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Prospect Capital Corp (PSEC)

CUSIP: 74348T102 | NYSE | Financial Services · Asset Management | Small Cap | 1183 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13D/ABarry John F
with John & Daria Barry Foundation
134,685,80925.2%+4,075,193Oct 16, 2026No 13F filer matched
13D/ABarry John F134,685,809
25.2% of class · Oct 16, 2026+4,075,193
with John & Daria Barry Foundation
No 13F filer matched

Institutional Holders — Q3 2026

Private Management Group Inc21,857,191
1.3% of portfolio›$45.5M
Independent Financial Group, LLC2,286,356
0.1% of portfolio›$4.8M
GraniteShares Advisors LLC1,111,550
1.5% of portfolio›$2.3M
180 Wealth Advisors, LLC690,788
0.1% of portfolio›$1.4M
Commonwealth Equity Services, LLC676,292
0.0% of portfolio›$1.4M
Tactive Advisors, LLC561,704
0.3% of portfolio›$1.2M
Cambridge Investment Research Advisors, Inc.432,294
0.0% of portfolio›$899
Tcfg Investment Advisors, LLC318,674
0.2% of portfolio›$662.8K
Family Wealth Partners, LLC284,104
0.2% of portfolio›$590.9K
Claro Advisors Inc.207,700
0.0% of portfolio›$432.0K
International Assets Investment Management, LLC161,256
0.0% of portfolio›$330.6K
BI Asset Management Fondsmaeglerselskab A/S160,800
0.0% of portfolio›$334
Truist Financial Corp153,940
0.0% of portfolio›$320.2K
Kestra Private Wealth Services, LLC148,515
0.0% of portfolio›$308.9K
Lido Advisors, LLC130,083
0.0% of portfolio›$270.6K
Bfsg, LLC123,083
0.0% of portfolio›$256.0K
Wealth Enhancement Advisory Services, LLC121,136
0.0% of portfolio›$220.5K
J. Safra Sarasin Holding AG102,939
0.0% of portfolio›$214.1K
Generali Investments CEE, investicni spolecnost, a.s.101,234
0.0% of portfolio›$233.9K
Csenge Advisory Group98,395
0.0% of portfolio›$204.7K
Concurrent Investment Advisors, LLC83,636
0.0% of portfolio›$174.0K
Kestra Advisory Services, LLC78,112
0.0% of portfolio›$165.2K
Summit Global Investments75,000
0.0% of portfolio›$156
Gradient Investments LLC72,865
0.0% of portfolio›$151.6K
Kathmere Capital Management, LLC69,462
0.0% of portfolio›$144.5K
Simplex Trading, LLC69,081
0.0% of portfolio›$143.7K
ProShare Advisors LLC66,261
0.0% of portfolio›$137.8K
Creative Planning62,299
0.0% of portfolio›$129.6K
Prospera Financial Services Inc60,270
0.0% of portfolio›$97.0K
Seros Financial, LLC59,335
0.1% of portfolio›$123.4K
Brian LOW Financial Group, LLC55,306
0.1% of portfolio›$115.0K
HUB Investment Partners, LLC51,952
0.0% of portfolio›$108.1K
XML Financial, LLC48,226
0.0% of portfolio›$100.3K
State of Wyoming37,286
0.0% of portfolio›$77.6K
Sigma Planning Corp36,797
0.0% of portfolio›$76.5K
Spire Wealth Management32,662
0.0% of portfolio›$67.9K
Barrett & Company, Inc.32,275
0.0% of portfolio›$67.1K
Cherry Creek Investment Advisors, Inc.31,741
0.0% of portfolio›$66.0K
Arta Finance Wealth Management LLC28,789
0.0% of portfolio›$59.9K
Retirement Planning Group, LLC28,594
0.0% of portfolio›$59.5K
WMG Financial Advisors, LLC27,950
0.0% of portfolio›$64.6K
PUREfi Wealth, LLC24,473
0.0% of portfolio›$50.9K
Next Level Private LLC23,133
0.0% of portfolio›$48.1K
State of Alaska, Department of Revenue21,467
0.0% of portfolio›$44
Cravens & Co Advisors, LLC20,000
0.0% of portfolio›$41.6K
Apella Capital, LLC19,643
0.0% of portfolio›$36.1K
Signaturefd, LLC19,337
0.0% of portfolio›$40.2K
Cypress Capital, LLC19,000
0.0% of portfolio›$39.5K
