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Ocugen Inc (OCGN)

CUSIP: 67577C105 | NYSE | Healthcare · Biotechnology | Small Cap | 437 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AHenderson Group PLC10,000,0003.0%Newly reportedJun 30, 2026302,371 sh (Sep 30, 2025)
13G/AHenderson Group PLC10,000,000
3.0% of class · Jun 30, 2026Newly reported
302,371 sh (Sep 30, 2025)

Institutional Holders — Q3 2026

Geode Capital Management, LLC8,662,430
0.0% of portfolio›$8.9M
Hennion & Walsh Asset Management, Inc.3,385,645
0.1% of portfolio›$3.5M
Bank of New York Mellon Corp808,834
0.0% of portfolio›$833.1K
Procyon Advisors, LLC461,188
0.0% of portfolio›$475.0K
Barclays PLC427,367
0.0% of portfolio›$440.2K
Citigroup Inc255,119
0.0% of portfolio›$262.8K
Creative Planning231,890
0.0% of portfolio›$238.8K
Mitsubishi UFJ Asset Management Co., Ltd.170,841
0.0% of portfolio›$176.0K
Profund Advisors LLC166,005
0.0% of portfolio›$171.0K
Cora Capital Advisors LLC117,520
0.0% of portfolio›$121.0K
Certior Financial Group, LLC110,378
0.1% of portfolio›$113.7K
TD Private Client Wealth LLC98,390
0.0% of portfolio›$101.3K
ProShare Advisors LLC42,908
0.0% of portfolio›$44.2K
Principal Financial Group Inc35,469
0.0% of portfolio›$36.5K
Xponance LLC32,010
0.0% of portfolio›$33.0K
LPL Financial LLC30,027
0.0% of portfolio›$30.9K
Russell Investments Group, Ltd.29,468
0.0% of portfolio›$30.4K
Ethic Inc.28,153
0.0% of portfolio›$29.0K
Verdence Capital Advisors LLC26,500
0.0% of portfolio›$27.3K
SmartHarvest Portfolios, LLC22,645
0.0% of portfolio›$23.3K
Truefg, LLC21,000
0.0% of portfolio›$21.6K
Diversify Advisory Services, LLC20,548
0.0% of portfolio›$16.7K
Diversify Wealth Management, LLC20,548
0.0% of portfolio›$16.7K
Abel Hall, LLC19,582
0.0% of portfolio›$20.2K
SBI Securities Co., Ltd.17,480
0.0% of portfolio›$18.0K
Level Four Advisory Services, LLC17,000
0.0% of portfolio›$17.5K
Wealth Enhancement Advisory Services, LLC15,503
0.0% of portfolio›$15.2K
Wedmont Private Capital14,765
0.0% of portfolio›$14.4K
StoneX Group Inc.14,543
0.0% of portfolio›$18.2K
Eagle Wealth Strategies LLC14,000
0.0% of portfolio›$14.4K
SteelPeak Wealth, LLC12,861
0.0% of portfolio›$13.2K
Uniting Wealth Partners, LLC10,000
0.0% of portfolio›$10.3K
Sterling Capital Management LLC9,817
0.0% of portfolio›$10.1K
PNC Financial Services Group, Inc.5,200
0.0% of portfolio›$5.4K
Farther Finance Advisors, LLC4,447
0.0% of portfolio›$4.6K
Nisa Investment Advisors, LLC1,510
0.0% of portfolio›$1.6K
Gamma Investing LLC1,503
0.0% of portfolio›$1.5K
EverSource Wealth Advisors, LLC1,313
0.0% of portfolio›$1.4K
Cassaday & Co Wealth Management LLC1,268
0.0% of portfolio›$1.3K
Blue Trust, Inc.1,000
0.0% of portfolio›$1.0K
Bangor Savings Bank300
0.0% of portfolio›$309
North Star Investment Management Corp.300
0.0% of portfolio›$309
US Bancorp \de\279
0.0% of portfolio›$287
North Point Portfolio Managers Corp226
0.0% of portfolio›$233
Latitude Advisors, LLC150
0.0% of portfolio›$155
Private Wealth Management Group, LLC100
0.0% of portfolio›$103
Cedar Mountain Advisors, LLC100
0.0% of portfolio›$103
Parkside Financial Bank & Trust49
0.0% of portfolio›$51
Hughes Financial Services, LLC23
0.0% of portfolio›$17
Allworth Financial LP5
0.0% of portfolio›$8
StyleTurnoverLocationFiled
Geode Capital Management, LLC
8,662,430$8.9M0.0%IndexVery LowBoston, MA2026-11-06
Hennion & Walsh Asset Management, Inc.
3,385,645$3.5M0.1%ValueMediumParsippany, NJ2026-10-13
Bank of New York Mellon Corp
808,834$833.1K0.0%CoreLowNew York, NY2026-11-05
