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Nuveen ESG Small-Cap ETF (NUSC)

CUSIP: 67092P607 | NYSE | 564 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Abacus Wealth Partners, LLC1,449,598
7.9% of portfolio›$70.3M
Mission Wealth Management, LP796,650
0.6% of portfolio›$38.7M
Boston Common Asset Management, LLC409,886
1.2% of portfolio›$19.9M
North Berkeley Wealth Management, LLC290,244
5.5% of portfolio›$14.1M
First Pacific Financial267,464
1.3% of portfolio›$13.0M
Assetmark, Inc254,259
0.0% of portfolio›$12.3M
Creative Planning250,102
0.0% of portfolio›$12.1M
Colorado Capital Management, Inc.125,287
0.0% of portfolio›$6.1K
Allodium Investment Consultants, LLC113,598
2.3% of portfolio›$5.5M
DeDora Capital, Inc.107,799
1.2% of portfolio›$5.2M
Commonwealth Equity Services, LLC106,247
0.0% of portfolio›$5.2M
Cambridge Investment Research Advisors, Inc.70,826
0.0% of portfolio›$3.4K
SilverOak Wealth Management LLC63,173
0.4% of portfolio›$3.1M
SBE LLC DBA Cedar Cove Wealth Partners60,950
1.4% of portfolio›$3.0M
Arlington Financial Advisors, LLC60,562
0.4% of portfolio›$2.9M
Wealth Enhancement Advisory Services, LLC56,567
0.0% of portfolio›$2.8M
True Blue Financial, LLC50,268
0.9% of portfolio›$2.4M
IMPACTfolio, LLC49,048
0.9% of portfolio›$2.4M
Xena Financial Planning, LLC43,672
2.0% of portfolio›$2.1M
Corundum Group, Inc.43,193
0.6% of portfolio›$2.1M
Farther Finance Advisors, LLC42,597
0.0% of portfolio›$2.1M
Modera Wealth Management, LLC42,350
0.0% of portfolio›$2.1M
XY Planning Network, Inc.42,025
0.2% of portfolio›$2.0M
Pioneer Wealth Management Group38,361
0.4% of portfolio›$1.9M
Stonehearth Capital Management, LLC37,711
0.6% of portfolio›$1.8M
Equita Financial Network, Inc.33,369
0.5% of portfolio›$1.6M
Revolve Wealth Partners, LLC32,834
0.2% of portfolio›$1.6M
Walkner Condon Financial Advisors LLC30,035
0.2% of portfolio›$1.5M
Stewardship Advisors, LLC29,640
0.3% of portfolio›$1.4M
Diversified Enterprises, LLC23,878
0.1% of portfolio›$1.2M
Neumann Capital Management, LLC22,792
0.3% of portfolio›$1.1M
Oppenheimer Asset Management Inc.21,663
0.0% of portfolio›$1.1M
Quantum Financial Advisors, LLC19,206
0.1% of portfolio›$932.0K
Vicus Capital18,938
0.1% of portfolio›$918.9K
RTD Financial Advisors, Inc.18,632
0.1% of portfolio›$904.1K
RVW Wealth, LLC18,356
0.1% of portfolio›$890.7K
White Lighthouse Investment Management Inc.17,983
0.1% of portfolio›$872.6K
Midwest Trust Co16,700
0.0% of portfolio›$810.4K
Affiance Financial, LLC16,375
0.1% of portfolio›$794.6K
Clarity Wealth Development LLC16,063
0.4% of portfolio›$779.5K
Bokf, NA15,515
0.0% of portfolio›$752.9K
CX Institutional15,254
0.0% of portfolio›$740
TriaGen Wealth Management LLC14,431
0.2% of portfolio›$700.3K
Bensler, LLC14,286
0.1% of portfolio›$693.2K
Shotwell Rutter Baer Inc14,065
0.4% of portfolio›$682.5K
Laurel Wealth Planning LLC12,990
0.3% of portfolio›$630.3K
D.A. Davidson & Co.10,771
0.0% of portfolio›$522.7K
Dynamic Advisor Solutions LLC10,376
0.0% of portfolio›$503.5K
