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Novavax Inc (NVAX)

CUSIP: 670002401 | NYSE | Healthcare · Biotechnology | Small Cap | 1065 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/AHimanshu H. Shah
with Shah Capital Management
10,656,9646.5%−4,184,036Oct 16, 2026No 13F filer matched
13GHimanshu H. Shah
with Shah Capital Management, Shah Capital Fund LLC
10,656,9646.5%New 5%+ stakeOct 16, 2026No 13F filer matched
13D/AHimanshu H. Shah10,656,964
6.5% of class · Oct 16, 2026−4,184,036
with Shah Capital Management
No 13F filer matched
13GHimanshu H. Shah10,656,964
6.5% of class · Oct 16, 2026New 5%+ stake
with Shah Capital Management, Shah Capital Fund LLC
No 13F filer matched

Institutional Holders — Q3 2026

Shah Capital Management12,173,481
21.7% of portfolio›$131.6M
Sanofi6,880,481
11.8% of portfolio›$74.4M
TSP Capital Management Group, LLC1,432,365
3.9% of portfolio›$15.5M
Bank of New York Mellon Corp854,419
0.0% of portfolio›$9.2M
Citigroup Inc317,809
0.0% of portfolio›$3.4M
Creative Planning123,456
0.0% of portfolio›$1.3M
Hussman Strategic Advisors, Inc.105,000
0.2% of portfolio›$1.1M
Strs Ohio81,500
0.0% of portfolio›$881.0K
Y-Intercept (Hong Kong) Ltd70,973
0.0% of portfolio›$767.2K
Profund Advisors LLC70,708
0.0% of portfolio›$764.4K
Vontobel Holding Ltd.65,260
0.0% of portfolio›$705.5K
Virginia Retirement Systems ET Al63,963
0.0% of portfolio›$691.4K
OP Asset Management Ltd63,397
0.0% of portfolio›$685.3K
Oppenheimer & Co Inc57,949
0.0% of portfolio›$626.4K
Thrivent Financial for Lutherans56,519
0.0% of portfolio›$611
Independent Financial Group, LLC47,328
0.0% of portfolio›$511.6K
Caitong International Asset Management Co., Ltd45,746
0.0% of portfolio›$494.5K
State of New Jersey Common Pension Fund D45,140
0.0% of portfolio›$488.0K
Cambridge Investment Research Advisors, Inc.42,104
0.0% of portfolio›$455
Arizona State Retirement System39,370
0.0% of portfolio›$425.6K
Commonwealth Equity Services, LLC33,814
0.0% of portfolio›$365.5K
China Universal Asset Management Co., Ltd.30,096
0.0% of portfolio›$325.6K
Wolverine Asset Management LLC30,037
0.0% of portfolio›$324.7K
Allspring Global Investments Holdings, LLC27,820
0.0% of portfolio›$294.9K
SBI Securities Co., Ltd.27,392
0.0% of portfolio›$296.1K
Mitsubishi UFJ Asset Management Co., Ltd.24,954
0.0% of portfolio›$269.8K
ProShare Advisors LLC24,866
0.0% of portfolio›$268.8K
Leonteq Securities AG17,248
0.0% of portfolio›$186.5K
Fulcrum Asset Management LLP16,694
0.0% of portfolio›$180.6K
Pictet Asset Management Holding SA16,444
0.0% of portfolio›$177.8K
Abel Hall, LLC15,701
0.0% of portfolio›$169.7K
Laurel OAK Wealth Management, LLC15,540
0.0% of portfolio›$168.0K
Beirne Wealth Consulting Services, LLC15,000
0.0% of portfolio›$162.2K
Xponance LLC14,315
0.0% of portfolio›$154.7K
J. Safra Sarasin Holding AG13,305
0.0% of portfolio›$143.8K
Wealth Enhancement Advisory Services, LLC11,124
0.0% of portfolio›$122.5K
TigerOak Management, L.L.C.10,641
0.0% of portfolio›$115.0K
Bayforest Capital Ltd9,705
0.2% of portfolio›$104.9K
Mirae Asset Global Investments Co., Ltd.8,429
0.0% of portfolio›$91.1K
Signaturefd, LLC7,238
0.0% of portfolio›$78.2K
Nisa Investment Advisors, LLC4,768
0.0% of portfolio›$51.5K
KBC Group NV4,746
0.0% of portfolio›$51
