Nuveen CA DIV ADV Muni FD 3

CUSIP: 67070Y109 | 53 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Institutional Holders — Q3 2016

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Advisors Asset Management, Inc.432,767

0.0% of portfolio$6.6K

Guggenheim Capital LLC343,247

0.0% of portfolio$5.3K

Invesco Ltd.339,663

0.0% of portfolio$5.2K

Wells Fargo & Company151,858

0.0% of portfolio$2.3K

LPL Financial LLC116,951

0.0% of portfolio$1.8K

UBS Group AG110,475

0.0% of portfolio$1.7K

Morgan Stanley59,803

0.0% of portfolio$919

EP Wealth Advisors, LLC44,269

0.0% of portfolio$680

IFP Advisors, Inc40,712

0.0% of portfolio$625

Commonwealth Equity Services, Inc37,239

0.0% of portfolio$572

Atlantic Trust Group, LLC23,896

0.0% of portfolio$367

Wedbush Securities Inc21,461

0.0% of portfolio$330

Raymond James Financial Services Advisors, Inc.19,900

0.0% of portfolio$306

Ladenburg Thalmann Financial Services Inc18,458

0.0% of portfolio$284

Laurel Wealth Advisors, Inc.17,615

0.0% of portfolio$271

Royal Bank of Canada17,043

0.0% of portfolio$262

D.A. Davidson & Co.17,000

0.0% of portfolio$261

Laurion Capital Management LP15,878

0.0% of portfolio$244

First Allied Advisory Services, Inc.15,513

0.0% of portfolio$238

Bank of America Corp12,521

0.0% of portfolio$193

Doliver Advisors, LP10,308

0.0% of portfolio$158

Security National Trust Co4,400

0.0% of portfolio$68

Creative Planning3,450

0.0% of portfolio$53

MetLife Securities, Inc3,399

0.0% of portfolio$52

Integrated Wealth Management2,500

0.0% of portfolio$38

				Style	Turnover	Location	Filed
Advisors Asset Management, Inc.	432,767	$6.6K	0.0%	Value	Medium	Monument, CO	2016-10-31
Guggenheim Capital LLC	343,247	$5.3K	0.0%	Core	Low	Chicago, IL	2016-11-15
Invesco Ltd.	339,663	$5.2K	0.0%	Growth	Low	Atlanta, GA	2016-11-14
Wells Fargo & Company	151,858	$2.3K	0.0%	Core	Low	San Francisco, CA	2016-10-31
LPL Financial LLC	116,951	$1.8K	0.0%	Index	Very Low	Fort Mill, SC	2016-11-16
UBS Group AG	110,475	$1.7K	0.0%	Core	Medium	Zurich, Switzerland	2016-11-14
Morgan Stanley	59,803	$919	0.0%	Core	Low	New York, NY	2016-11-10
EP Wealth Advisors, LLC	44,269	$680	0.0%	ETF	Low	Torrance, CA	2016-11-15
IFP Advisors, Inc	40,712	$625	0.0%	Growth	Low	Tampa, FL	2016-11-04
Commonwealth Equity Services, Inc	37,239	$572	0.0%	N/A	N/A	Waltham, MA	2016-10-25
Atlantic Trust Group, LLC	23,896	$367	0.0%	N/A	N/A	Atlanta, 2Q	2016-11-09
Wedbush Securities Inc	21,461	$330	0.0%	Core	Low	Pasadena, CA	2016-11-04
Raymond James Financial Services Advisors, Inc.	19,900	$306	0.0%	Growth	Very Low	St. Petersburg, FL	2016-11-14
Ladenburg Thalmann Financial Services Inc	18,458	$284	0.0%	N/A	N/A	Miami, FL	2016-11-14
Laurel Wealth Advisors, Inc.	17,615	$271	0.0%	N/A	N/A	La Jolla, CA	2016-11-15
Royal Bank of Canada	17,043	$262	0.0%	Core	Low	Toronto, Australia	2016-11-14
D.A. Davidson & Co.	17,000	$261	0.0%	Core	Low	Great Falls, MT	2016-11-18
Laurion Capital Management LP	15,878	$244	0.0%	Growth	Very High	New York, NY	2016-11-10
First Allied Advisory Services, Inc.	15,513	$238	0.0%	N/A	N/A	Chesterfield, MO	2016-11-14
Bank of America Corp	12,521	$193	0.0%	Core	Low	Charlotte, NC	2016-11-14
Doliver Advisors, LP	10,308	$158	0.0%	GARP	Low	Houston, TX	2016-10-31
Security National Trust Co	4,400	$68	0.0%	N/A	N/A	Wheeling, WV	2016-10-25
Creative Planning	3,450	$53	0.0%	Index	Very Low	Overland Park, KS	2016-10-12
MetLife Securities, Inc	3,399	$52	0.0%	N/A	N/A	New York, NY	2016-10-13
Integrated Wealth Management	2,500	$38	0.0%	N/A	N/A	Palm Desert, CA	2016-10-21