Ascentis Independent Advisors10,283
0.0% of portfolio›$499.0K
Park Avenue Securities LLC10,186
0.0% of portfolio›$494
Schneider Downs Wealth Management Advisors, LP10,030
0.0% of portfolio›$486.7K
McClarren Financial Advisors, Inc.9,705
0.2% of portfolio›$470.9K
Chicago Partners Investment Group LLC9,512
0.0% of portfolio›$471.5K
Trust Co of Toledo NA9,473
0.0% of portfolio›$459.7K
Values Added Financial LLC9,263
0.2% of portfolio›$449.5K
Resonant Capital Advisors, LLC8,988
0.0% of portfolio›$436.1K
ANB Bank8,877
0.2% of portfolio›$430.8K
Flagship Harbor Advisors, LLC8,860
0.0% of portfolio›$430.0K
West Bancorporation Inc8,722
0.2% of portfolio›$423.2K
Acropolis Investment Management, LLC8,700
0.0% of portfolio›$422.2K
Relyea Zuckerberg Hanson LLC8,687
0.0% of portfolio›$421.5K
Gerber Kawasaki Wealth & Investment Management8,636
0.0% of portfolio›$419.1K
Capital Management Associates, Inc8,338
0.1% of portfolio›$404.6K
Moller Wealth Partners8,103
0.1% of portfolio›$393.2K
Stordahl Capital Management, Inc.8,067
0.1% of portfolio›$391.5K
CPC Advisors, LLC8,026
0.1% of portfolio›$389.5K
Zenith Solutions, Inc.8,006
0.3% of portfolio›$388.5K
PFG Advisors7,898
0.0% of portfolio›$383.2K
Curtis Advisory Group, LLC7,870
0.1% of portfolio›$381.9K
Wealth Enhancement Trust Services, Inc.7,749
0.0% of portfolio›$376.0K
CGC Financial Services, LLC7,739
0.1% of portfolio›$375.5K
Klaas Financial Asset Advisors, LLC7,606
0.0% of portfolio›$369.1K
Perigon Wealth Management, LLC7,500
0.0% of portfolio›$364.0K
Bond & Devick Financial Network, Inc.7,470
0.1% of portfolio›$362.5K
Capital Advantage, Inc.7,235
0.0% of portfolio›$351.1K
Marshall & Sterling Wealth Advisors Inc.7,064
0.2% of portfolio›$342.8K
Trust Co6,585
0.0% of portfolio›$319.6K
Livet Wealth, LLC6,555
0.2% of portfolio›$318.1K
Harrington Investments, Inc6,454
0.1% of portfolio›$313.2K
Sage Financial Group Inc6,308
0.0% of portfolio›$306.1K
Paulson Wealth Management Inc.6,271
0.1% of portfolio›$304.3K
VestGen Advisors, LLC5,576
0.0% of portfolio›$270.6K
Flagstar Securities, Inc5,306
0.1% of portfolio›$257.5K
JGP Wealth Management, LLC5,237
0.0% of portfolio›$254.1K
Financial Insights, Inc.5,189
0.1% of portfolio›$251.8K
CWC Advisors, Llc.5,157
0.1% of portfolio›$250.2K
Arrow Financial Corp5,150
0.0% of portfolio›$249.9K
BridgePort Financial Solutions, LLC5,133
0.1% of portfolio›$249.1K
Argyle Capital Partners, LLC5,004
0.2% of portfolio›$242.8K
Financial Planning Fort Collins, LLC4,981
0.2% of portfolio›$241.7K
Stonebridge Financial Group, LLC4,905
0.0% of portfolio›$238.0K
Ipsen Advisor Group LLC4,761
0.2% of portfolio›$231.1K
Verus Capital Partners, LLC4,737
0.0% of portfolio›$229.9K
Fifth Third Wealth Advisors LLC4,733
0.0% of portfolio›$229.7K
Flynn Zito Capital Management, LLC4,724
0.1% of portfolio›$229.2K
StoneX Group Inc.4,636
0.0% of portfolio›$234.8K
Victory Financial Group, LLC4,544
0.0% of portfolio›$220.5K
RMG Wealth Management LLC4,332
0.0% of portfolio›$215.2K
Kestra Private Wealth Services, LLC4,328