Sensible Money, LLC18,676
0.0% of portfolio›$38.8K
Asset Dedication, LLC18,676
0.0% of portfolio›$38.8K
CWA Asset Management Group, LLC18,405
0.0% of portfolio›$38.3K
Samalin Investment Counsel, LLC18,274
0.0% of portfolio›$38.0K
ARS Wealth Advisors Group, LLC17,111
0.0% of portfolio›$35.6K
Caitong International Asset Management Co., Ltd16,499
0.0% of portfolio›$34.3K
Silverlake Wealth Management LLC16,221
0.0% of portfolio›$33.7K
Onyx Bridge Wealth Group LLC15,820
0.0% of portfolio›$32.9K
First National Bank of Mount Dora, Trust Investment Services15,300
0.0% of portfolio›$31.8K
McAdam, LLC14,320
0.0% of portfolio›$29.8K
Wealthcare Advisory Partners LLC14,017
0.0% of portfolio›$29.2K
Integrity Advisory Solutions, LLC13,962
0.0% of portfolio›$29.0K
Citigroup Inc13,158
0.0% of portfolio›$27.4K
Farther Finance Advisors, LLC12,440
0.0% of portfolio›$25.9K
Capital Investment Advisory Services, LLC12,370
0.0% of portfolio›$25.7K
Creative Financial Designs Inc12,149
0.0% of portfolio›$25.3K
Oppenheimer & Co Inc11,525
0.0% of portfolio›$24.0K
Traynor Capital Management, Inc.10,740
0.0% of portfolio›$22.3K
First Affirmative Financial Network10,585
0.0% of portfolio›$22.0K
StoneX Group Inc.10,523
0.0% of portfolio›$22.1K
Flagship Capital Management Inc.10,000
0.0% of portfolio›$20.8K
Nfsg Corp7,157
0.0% of portfolio›$14.9K
Parallel Advisors, LLC6,922
0.0% of portfolio›$14.4K
Avion Wealth5,629
0.0% of portfolio›$11
Private Trust Co NA5,014
0.0% of portfolio›$10.4K
North Star Investment Management Corp.4,200
0.0% of portfolio›$8.7K
Financial Consulate, Inc3,121
0.0% of portfolio›$6.5K
North Point Portfolio Managers Corp2,500
0.0% of portfolio›$5.2K
EverSource Wealth Advisors, LLC2,169
0.0% of portfolio›$4.5K
West Branch Capital LLC1,722
0.0% of portfolio›$3.6K
Gables Capital Management Inc.1,200
0.0% of portfolio›$2.5K
CoreCap Advisors, LLC1,075
0.0% of portfolio›$2.2K
Triumph Capital Management750
0.0% of portfolio›$1.6K
IFP Advisors, Inc750
0.0% of portfolio›$1.6K
Sunrise Financial Services, LLC595
0.0% of portfolio›$1.2K
Cape Investment Advisory, Inc.559
0.0% of portfolio›$1.2K
Cassaday & Co Wealth Management LLC500
0.0% of portfolio›$1.0K
Hilltop National Bank380
0.0% of portfolio›$790
TD Waterhouse Canada Inc.250
0.0% of portfolio›$513
American Capital Advisory, LLC204
0.0% of portfolio›$425
Assetmark, Inc147
0.0% of portfolio›$306
RMG Wealth Management LLC50
0.0% of portfolio›$76
Ascentis Independent Advisors5
0.0% of portfolio›$12
Foresight Capital Management Advisors, Inc.3
0.0% of portfolio›$6
Blue Trust, Inc.1
0.0% of portfolio›$2
StyleTurnoverLocationFiled
Private Management Group Inc
21,857,191$45.5M1.3%YieldLowIrvine, CA2026-11-04
Independent Financial Group, LLC
2,286,356$4.8M0.1%GrowthLowSan Diego, CA2026-10-13
GraniteShares Advisors LLC
1,111,550$2.3M1.5%YieldMediumNew York, NY2026-10-29
180 Wealth Advisors, LLC
690,788$1.4M0.1%CoreLowFederal Way, WA2026-11-03
Commonwealth Equity Services, LLC
676,292$1.4M0.0%ETFLowWaltham, MA2026-11-02
Tactive Advisors, LLC
561,704$1.2M0.3%ETFHighJacksonville, FL2026-10-08
Cambridge Investment Research Advisors, Inc.
432,294$8990.0%ETFLowFairfield, IA2026-11-02
Tcfg Investment Advisors, LLC
318,674$662.8K0.2%GrowthMediumLaguna Niguel, CA2026-10-20
Family Wealth Partners, LLC
284,104$590.9K0.2%ETFLowMatthews, NC2026-10-20
Claro Advisors Inc.