Procyon Advisors, LLC
461,188$475.0K0.0%CoreVery LowShelton, CT2026-10-21
Barclays PLC
427,367$440.2K0.0%CoreMediumLondon, United Kingdom2026-11-06
Citigroup Inc
255,119$262.8K0.0%CoreMediumNew York, NY2026-11-04
Creative Planning
231,890$238.8K0.0%IndexVery LowOverland Park, KS2026-11-02
Mitsubishi UFJ Asset Management Co., Ltd.
170,841$176.0K0.0%IndexVery LowTokyo, Mexico2026-11-05
Profund Advisors LLC
166,005$171.0K0.0%GrowthLowBethesda, MD2026-10-29
Cora Capital Advisors LLC
117,520$121.0K0.0%ETFLowMarlton, NJ2026-11-02
Certior Financial Group, LLC
110,378$113.7K0.1%ETFMediumKing Of Prussia, PA2026-10-19
TD Private Client Wealth LLC
98,390$101.3K0.0%ETFLowNew York, NY2026-10-28
ProShare Advisors LLC
42,908$44.2K0.0%GrowthLowBethesda, MD2026-10-29
Principal Financial Group Inc
35,469$36.5K0.0%CoreLowDes Moines, IA2026-11-02
Xponance LLC
32,010$33.0K0.0%IndexVery LowPhiladelphia, PA2026-11-03
LPL Financial LLC
30,027$30.9K0.0%IndexVery LowFort Mill, SC2026-11-06
Russell Investments Group, Ltd.
29,468$30.4K0.0%CoreLowSeattle, WA2026-11-06
Ethic Inc.
28,153$29.0K0.0%CoreLowNew York, NY2026-11-03
Verdence Capital Advisors LLC
26,500$27.3K0.0%CoreMediumHunt Valley, MD2026-10-26
SmartHarvest Portfolios, LLC
22,645$23.3K0.0%GrowthLowSeattle, WA2026-10-26
Truefg, LLC
21,000$21.6K0.0%ETFVery LowCedar Park, TX2026-10-15
Diversify Advisory Services, LLC
20,548$16.7K0.0%GrowthLowSandy, UT2026-10-20
Diversify Wealth Management, LLC
20,548$16.7K0.0%GrowthMediumSandy, UT2026-10-20
Abel Hall, LLC
19,582$20.2K0.0%CoreMediumBaton Rouge, LA2026-10-19
SBI Securities Co., Ltd.
17,480$18.0K0.0%Agg GrowthLowTokyo, Mexico2026-10-22
Level Four Advisory Services, LLC
17,000$17.5K0.0%CoreLowDallas, TX2026-11-06
Wealth Enhancement Advisory Services, LLC
15,503$15.2K0.0%CoreLowPlymouth, MN2026-10-13
Wedmont Private Capital
14,765$14.4K0.0%IndexVery LowWest Chester, PA2026-10-09
StoneX Group Inc.
14,543$18.2K0.0%ETFMediumNew York, NY2026-11-03
Eagle Wealth Strategies LLC
14,000$14.4K0.0%ETFVery LowMullica Hill, NJ2026-10-20
SteelPeak Wealth, LLC
12,861$13.2K0.0%GrowthHighWoodland Hills, CA2026-10-16
Uniting Wealth Partners, LLC
10,000$10.3K0.0%CoreMediumDenver, CO2026-11-06
Sterling Capital Management LLC
9,817$10.1K0.0%GARPMediumCharlotte, NC2026-10-22
PNC Financial Services Group, Inc.
5,200$5.4K0.0%GrowthVery LowPittsburgh, PA2026-11-06
Farther Finance Advisors, LLC
4,447$4.6K0.0%IndexLowSan Francisco, CA2026-10-08
Nisa Investment Advisors, LLC
1,510$1.6K0.0%IndexVery LowSt. Louis, MO2026-10-20
Gamma Investing LLC
1,503$1.5K0.0%IndexVery LowFoster City, CA2026-10-08
EverSource Wealth Advisors, LLC
1,313$1.4K0.0%CoreMediumBirmingham, AL2026-11-04
Cassaday & Co Wealth Management LLC
1,268$1.3K0.0%ETFVery LowMclean, VA2026-10-27
Blue Trust, Inc.
1,000$1.0K0.0%ETFLowBrentwood, TN2026-10-15
Bangor Savings Bank
300$3090.0%ETFLowBangor, ME2026-10-06
North Star Investment Management Corp.
300$3090.0%CoreLowChicago, IL2026-10-27
US Bancorp \de\
279$2870.0%IndexLowMinneapolis, MN2026-11-05
North Point Portfolio Managers Corp
226$2330.0%GrowthLowOrange Village, OH2026-10-07
Latitude Advisors, LLC
150$1550.0%ETFLowYorkville, IL2026-10-27
Private Wealth Management Group, LLC
100$1030.0%ETFLowPrinceton, NJ2026-10-19
Cedar Mountain Advisors, LLC
100$1030.0%ETFVery LowLake Oswego, OR2026-10-15
Parkside Financial Bank & Trust
49$510.0%CoreVery LowSaint Louis, MO2026-10-27
Hughes Financial Services, LLC
23$170.0%ETFLowHerndon, VA2026-10-30
Allworth Financial LP
5$80.0%IndexLowFolsom, CA2026-11-06