Duncker Streett & Co Inc4,242
0.0% of portfolio›$45.9K
Pinnacle Wealth Planning Services, Inc.4,202
0.0% of portfolio›$45.4K
GF Fund Management Co. Ltd.3,755
0.0% of portfolio›$40.6K
Sterling Capital Management LLC2,969
0.0% of portfolio›$32.1K
US Bancorp \de\2,087
0.0% of portfolio›$22.6K
Gamma Investing LLC1,223
0.0% of portfolio›$13.2K
Farther Finance Advisors, LLC997
0.0% of portfolio›$10.8K
Covestor Ltd846
0.0% of portfolio›$9
IFP Advisors, Inc769
0.0% of portfolio›$8.3K
Harbor Investment Advisory, LLC756
0.0% of portfolio›$8.2K
Lanark Financial, Inc.711
0.0% of portfolio›$7.7K
Versant Capital Management, Inc669
0.0% of portfolio›$7.2K
Valley National Advisers Inc647
0.0% of portfolio›$7.0K
EverSource Wealth Advisors, LLC623
0.0% of portfolio›$6.7K
SJS Investment Consulting Inc.579
0.0% of portfolio›$6.3K
Loring Wolcott & Coolidge Fiduciary Advisors LLP570
0.0% of portfolio›$6.2K
Parallel Advisors, LLC410
0.0% of portfolio›$4.4K
Financial Consulate, Inc398
0.0% of portfolio›$4.3K
Hilton Head Capital Partners, LLC300
0.0% of portfolio›$3.2K
Jacobi Capital Management LLC260
0.0% of portfolio›$2.8K
Assetmark, Inc241
0.0% of portfolio›$2.6K
Hilltop National Bank208
0.0% of portfolio›$2.2K
Larson Financial Group LLC195
0.0% of portfolio›$2.1K
Parkside Financial Bank & Trust193
0.0% of portfolio›$2.1K
Maryland Capital Advisors Inc.173
0.0% of portfolio›$1.9K
Fifth Third Bancorp155
0.0% of portfolio›$1.7K
Nova Financial LLC150
0.0% of portfolio›$1.6K
Dynamic Wealth Strategies, LLC120
0.0% of portfolio›$1.3K
Flagship Wealth Advisors, LLC100
0.0% of portfolio›$1.1K
Activest Wealth Management100
0.0% of portfolio›$1.1K
PayPay Securities Corp87
0.0% of portfolio›$940
Canton Hathaway, LLC75
0.0% of portfolio›$811
Bare Financial Services, Inc72
0.0% of portfolio›$778
Asset Dedication, LLC65
0.0% of portfolio›$703
Nvest Wealth Strategies, Inc.58
0.0% of portfolio›$627
TrinityBridge Ltd50
0.0% of portfolio›$1
Gen-Wealth Partners Inc50
0.0% of portfolio›$541
Blue Trust, Inc.50
0.0% of portfolio›$541
CoreCap Advisors, LLC43
0.0% of portfolio›$465
Hughes Financial Services, LLC21
0.0% of portfolio›$220
Ascentis Wealth Management, LLC20
0.0% of portfolio›$216
Creative Financial Designs Inc12
0.0% of portfolio›$130
Beacon Investment Advisory Services, Inc.6
0.0% of portfolio›$65
Provenance Wealth Advisors, LLC5
0.0% of portfolio›$54
Physician Wealth Advisors, Inc.4
0.0% of portfolio›$44
Bear Mountain Capital, Inc.1
0.0% of portfolio›$11
StyleTurnoverLocationFiled
Shah Capital Management
12,173,481$131.6M21.7%YieldLowRaleigh, NC2026-10-09
Sanofi
6,880,481$74.4M11.8%Deep ValueVery LowParis, India2026-11-05
TSP Capital Management Group, LLC
1,432,365$15.5M3.9%Deep ValueVery LowSummit, NJ2026-10-15
Bank of New York Mellon Corp
854,419$9.2M0.0%CoreLowNew York, NY2026-11-05
Citigroup Inc
317,809$3.4M0.0%CoreMediumNew York, NY2026-11-04
Creative Planning
123,456$1.3M0.0%IndexVery LowOverland Park, KS2026-11-02
Hussman Strategic Advisors, Inc.
105,000$1.1M0.2%YieldVery HighEllicott City, MD2026-11-02
Strs Ohio
81,500$881.0K0.0%CoreMediumColumbus, OH2026-10-30
Y-Intercept (Hong Kong) Ltd
70,973$767.2K0.0%ValueVery HighHong Kong, South Korea2026-10-16
Profund Advisors LLC
70,708$764.4K0.0%GrowthLowBethesda, MD2026-10-29
Vontobel Holding Ltd.