207,700$432.0K0.0%CoreLowBoston, MA2026-11-02
International Assets Investment Management, LLC
161,256$330.6K0.0%CoreVery HighOrlando, FL2026-11-02
BI Asset Management Fondsmaeglerselskab A/S
160,800$3340.0%CoreMediumKobenhavn, Greece2026-10-22
Truist Financial Corp
153,940$320.2K0.0%CoreLowCharlotte, NC2026-10-30
Kestra Private Wealth Services, LLC
148,515$308.9K0.0%GrowthLowAustin, TX2026-10-30
Lido Advisors, LLC
130,083$270.6K0.0%GrowthLowLos Angeles, CA2026-11-04
Bfsg, LLC
123,083$256.0K0.0%CoreLowIrvine, CA2026-10-30
Wealth Enhancement Advisory Services, LLC
121,136$220.5K0.0%CoreLowPlymouth, MN2026-10-13
J. Safra Sarasin Holding AG
102,939$214.1K0.0%CoreMediumBasel, Switzerland2026-10-26
Generali Investments CEE, investicni spolecnost, a.s.
101,234$233.9K0.0%CoreLowPrague, Bahrain2026-10-15
Csenge Advisory Group
98,395$204.7K0.0%ETFMediumClearwater, FL2026-11-04
Concurrent Investment Advisors, LLC
83,636$174.0K0.0%GrowthMediumTampa, FL2026-10-16
Kestra Advisory Services, LLC
78,112$165.2K0.0%CoreLowAustin, TX2026-11-02
Summit Global Investments
75,000$1560.0%CoreMediumBountiful, UT2026-10-28
Gradient Investments LLC
72,865$151.6K0.0%CoreMediumArden Hills, MN2026-10-08
Kathmere Capital Management, LLC
69,462$144.5K0.0%ETFLowWayne, PA2026-10-20
Simplex Trading, LLC
69,081$143.7K0.0%CoreVery HighChicago, IL2026-11-04
ProShare Advisors LLC
66,261$137.8K0.0%GrowthLowBethesda, MD2026-10-29
Creative Planning
62,299$129.6K0.0%IndexVery LowOverland Park, KS2026-11-02
Prospera Financial Services Inc
60,270$97.0K0.0%CoreMediumDallas, TX2026-11-04
Seros Financial, LLC
59,335$123.4K0.1%ETFMediumGilbert, AZ2026-10-21
Brian LOW Financial Group, LLC
55,306$115.0K0.1%CoreMediumBaton Rouge, LA2026-10-28
HUB Investment Partners, LLC
51,952$108.1K0.0%GrowthLowAustin, TX2026-11-03
XML Financial, LLC
48,226$100.3K0.0%ETFLowBethesda, MD2026-10-29
State of Wyoming
37,286$77.6K0.0%ValueHighCheyenne, WY2026-10-28
Sigma Planning Corp
36,797$76.5K0.0%GrowthMediumAnn Arbor, MI2026-10-23
Spire Wealth Management
32,662$67.9K0.0%GrowthMediumMclean, VA2026-10-30
Barrett & Company, Inc.
32,275$67.1K0.0%ETFLowProvidence, RI2026-10-22
Cherry Creek Investment Advisors, Inc.
31,741$66.0K0.0%GrowthLowEnglewood, CO2026-10-14
Arta Finance Wealth Management LLC
28,789$59.9K0.0%ETFLowMountain View, CA2026-10-28
Retirement Planning Group, LLC
28,594$59.5K0.0%ETFVery LowLeawood, KS2026-10-19
WMG Financial Advisors, LLC
27,950$64.6K0.0%ETFLowKnoxville, TN2026-10-28
PUREfi Wealth, LLC
24,473$50.9K0.0%GrowthMediumBoston, MA2026-10-19
Next Level Private LLC
23,133$48.1K0.0%CoreVery LowHarrison, NY2026-10-20
State of Alaska, Department of Revenue
21,467$440.0%CoreVery LowJuneau, AK2026-10-15
Cravens & Co Advisors, LLC
20,000$41.6K0.0%CoreMediumCookeville, TN2026-10-16
Apella Capital, LLC
19,643$36.1K0.0%ETFVery LowWest Hartford, CT2026-10-08
Signaturefd, LLC
19,337$40.2K0.0%IndexLowAtlanta, GA2026-10-23
Cypress Capital, LLC
19,000$39.5K0.0%ETFMediumFranklin, TN2026-10-20
Sensible Money, LLC
18,676$38.8K0.0%ETFVery LowScottsdale, AZ2026-10-20
Asset Dedication, LLC
18,676$38.8K0.0%ETFLowSan Francisco, CA2026-11-03
CWA Asset Management Group, LLC
18,405$38.3K0.0%CoreMediumNaples, FL2026-10-19
