0% of portfolio›$2.2M
FMR LLC1,500,000
0.0% of portfolio›$1.5M
Man Group plc1,400,000
0.0% of portfolio›$1.4M
BNP Paribas Asset Management Holding S.A.1,000,000
0.0% of portfolio›$988
Erste Asset Management GmbH1,000,000
0.0% of portfolio›$975.0K
Macquarie Group LTD600,000
0.0% of portfolio›$592.9K
AQR Arbitrage LLC300,000
0.0% of portfolio›$297.0K
Oppenheimer Asset Management Inc.246,000
0.0% of portfolio›$242.3K
Citigroup Inc200,000
0.0% of portfolio›$197.0K
Calamos Advisors LLC97,000
0.0% of portfolio›$95.7K
Jefferies Financial Group Inc.86,000
0.0% of portfolio›$84.8K
Stephens Inc77,000
0.0% of portfolio›$75.8K
Barclays PLC65,000
0.0% of portfolio›$64.1K
Balboa Wealth Partners43,000
0.0% of portfolio›$42.5K
Piper Sandler & Co.40,000
0.0% of portfolio›$39.4K
CSS LLC31,000
0.0% of portfolio›$30.6K
Choreo, LLC26,000
0.0% of portfolio›$25.6K
&partners20,000
0.0% of portfolio›$19.6K
Wealth Enhancement Advisory Services, LLC18,000
0.0% of portfolio›$17.8K
Blue Trust, Inc.18,000
0.0% of portfolio›$17.6K
Rokos Capital Management LLP15,000
0.1% of portfolio›$14.9M
Bank of America Corp14,000
0.0% of portfolio›$13.8K
K2 Principal Fund, L.P.9,321
1.3% of portfolio›$9.2M
Steward Partners Investment Advisory, LLC9,000
0.0% of portfolio›$8.9K
US Bancorp \de\7,000
0.0% of portfolio›$6.9K
JPMorgan Chase & Co3,000
0.0% of portfolio›$2.9K
UBS Group AG1,330
0.0% of portfolio›$1.3K
Raymond James Financial Inc1,000
0.0% of portfolio›$985
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Radcliffe Capital Management, L.P.
81,181,000$80.0M6.1%GARPHighBala Cynwyd, PA2025-08-14
Mackay Shields LLC
58,184,000$57.6M1.8%Deep ValueLowNew York, NY2025-07-24
Opti Capital Management, LP
44,142,000$43.6M2.5%GARPHighNew York, NY2025-08-14
DeepCurrents Investment Group LLC
38,097,000$37.7M1.3%GARPHighNew York, NY2025-08-14
Verition Fund Management LLC
21,450,000$21.2M0.1%ValueHighGreenwich, CT2025-08-14
M&G Plc
19,592,000$19.4M0.1%CoreMediumLondon, United Kingdom2025-08-08
Wellesley Asset Management
16,218,000$16.0M1.5%N/AN/APortsmouth, NH2025-08-05
Berkley W R Corp
11,891,000$11.7M0.6%YieldHighGreenwich, CT2025-08-14
State Street Corp
8,640,000$8.5M0.0%IndexVery LowBoston, MA2025-08-14
Toronto Dominion Bank
8,071,000$7.9M0.0%CoreMediumToronto, Ontario, Australia2025-08-14
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
7,885,000$7.8M0.0%CoreLowHarrisburg, PA2025-08-08
Palisade Capital Management, LP
7,787,000$7.7M0.2%CoreLowFort Lee, NJ2025-08-14
Oaktree Capital Management LP
6,124,000$6.1M0.1%YieldMediumLos Angeles, CA2025-08-13
Polar Capital Holdings Plc
6,000,000$5.9M0.0%Agg GrowthHighLondon, United Kingdom2025-08-14
Morgan Stanley
5,482,000$5.4M0.0%CoreLowNew York, NY2025-08-14
Russell Investments Group, Ltd.
4,797,000$4.7M0.0%CoreLowSeattle, WA2025-08-13
BNP Paribas Financial Markets
4,650,000$4.6M0.0%CoreMediumParis, India2025-08-14
Royal Bank of Canada
3,412,000$3.4M0.0%CoreLowToronto, Australia2025-11-21
Lazard Asset Management LLC
3,329,000$3.3K0.0%CoreMediumNew York, NY2025-08-14
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
3,250,000$3.2M0.0%GrowthMediumFrankfurt Am Main, Hong Kong2025-08-14
Wells Fargo & Company
2,234,000$2.2M0.0%CoreLowSan Francisco, CA2025-08-14
FMR LLC
1,500,000$1.5M0.0%GrowthMediumBoston, MA2025-08-14
Man Group plc
1,400,000$1.4M0.0%CoreHighLondon, United Kingdom2025-08-14
BNP Paribas Asset Management Holding S.A.
1,000,000$9880.0%GrowthMediumParis, India2025-08-06
Erste Asset Management GmbH
1,000,000$975.0K0.0%GrowthMediumVienna, Chile2025-08-14
Macquarie Group LTD
600,000$592.9K0.0%CoreMediumSydney, Nsw 2000, China2025-08-14
AQR Arbitrage LLC
300,000$297.0K0.0%Deep ValueVery HighGreenwich, CT2025-08-14
Oppenheimer Asset Management Inc.
246,000$242.3K0.0%CoreMediumNew York, NY2025-07-31
Citigroup Inc
200,000$197.0K0.0%CoreMediumNew York, NY2025-08-11
Calamos Advisors LLC
97,000$95.7K0.0%GrowthMediumNaperville, IL2025-08-08
Jefferies Financial Group Inc.
86,000$84.8K0.0%CoreVery HighNew York, NY2025-08-12
Stephens Inc
77,000$75.8K0.0%CoreLowLittle Rock, AR2025-07-29
Barclays PLC
65,000$64.1K0.0%CoreMediumLondon, United Kingdom2026-02-27
Balboa Wealth Partners
43,000$42.5K0.0%Agg GrowthMediumScottsdale, AZ2025-07-29
Piper Sandler & Co.
40,000$39.4K0.0%GARPVery HighMinneapolis, MN2025-08-13
CSS LLC
31,000$30.6K0.0%Deep ValueHighChicago, IL2025-08-14
Choreo, LLC
26,000$25.6K0.0%IndexLowRockford, IL2025-08-13
&partners
20,000$19.6K0.0%IndexVery LowNashville, TN2025-08-14
Wealth Enhancement Advisory Services, LLC
18,000$17.8K0.0%CoreLowPlymouth, MN2025-07-10
Blue Trust, Inc.
18,000$17.6K0.0%ETFLowBrentwood, TN2025-07-24
Rokos Capital Management LLP
15,000$14.9M0.1%GrowthVery HighLondon, United Kingdom2025-08-14
Bank of America Corp
14,000$13.8K0.0%CoreLowCharlotte, NC2025-08-14
K2 Principal Fund, L.P.
9,321$9.2M1.3%ValueVery HighToronto, Australia2025-08-14
Steward Partners Investment Advisory, LLC
9,000$8.9K0.0%CoreLowStamford, CT2025-08-12
US Bancorp \de\
7,000$6.9K0.0%IndexLowMinneapolis, MN2025-07-24
JPMorgan Chase & Co
3,000$2.9K0.0%GrowthMediumNew York, NY2025-08-12
UBS Group AG
1,330$1.3K0.0%CoreMediumZurich, Switzerland2025-08-14
Raymond James Financial Inc
1,000$9850.0%IndexLowSt. Petersburg, FL2025-08-14
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2025-08-12