0.0% of portfolio›$210.0K
McAdam, LLC4,304
0.0% of portfolio›$208.9K
Apollon Wealth Management, LLC4,296
0.0% of portfolio›$208.4K
Kingswood Wealth Advisors, LLC4,140
0.0% of portfolio›$200.9K
Harbor Asset Planning, Inc.4,034
0.1% of portfolio›$195.8K
Manchester Capital Management LLC3,203
0.0% of portfolio›$155.4K
GGM Financial LLC2,431
0.0% of portfolio›$118.0K
First Bancorp, Inc1,390
0.0% of portfolio›$67.5K
Elevation Wealth Partners, LLC1,028
0.0% of portfolio›$49.9K
Birchwood Financial Partners, Inc.933
0.0% of portfolio›$45.3K
Mather Group, Llc.831
0.0% of portfolio›$40.3K
Signaturefd, LLC471
0.0% of portfolio›$22.9K
Balance Wealth Partners LLC471
0.0% of portfolio›$22.8K
Flagship Wealth Advisors, LLC410
0.0% of portfolio›$19.9K
Noble Wealth Management PBC400
0.0% of portfolio›$19.4K
CoreCap Advisors, LLC347
0.0% of portfolio›$16.8K
Creative Financial Designs Inc341
0.0% of portfolio›$16.5K
Ashton Thomas Private Wealth, LLC275
0.0% of portfolio›$13.3K
Hickory Point Bank & Trust256
0.0% of portfolio›$12.4K
Citigroup Inc207
0.0% of portfolio›$10.0K
Lanark Financial, Inc.71
0.0% of portfolio›$3.4K
Blue Trust, Inc.64
0.0% of portfolio›$3.1K
Provenance Wealth Advisors, LLC42
0.0% of portfolio›$2.0K
First United Bank & Trust40
0.0% of portfolio›$1.9K
Parkside Financial Bank & Trust37
0.0% of portfolio›$1.8K
EverSource Wealth Advisors, LLC21
0.0% of portfolio›$1.0K
Hurley Capital, LLC18
0.0% of portfolio›$916
Davis Capital Management10
0.0% of portfolio›$485
StyleTurnoverLocationFiled
Abacus Wealth Partners, LLC
1,449,598$70.3M7.9%ETFLowSanta Monica, CA2026-11-03
Mission Wealth Management, LP
796,650$38.7M0.6%ETFLowSanta Barbara, CA2026-10-15
Boston Common Asset Management, LLC
409,886$19.9M1.2%CoreLowBoston, MA2026-10-13
North Berkeley Wealth Management, LLC
290,244$14.1M5.5%ETFMediumBerkeley, CA2026-11-02
First Pacific Financial
267,464$13.0M1.3%ETFLowVancouver, WA2026-10-14
Assetmark, Inc
254,259$12.3M0.0%ETFLowConcord, CA2026-10-21
Creative Planning
250,102$12.1M0.0%IndexVery LowOverland Park, KS2026-11-02
Colorado Capital Management, Inc.
125,287$6.1K0.0%ETFVery LowBoulder, CO2026-10-15
Allodium Investment Consultants, LLC
113,598$5.5M2.3%ETFVery LowMinneapolis, MN2026-10-14
DeDora Capital, Inc.
107,799$5.2M1.2%ETFVery LowNapa, CA2026-10-26
Commonwealth Equity Services, LLC
106,247$5.2M0.0%ETFLowWaltham, MA2026-11-02
Cambridge Investment Research Advisors, Inc.
70,826$3.4K0.0%ETFLowFairfield, IA2026-11-02
SilverOak Wealth Management LLC
63,173$3.1M0.4%ETFVery LowEdina, MN2026-10-29
SBE LLC DBA Cedar Cove Wealth Partners
60,950$3.0M1.4%ETFMediumBloomington, MN2026-10-15
Arlington Financial Advisors, LLC
60,562$2.9M0.4%ETFMediumSanta Barbara, CA2026-10-19
Wealth Enhancement Advisory Services, LLC
56,567$2.8M0.0%CoreLowPlymouth, MN2026-10-13
True Blue Financial, LLC
50,268$2.4M0.9%ETFLowStevensville, MI2026-10-15
IMPACTfolio, LLC
49,048$2.4M0.9%ETFVery LowDenver, CO2026-10-28
Xena Financial Planning, LLC
43,672$2.1M2.0%ETFVery LowPortland, OR2026-10-13
Corundum Group, Inc.
