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Prospect Capital Corporation

CUSIP: 74348TAK8 | 86 institutional holders

Quarters

Q3 2017Q2 2017Q1 2017Q4 2016Q3 2016
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q3 2017

Radcliffe Capital Management, L.P.4,949,000
0.7% of portfolio›$5.0K
Pinnacle Holdings, LLC2,159,000
0.8% of portfolio›$2.2M
Morgan Stanley1,461,000
0.0% of portfolio›$1.5K
Thrivent Financial for Lutherans1,164,000
0.0% of portfolio›$1.2K
Commonwealth Equity Services, Inc858,000
0.0% of portfolio›$858
Commonwealth of Pennsylvania Public School Empls Retrmt SYS820,000
0.0% of portfolio›$820
Calamos Advisors LLC722,000
0.0% of portfolio›$726
LPL Financial LLC375,000
0.0% of portfolio›$376
Barclays PLC250,000
0.0% of portfolio›$250
Mariner, LLC240,000
0.0% of portfolio›$241
Ladenburg Thalmann Financial Services Inc221,000
0.0% of portfolio›$221
SSI Investment Management LLC118,000
0.0% of portfolio›$118
Wealthsource Partners, LLC100,000
0.0% of portfolio›$100
Royal Bank of Canada74,000
0.0% of portfolio›$74
Stifel Financial Corp65,000
0.0% of portfolio›$65
D.A. Davidson & Co.45,000
0.0% of portfolio›$4.5K
Bank of America Corp45,000
0.0% of portfolio›$45
Private Advisor Group, LLC40,000
0.0% of portfolio›$40
WealthPLAN Partners, LLC30,000
0.0% of portfolio›$30
United Capital Financial Advisors, LLC25,000
0.0% of portfolio›$25
Cetera Advisors LLC22,000
0.0% of portfolio›$22
UBS Group AG20,000
0.0% of portfolio›$20
Raymond James Financial Services Advisors, Inc.16,000
0.0% of portfolio›$16
Cambridge Investment Research Advisors, Inc.16,000
0.0% of portfolio›$16
Independent Advisor Alliance13,000
0.0% of portfolio›$13
Citigroup Inc13,000
0.0% of portfolio›$13
BB&T Securities, LLC12,000
0.0% of portfolio›$12
Wells Fargo & Company11,000
0.0% of portfolio›$11
Lincoln National Corp10,000
0.0% of portfolio›$10
Cetera Investment Advisers10,000
0.0% of portfolio›$10
Benjamin F. Edwards & Company, Inc.5,000
0.0% of portfolio›$5
IHT Wealth Management, LLC5,000
0.0% of portfolio›$5
Advisor Group, Inc.5
0.0% of portfolio›$5
StyleTurnoverLocationFiled
Radcliffe Capital Management, L.P.
4,949,000$5.0K0.7%GARPHighBala Cynwyd, PA2017-11-14
Pinnacle Holdings, LLC
2,159,000$2.2M0.8%YieldLowTulsa, OK2017-11-13
Morgan Stanley
1,461,000$1.5K0.0%CoreLowNew York, NY2017-11-14
Thrivent Financial for Lutherans
1,164,000$1.2K0.0%GARPMediumMinneapolis, MN2017-11-14
Commonwealth Equity Services, Inc
858,000$8580.0%N/AN/AWaltham, MA2018-02-16
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
820,000$8200.0%CoreLowHarrisburg, PA2017-11-09
Calamos Advisors LLC
722,000$7260.0%GrowthMediumNaperville, IL2017-10-25
LPL Financial LLC
375,000$3760.0%IndexVery LowFort Mill, SC2017-11-14
Barclays PLC
250,000$2500.0%CoreMediumLondon, United Kingdom2017-11-14
Mariner, LLC
240,000$2410.0%GrowthLowOverland Park, KS2017-11-14
Ladenburg Thalmann Financial Services Inc
221,000$2210.0%N/AN/AMiami, FL2017-11-15
SSI Investment Management LLC
118,000$1180.0%Agg GrowthMediumLos Angeles, CA2017-11-14
Wealthsource Partners, LLC
100,000$1000.0%N/AN/AArroyo Grande, CA2017-11-20
Royal Bank of Canada
74,000$740.0%CoreLowToronto, Australia2017-11-14
Stifel Financial Corp
65,000$650.0%CoreLowSt. Louis, MO2017-11-13
D.A. Davidson & Co.
45,000$4.5K0.0%CoreLowGreat Falls, MT2017-11-08
Bank of America Corp
45,000$450.0%CoreLowCharlotte, NC2017-11-14
Private Advisor Group, LLC
40,000$400.0%ETFMediumMorristown, NJ2017-11-13
WealthPLAN Partners, LLC
30,000$300.0%CoreMediumOmaha, NE2017-11-14
United Capital Financial Advisors, LLC
25,000$250.0%ETFLowIrving, TX2017-11-14
Cetera Advisors LLC
22,000$220.0%N/AN/ADenver, CO2017-11-16
UBS Group AG
20,000$200.0%CoreMediumZurich, Switzerland2017-11-14
Raymond James Financial Services Advisors, Inc.
16,000$160.0%GrowthVery LowSt. Petersburg, FL2017-10-26
Cambridge Investment Research Advisors, Inc.
16,000$160.0%ETFLowFairfield, IA2017-11-07
Independent Advisor Alliance
13,000$130.0%CoreLowCharlotte, NC2017-11-15
Citigroup Inc
13,000$130.0%CoreMediumNew York, NY2017-11-13
BB&T Securities, LLC
12,000$120.0%N/AN/ARichmond, VA2017-11-13
Wells Fargo & Company
11,000$110.0%CoreLowSan Francisco, CA2017-11-09
Lincoln National Corp
10,000$100.0%ETFN/ARadnor, PA2017-10-31
Cetera Investment Advisers
10,000$100.0%IndexVery LowSchaumburg, IL2017-11-16
Benjamin F. Edwards & Company, Inc.
5,000$50.0%N/AN/ASt. Louis, MO2017-10-24
IHT Wealth Management, LLC
5,000$50.0%ETFMediumChicago, IL2017-11-14
Advisor Group, Inc.
5$50.0%N/AN/APhoenix, AZ2017-11-06