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Prospect Capital Corporation

CUSIP: 74348TAD4 | 71 institutional holders

Quarters

Q2 2016Q1 2016Q4 2015Q3 2015Q2 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q2 2016

Radcliffe Capital Management, L.P.75,817,000
18.5% of portfolio›$76.2K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS26,282,000
0.0% of portfolio›$26.3K
Thrivent Financial for Lutherans6,750,000
0.0% of portfolio›$6.8K
Advisors Capital Management, LLC6,495,000
0.0% of portfolio›$6.5K
Royal Bank of Canada5,857,000
0.0% of portfolio›$5.8K
Morgan Stanley5,456,000
0.0% of portfolio›$5.5K
UBS Asset Management Americas LLC2,050,000
0.0% of portfolio›$2.1K
Thompson Investment Management, Inc.1,340,000
0.0% of portfolio›$1.3K
Bank of New York Mellon Corp1,300,000
0.0% of portfolio›$1.3K
Bcwm, LLC956,000
0.0% of portfolio›$957
Ladenburg Thalmann Financial Services Inc434,000
0.0% of portfolio›$435
LPL Financial LLC410,000
0.0% of portfolio›$411
Prospera Financial Services Inc240,000
0.0% of portfolio›$241
JAG Capital Management, LLC200,000
0.0% of portfolio›$200
M&T Bank Corp200,000
0.0% of portfolio›$200
Carnegie Investment Counsel200,000
0.0% of portfolio›$200
Stanley-Laman Group, Ltd.195,000
0.0% of portfolio›$195
Cambridge Investment Research Advisors, Inc.125,000
0.0% of portfolio›$125
Stifel Financial Corp115,144
0.0% of portfolio›$115
Great Lakes Advisors, LLC115,000
0.0% of portfolio›$115
Investors Capital Advisory Services65,000
0.0% of portfolio›$65
PNC Financial Services Group, Inc.45,000
0.0% of portfolio›$4.5K
Commonwealth Equity Services, Inc42,000
0.0% of portfolio›$42
Bank of America Corp28,000
0.0% of portfolio›$28
D.A. Davidson & Co.27,000
0.0% of portfolio›$27
Flputnam Investment Management Co25,000
0.0% of portfolio›$25
Thompson Siegel & Walmsley LLC20,000
0.0% of portfolio›$20
Waverly Advisors, LLC18,000
0.0% of portfolio›$18
Wealthsource Partners, LLC16,000
0.0% of portfolio›$16
Creative Planning15,000
0.0% of portfolio›$15
IFP Advisors, Inc14,000
0.0% of portfolio›$14
Advisor Group, Inc.23
0.0% of portfolio›$23
StyleTurnoverLocationFiled
Radcliffe Capital Management, L.P.
75,817,000$76.2K18.5%GARPHighBala Cynwyd, PA2016-08-15
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
26,282,000$26.3K0.0%CoreLowHarrisburg, PA2016-08-11
Thrivent Financial for Lutherans
6,750,000$6.8K0.0%GARPMediumMinneapolis, MN2016-08-12
Advisors Capital Management, LLC
6,495,000$6.5K0.0%CoreLowRidgewood, NJ2016-08-11
Royal Bank of Canada
5,857,000$5.8K0.0%CoreLowToronto, Australia2016-08-24
Morgan Stanley
5,456,000$5.5K0.0%CoreLowNew York, NY2016-08-12
UBS Asset Management Americas LLC
2,050,000$2.1K0.0%GrowthLowNew York, NY2016-11-29
Thompson Investment Management, Inc.
1,340,000$1.3K0.0%ValueMediumMadison, WI2016-08-01
Bank of New York Mellon Corp
1,300,000$1.3K0.0%CoreLowNew York, NY2016-08-01
Bcwm, LLC
956,000$9570.0%YieldMediumOverland Park, KS2016-08-11
Ladenburg Thalmann Financial Services Inc
434,000$4350.0%N/AN/AMiami, FL2016-08-15
LPL Financial LLC
410,000$4110.0%IndexVery LowFort Mill, SC2016-08-15
Prospera Financial Services Inc
240,000$2410.0%CoreMediumDallas, TX2016-07-26
JAG Capital Management, LLC
200,000$2000.0%GrowthHighSt Louis, MO2016-07-20
M&T Bank Corp
200,000$2000.0%IndexVery LowBuffalo, NY2016-08-04
Carnegie Investment Counsel
200,000$2000.0%CoreLowPepper Pike, OH2016-08-02
Stanley-Laman Group, Ltd.
195,000$1950.0%GrowthMediumBerwyn, PA2016-08-04
Cambridge Investment Research Advisors, Inc.
125,000$1250.0%ETFLowFairfield, IA2016-08-04
Stifel Financial Corp
115,144$1150.0%CoreLowSt. Louis, MO2016-08-17
Great Lakes Advisors, LLC
115,000$1150.0%CoreMediumChicago, IL2016-08-12
Investors Capital Advisory Services
65,000$650.0%N/AN/ALynnfield, MA2016-08-02
PNC Financial Services Group, Inc.
45,000$4.5K0.0%GrowthVery LowPittsburgh, PA2016-08-05
Commonwealth Equity Services, Inc
42,000$420.0%N/AN/AWaltham, MA2016-08-04
Bank of America Corp
28,000$280.0%CoreLowCharlotte, NC2016-08-15
D.A. Davidson & Co.
27,000$270.0%CoreLowGreat Falls, MT2016-08-15
Flputnam Investment Management Co
25,000$250.0%GrowthLowPortland, ME2016-08-01
Thompson Siegel & Walmsley LLC
20,000$200.0%Deep ValueMediumRichmond, VA2016-08-05
Waverly Advisors, LLC
18,000$180.0%IndexLowBirmingham, AL2016-07-13
Wealthsource Partners, LLC
16,000$160.0%N/AN/AArroyo Grande, CA2016-08-08
Creative Planning
15,000$150.0%IndexVery LowOverland Park, KS2016-07-12
IFP Advisors, Inc
14,000$140.0%GrowthLowTampa, FL2019-06-03
Advisor Group, Inc.
23$230.0%N/AN/APhoenix, AZ2016-08-12