Samalin Investment Counsel, LLC
18,274$38.0K0.0%YieldMediumChappaqua, NY2026-10-23
ARS Wealth Advisors Group, LLC
17,111$35.6K0.0%CoreLowSt. Petersburg, FL2026-10-16
Caitong International Asset Management Co., Ltd
16,499$34.3K0.0%GrowthVery HighHong Kong, South Korea2026-10-29
Silverlake Wealth Management LLC
16,221$33.7K0.0%ETFLowWilliston, VT2026-10-21
Onyx Bridge Wealth Group LLC
15,820$32.9K0.0%ETFMediumTarrytown, NY2026-10-16
First National Bank of Mount Dora, Trust Investment Services
15,300$31.8K0.0%CoreMediumMount Dora, FL2026-10-21
McAdam, LLC
14,320$29.8K0.0%ETFLowPhiladelphia, PA2026-10-21
Wealthcare Advisory Partners LLC
14,017$29.2K0.0%ETFLowWest Chester, PA2026-10-21
Integrity Advisory Solutions, LLC
13,962$29.0K0.0%ETFMediumDallas, TX2026-10-29
Citigroup Inc
13,158$27.4K0.0%CoreMediumNew York, NY2026-11-04
Farther Finance Advisors, LLC
12,440$25.9K0.0%IndexLowSan Francisco, CA2026-10-08
Capital Investment Advisory Services, LLC
12,370$25.7K0.0%CoreMediumRaleigh, NC2026-10-30
Creative Financial Designs Inc
12,149$25.3K0.0%ETFMediumKokomo, IN2026-11-04
Oppenheimer & Co Inc
11,525$24.0K0.0%CoreLowNew York, NY2026-10-26
Traynor Capital Management, Inc.
10,740$22.3K0.0%GrowthLowMalvern, PA2026-10-29
First Affirmative Financial Network
10,585$22.0K0.0%CoreN/AColorado Springs, CO2026-10-21
StoneX Group Inc.
10,523$22.1K0.0%ETFMediumNew York, NY2026-11-03
Flagship Capital Management Inc.
10,000$20.8K0.0%CoreVery LowMedia, PA2026-10-20
Nfsg Corp
7,157$14.9K0.0%Agg GrowthMediumBoca Raton, FL2026-10-15
Parallel Advisors, LLC
6,922$14.4K0.0%IndexLowSan Francisco, CA2026-11-03
Avion Wealth
5,629$110.0%ETFLowThe Woodlands, TX2026-11-04
Private Trust Co NA
5,014$10.4K0.0%CoreLowCleveland, OH2026-10-20
North Star Investment Management Corp.
4,200$8.7K0.0%CoreLowChicago, IL2026-10-27
Financial Consulate, Inc
3,121$6.5K0.0%ETFLowHunt Valley, MD2026-10-23
North Point Portfolio Managers Corp
2,500$5.2K0.0%GrowthLowOrange Village, OH2026-10-07
EverSource Wealth Advisors, LLC
2,169$4.5K0.0%CoreMediumBirmingham, AL2026-11-04
West Branch Capital LLC
1,722$3.6K0.0%GrowthVery LowAmherst, MA2026-10-20
Gables Capital Management Inc.
1,200$2.5K0.0%GrowthVery LowMiami, FL2026-11-04
CoreCap Advisors, LLC
1,075$2.2K0.0%ETFMediumSouthfield, MI2026-10-08
Triumph Capital Management
750$1.6K0.0%ETFMediumDenver, CO2026-10-14
IFP Advisors, Inc
750$1.6K0.0%GrowthLowTampa, FL2026-10-16
Sunrise Financial Services, LLC
595$1.2K0.0%ETFMediumBurien, WA2026-10-21
Cape Investment Advisory, Inc.
559$1.2K0.0%ETFLowMcdonough, GA2026-10-13
Cassaday & Co Wealth Management LLC
500$1.0K0.0%ETFVery LowMclean, VA2026-10-27
Hilltop National Bank
380$7900.0%CoreLowCasper, WY2026-10-14
TD Waterhouse Canada Inc.
250$5130.0%CoreLowToronto, Australia2026-10-16
American Capital Advisory, LLC
204$4250.0%ETFLowKetchum, ID2026-10-28
Assetmark, Inc
147$3060.0%ETFLowConcord, CA2026-10-21
RMG Wealth Management LLC
50$760.0%ETFVery HighPlatteville, WI2026-10-26
Ascentis Independent Advisors
5$120.0%ETFLowDallas, TX2026-11-03
Foresight Capital Management Advisors, Inc.
3$60.0%CoreMediumSaline, MI2026-10-27
Blue Trust, Inc.
1$20.0%ETFLowBrentwood, TN2026-10-15