43,193$2.1M0.6%CoreLowColorado Springs, CO2026-10-28
Farther Finance Advisors, LLC
42,597$2.1M0.0%IndexLowSan Francisco, CA2026-10-08
Modera Wealth Management, LLC
42,350$2.1M0.0%ETFVery LowWestwood, NJ2026-10-28
XY Planning Network, Inc.
42,025$2.0M0.2%ETFLowBozeman, MT2026-10-14
Pioneer Wealth Management Group
38,361$1.9M0.4%ETFLowAustin, TX2026-10-09
Stonehearth Capital Management, LLC
37,711$1.8M0.6%ETFMediumDanvers, MA2026-10-13
Equita Financial Network, Inc.
33,369$1.6M0.5%ETFLowFort Washington, PA2026-10-19
Revolve Wealth Partners, LLC
32,834$1.6M0.2%ETFVery LowHackensack, NJ2026-10-23
Walkner Condon Financial Advisors LLC
30,035$1.5M0.2%ETFLowVerona, WI2026-11-02
Stewardship Advisors, LLC
29,640$1.4M0.3%ETFMediumMount Joy, PA2026-10-20
Diversified Enterprises, LLC
23,878$1.2M0.1%ETFVery LowWilmington, DE2026-10-19
Neumann Capital Management, LLC
22,792$1.1M0.3%GrowthVery LowFoster City, CA2026-10-15
Oppenheimer Asset Management Inc.
21,663$1.1M0.0%CoreMediumNew York, NY2026-10-27
Quantum Financial Advisors, LLC
19,206$932.0K0.1%ETFLowSanta Monica, CA2026-11-03
Vicus Capital
18,938$918.9K0.1%ETFMediumState College, PA2026-11-05
RTD Financial Advisors, Inc.
18,632$904.1K0.1%ETFLowPhiladelphia, PA2026-10-09
RVW Wealth, LLC
18,356$890.7K0.1%ETFVery LowLos Angeles, CA2026-10-06
White Lighthouse Investment Management Inc.
17,983$872.6K0.1%ETFVery LowBedford, MA2026-10-21
Midwest Trust Co
16,700$810.4K0.0%CoreLowOverland Park, KS2026-10-22
Affiance Financial, LLC
16,375$794.6K0.1%ETFVery LowSt. Louis Park, MN2026-10-15
Clarity Wealth Development LLC
16,063$779.5K0.4%ETFLowCorvallis, OR2026-10-22
Bokf, NA
15,515$752.9K0.0%CoreLowTulsa, OK2026-10-27
CX Institutional
15,254$7400.0%CoreMediumAuburn, IN2026-10-02
TriaGen Wealth Management LLC
14,431$700.3K0.2%CoreMediumCalabasas, CA2026-10-14
Bensler, LLC
14,286$693.2K0.1%MomentumMediumBellevue, WA2026-11-05
Shotwell Rutter Baer Inc
14,065$682.5K0.4%ETFVery LowLansing, MI2026-10-14
Laurel Wealth Planning LLC
12,990$630.3K0.3%ETFLowEdina, MN2026-11-02
D.A. Davidson & Co.
10,771$522.7K0.0%CoreLowGreat Falls, MT2026-10-28
Dynamic Advisor Solutions LLC
10,376$503.5K0.0%ETFLowPhoenix, AZ2026-10-13
Ascentis Independent Advisors
10,283$499.0K0.0%ETFLowDallas, TX2026-11-03
Park Avenue Securities LLC
10,186$4940.0%ETFMediumNew York, NY2026-10-26
Schneider Downs Wealth Management Advisors, LP
10,030$486.7K0.0%ETFVery LowPittsburgh, PA2026-10-27
McClarren Financial Advisors, Inc.