65,260$705.5K0.0%CoreMediumZurich, Switzerland2026-10-16
Virginia Retirement Systems ET Al
63,963$691.4K0.0%CoreMediumRichmond, VA2026-10-28
OP Asset Management Ltd
63,397$685.3K0.0%GrowthMediumHelsinki, Hungary2026-11-05
Oppenheimer & Co Inc
57,949$626.4K0.0%CoreLowNew York, NY2026-10-26
Thrivent Financial for Lutherans
56,519$6110.0%GARPMediumMinneapolis, MN2026-11-05
Independent Financial Group, LLC
47,328$511.6K0.0%GrowthLowSan Diego, CA2026-10-13
Caitong International Asset Management Co., Ltd
45,746$494.5K0.0%GrowthVery HighHong Kong, South Korea2026-10-29
State of New Jersey Common Pension Fund D
45,140$488.0K0.0%CoreLowTrenton, NJ2026-11-05
Cambridge Investment Research Advisors, Inc.
42,104$4550.0%ETFLowFairfield, IA2026-11-02
Arizona State Retirement System
39,370$425.6K0.0%IndexVery LowPhoenix, AZ2026-11-03
Commonwealth Equity Services, LLC
33,814$365.5K0.0%ETFLowWaltham, MA2026-11-02
China Universal Asset Management Co., Ltd.
30,096$325.6K0.0%GrowthMediumShanghai, France2026-10-28
Wolverine Asset Management LLC
30,037$324.7K0.0%Deep ValueVery HighChicago, IL2026-11-02
Allspring Global Investments Holdings, LLC
27,820$294.9K0.0%CoreMediumCharlotte, NC2026-11-04
SBI Securities Co., Ltd.
27,392$296.1K0.0%Agg GrowthLowTokyo, Mexico2026-10-22
Mitsubishi UFJ Asset Management Co., Ltd.
24,954$269.8K0.0%IndexVery LowTokyo, Mexico2026-11-05
ProShare Advisors LLC
24,866$268.8K0.0%GrowthLowBethesda, MD2026-10-29
Leonteq Securities AG
17,248$186.5K0.0%CoreHighZurich, Switzerland2026-10-29
Fulcrum Asset Management LLP
16,694$180.6K0.0%CoreMediumLondon, United Kingdom2026-11-04
Pictet Asset Management Holding SA
16,444$177.8K0.0%GrowthMediumCarouge, Switzerland2026-11-03
Abel Hall, LLC
15,701$169.7K0.0%CoreMediumBaton Rouge, LA2026-10-19
Laurel OAK Wealth Management, LLC
15,540$168.0K0.0%GrowthLowMarlton, NJ2026-10-19
Beirne Wealth Consulting Services, LLC
15,000$162.2K0.0%ETFLowShelton, CT2026-10-19
Xponance LLC
14,315$154.7K0.0%IndexVery LowPhiladelphia, PA2026-11-03
J. Safra Sarasin Holding AG
13,305$143.8K0.0%CoreMediumBasel, Switzerland2026-10-26
Wealth Enhancement Advisory Services, LLC
11,124$122.5K0.0%CoreLowPlymouth, MN2026-10-13
TigerOak Management, L.L.C.
10,641$115.0K0.0%GrowthVery LowNashville, TN2026-10-23
Bayforest Capital Ltd
9,705$104.9K0.2%Deep ValueVery HighLondon, United Kingdom2026-11-03
Mirae Asset Global Investments Co., Ltd.
8,429$91.1K0.0%GrowthLowSeoul, Malaysia2026-11-03
Signaturefd, LLC
7,238$78.2K0.0%IndexLowAtlanta, GA2026-10-23
Nisa Investment Advisors, LLC
4,768$51.5K0.0%IndexVery LowSt. Louis, MO2026-10-20
KBC Group NV
4,746$510.0%CoreMediumBrussels, Czech Republic2026-10-22
Duncker Streett & Co Inc
4,242$45.9K0.0%GrowthLowSt. Louis, MO2026-10-27
Pinnacle Wealth Planning Services, Inc.
4,202$45.4K0.0%GARPLowMansfield, OH2026-10-27
GF Fund Management Co. Ltd.