9,705$470.9K0.2%ETFMediumState College, PA2026-10-15
Chicago Partners Investment Group LLC
9,512$471.5K0.0%GARPLowChicago, IL2026-10-27
Trust Co of Toledo NA
9,473$459.7K0.0%GrowthVery LowHolland, OH2026-10-16
Values Added Financial LLC
9,263$449.5K0.2%ETFLowWashington, DC2026-10-28
Resonant Capital Advisors, LLC
8,988$436.1K0.0%ETFLowMadison, WI2026-10-15
ANB Bank
8,877$430.8K0.2%CoreLowDenver, CO2026-10-09
Flagship Harbor Advisors, LLC
8,860$430.0K0.0%ETFMediumBoston, MA2026-10-26
West Bancorporation Inc
8,722$423.2K0.2%ETFLowWest Des Moines, IA2026-10-29
Acropolis Investment Management, LLC
8,700$422.2K0.0%ETFLowSt. Louis, MO2026-10-08
Relyea Zuckerberg Hanson LLC
8,687$421.5K0.0%ETFLowStamford, CT2026-10-20
Gerber Kawasaki Wealth & Investment Management
8,636$419.1K0.0%ETFLowSanta Monica, CA2026-10-29
Capital Management Associates, Inc
8,338$404.6K0.1%ETFLowMinneapolis, MN2026-10-20
Moller Wealth Partners
8,103$393.2K0.1%ETFVery LowNorthfield, IL2026-10-15
Stordahl Capital Management, Inc.
8,067$391.5K0.1%ETFVery LowGreenwood Village, CO2026-10-22
CPC Advisors, LLC
8,026$389.5K0.1%ETFMediumAtlanta, GA2026-10-21
Zenith Solutions, Inc.
8,006$388.5K0.3%ETFN/APhiladelphia, PA2026-10-19
PFG Advisors
7,898$383.2K0.0%ETFMediumPhoenix, AZ2026-10-16
Curtis Advisory Group, LLC
7,870$381.9K0.1%ETFLowSanta Barbara, CA2026-10-28
Wealth Enhancement Trust Services, Inc.
7,749$376.0K0.0%GrowthMediumSioux Falls, SD2026-10-07
CGC Financial Services, LLC
7,739$375.5K0.1%ETFLowLake Oswego, OR2026-10-13
Klaas Financial Asset Advisors, LLC
7,606$369.1K0.0%ETFVery LowLoves Park, IL2026-10-19
Perigon Wealth Management, LLC
7,500$364.0K0.0%GrowthLowSan Francisco, CA2026-10-22
Bond & Devick Financial Network, Inc.
7,470$362.5K0.1%ETFVery LowSt. Louis Park, MN2026-10-23
Capital Advantage, Inc.
7,235$351.1K0.0%ETFMediumWalnut Creek, CA2026-10-14
Marshall & Sterling Wealth Advisors Inc.
7,064$342.8K0.2%ETFMediumPoughkeepsie, NY2026-10-28
Trust Co
6,585$319.6K0.0%ETFVery LowManhattan, KS2026-10-09
Livet Wealth, LLC
6,555$318.1K0.2%ETFLowSpanish Fork, UT2026-10-27
Harrington Investments, Inc
6,454$313.2K0.1%CoreVery LowNapa, CA2026-10-14
Sage Financial Group Inc
6,308$306.1K0.0%ETFVery LowW. Conshohocken, PA2026-10-27
Paulson Wealth Management Inc.
6,271$304.3K0.1%ETFLowWest Palm Beach, FL2026-11-02
VestGen Advisors, LLC
5,576$270.6K0.0%GrowthMediumChicago, IL2026-10-27
Flagstar Securities, Inc
5,306$257.5K0.1%ETFVery LowNew York, NY2026-10-15
JGP Wealth Management, LLC
5,237$254.1K0.0%CoreLowBend, OR2026-10-13
Financial Insights, Inc.
5,189$251.8K0.1%ETFLowTacoma, WA2026-10-27
CWC Advisors, Llc.
5,157$250.2K0.1%GARPLowLake Oswego, OR2026-10-15
Arrow Financial Corp
5,150$249.9K0.0%ETFLowGlens Falls, NY2026-10-26
BridgePort Financial Solutions, LLC
5,133$249.1K0.1%ETFLowFairfield, IA2026-11-02
Argyle Capital Partners, LLC
5,004$242.8K0.2%CoreLowLos Angeles, CA2026-10-23
Financial Planning Fort Collins, LLC
4,981$241.7K0.2%ETFVery LowFort Collins, CO2026-10-16
Stonebridge Financial Group, LLC
4,905$238.0K0.0%ETFMediumWormleysburg, PA2026-10-01
Ipsen Advisor Group LLC
4,761$231.1K0.2%ETFLowLittle Rock, AR2026-10-29
Verus Capital Partners, LLC
4,737$229.9K0.0%GrowthLowScottsdale, AZ2026-11-03
Fifth Third Wealth Advisors LLC
4,733$229.7K0.0%IndexVery LowCincinnati, OH2026-10-22
Flynn Zito Capital Management, LLC
4,724$229.2K0.1%ETFLowGarden City, NY2026-11-04
StoneX Group Inc.
4,636$234.8K0.0%ETFMediumNew York, NY2026-11-03
Victory Financial Group, LLC
4,544$220.5K0.0%ETFLowAustin, TX2026-10-27
RMG Wealth Management LLC
4,332$215.2K0.0%ETFVery HighPlatteville, WI2026-10-26
Kestra Private Wealth Services, LLC
4,328$210.0K0.0%GrowthLowAustin, TX2026-10-30
McAdam, LLC
4,304$208.9K0.0%ETFLowPhiladelphia, PA2026-10-21
Apollon Wealth Management, LLC
4,296$208.4K0.0%GrowthLowMount Pleasant, SC2026-10-23
Kingswood Wealth Advisors, LLC
4,140$200.9K0.0%GrowthLowSan Diego, CA2026-10-23
Harbor Asset Planning, Inc.
4,034$195.8K0.1%ETFVery LowBelmont, MA2026-10-23
Manchester Capital Management LLC
3,203$155.4K0.0%CoreLowManchester, VT2026-10-22
GGM Financial LLC
2,431$118.0K0.0%ETFMediumColumbus, OH2026-11-05
First Bancorp, Inc
1,390$67.5K0.0%ValueVery LowDamariscotta, ME2026-10-26
Elevation Wealth Partners, LLC
1,028$49.9K0.0%ETFLowWalnut Creek, CA2026-10-07
Birchwood Financial Partners, Inc.
933$45.3K0.0%ETFVery LowBloomington, MN2026-11-02
Mather Group, Llc.
831$40.3K0.0%ETFMediumChicago, IL2026-10-14
Signaturefd, LLC
471$22.9K0.0%IndexLowAtlanta, GA2026-10-23
Balance Wealth Partners LLC
471$22.8K0.0%ETFMediumWorthington, OH2026-10-27
Flagship Wealth Advisors, LLC
410$19.9K0.0%ETFLowWakefield, MA2026-11-03
Noble Wealth Management PBC
400$19.4K0.0%YieldMediumGreenwood Village, CO2026-10-01
CoreCap Advisors, LLC
347$16.8K0.0%ETFMediumSouthfield, MI2026-10-08
Creative Financial Designs Inc
341$16.5K0.0%ETFMediumKokomo, IN2026-11-04
Ashton Thomas Private Wealth, LLC
275$13.3K0.0%CoreMediumScottsdale, AZ2026-11-03
Hickory Point Bank & Trust
256$12.4K0.0%CoreVery LowDecatur, IL2026-10-01
Citigroup Inc
207$10.0K0.0%CoreMediumNew York, NY2026-11-04
Lanark Financial, Inc.
71$3.4K0.0%CoreMediumBirmingham, AL2026-10-26
Blue Trust, Inc.
64$3.1K0.0%ETFLowBrentwood, TN2026-10-15
Provenance Wealth Advisors, LLC
42$2.0K0.0%ETFLowFort Lauderdale, FL2026-10-30
First United Bank & Trust
40$1.9K0.0%CoreLowOakland, MD2026-10-22
Parkside Financial Bank & Trust
37$1.8K0.0%CoreVery LowSaint Louis, MO2026-10-27
EverSource Wealth Advisors, LLC
21$1.0K0.0%CoreMediumBirmingham, AL2026-11-04
Hurley Capital, LLC
18$9160.0%GARPMediumNew York, NY2026-11-05
Davis Capital Management
10$4850.0%CoreLowJacksonville, FL2026-10-08