3,755$40.6K0.0%Agg GrowthMediumGuangzhou, France2026-10-26
Sterling Capital Management LLC
2,969$32.1K0.0%GARPMediumCharlotte, NC2026-10-22
US Bancorp \de\
2,087$22.6K0.0%IndexLowMinneapolis, MN2026-11-05
Gamma Investing LLC
1,223$13.2K0.0%IndexVery LowFoster City, CA2026-10-08
Farther Finance Advisors, LLC
997$10.8K0.0%IndexLowSan Francisco, CA2026-10-08
Covestor Ltd
846$90.0%ValueHighLondon, United Kingdom2026-10-30
IFP Advisors, Inc
769$8.3K0.0%GrowthLowTampa, FL2026-10-16
Harbor Investment Advisory, LLC
756$8.2K0.0%GrowthLowLutherville, MD2026-10-13
Lanark Financial, Inc.
711$7.7K0.0%CoreMediumBirmingham, AL2026-10-26
Versant Capital Management, Inc
669$7.2K0.0%GARPLowPhoenix, AZ2026-10-02
Valley National Advisers Inc
647$7.0K0.0%ETFLowBethlehem, PA2026-10-23
EverSource Wealth Advisors, LLC
623$6.7K0.0%CoreMediumBirmingham, AL2026-11-04
SJS Investment Consulting Inc.
579$6.3K0.0%ETFVery LowSylvania, OH2026-10-26
Loring Wolcott & Coolidge Fiduciary Advisors LLP
570$6.2K0.0%GrowthVery LowBoston, MA2026-10-23
Parallel Advisors, LLC
410$4.4K0.0%IndexLowSan Francisco, CA2026-11-03
Financial Consulate, Inc
398$4.3K0.0%ETFLowHunt Valley, MD2026-10-23
Hilton Head Capital Partners, LLC
300$3.2K0.0%CoreMediumHilton Head Island, SC2026-10-23
Jacobi Capital Management LLC
260$2.8K0.0%CoreLowPittston, PA2026-11-05
Assetmark, Inc
241$2.6K0.0%ETFLowConcord, CA2026-10-21
Hilltop National Bank
208$2.2K0.0%CoreLowCasper, WY2026-10-14
Larson Financial Group LLC
195$2.1K0.0%GrowthLowSt Louis, MO2026-11-05
Parkside Financial Bank & Trust
193$2.1K0.0%CoreVery LowSaint Louis, MO2026-10-27
Maryland Capital Advisors Inc.
173$1.9K0.0%ETFVery LowChester, MD2026-10-15
Fifth Third Bancorp
155$1.7K0.0%IndexVery LowCincinnati, OH2026-11-05
Nova Financial LLC
150$1.6K0.0%N/AN/ATucson, AZ2026-11-04
Dynamic Wealth Strategies, LLC
120$1.3K0.0%ETFLowGranite Bay, CA2026-10-16
Flagship Wealth Advisors, LLC
100$1.1K0.0%ETFLowWakefield, MA2026-11-03
Activest Wealth Management
100$1.1K0.0%ETFLowAventura, FL2026-10-15
PayPay Securities Corp
87$9400.0%CoreMediumTokyo, Mexico2026-10-27
Canton Hathaway, LLC
75$8110.0%ValueLowProvidence, RI2026-10-23
Bare Financial Services, Inc
72$7780.0%ETFVery LowGap, PA2026-11-04
Asset Dedication, LLC
65$7030.0%ETFLowSan Francisco, CA2026-11-03
Nvest Wealth Strategies, Inc.
58$6270.0%ETFVery LowPowell, OH2026-10-14
TrinityBridge Ltd
50$10.0%MomentumMediumLondon, United Kingdom2026-10-30
Gen-Wealth Partners Inc
50$5410.0%CoreLowZeeland, MI2026-11-04
Blue Trust, Inc.
50$5410.0%ETFLowBrentwood, TN2026-10-15
CoreCap Advisors, LLC
43$4650.0%ETFMediumSouthfield, MI2026-10-08
Hughes Financial Services, LLC
21$2200.0%ETFLowHerndon, VA2026-10-30
Ascentis Wealth Management, LLC
20$2160.0%Agg GrowthLowDallas, TX2026-11-03
Creative Financial Designs Inc
12$1300.0%ETFMediumKokomo, IN2026-11-04
Beacon Investment Advisory Services, Inc.
6$650.0%GrowthLowMorristown, NJ2026-10-13
Provenance Wealth Advisors, LLC
5$540.0%ETFLowFort Lauderdale, FL2026-10-30
Physician Wealth Advisors, Inc.
4$440.0%ETFMediumMidvale, UT2026-10-20
Bear Mountain Capital, Inc.
1$110.0%ETFLowSeattle, WA2026-11-04