IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Prospect Capital Corporation

CUSIP: 74348TAL6 | 91 institutional holders

Quarters

Q4 2017Q3 2017Q2 2017Q1 2017Q4 2016
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q4 2017

CQS Cayman LP11,000,000
0.0% of portfolio›$11.3K
Pier 88 Investment Partners LLC7,015,000
0.5% of portfolio›$7.1K
Morgan Stanley6,557,000
0.0% of portfolio›$6.6K
Pomelo Capital LLC6,438,000
0.1% of portfolio›$6.6K
Income Research & Management6,313,000
1.7% of portfolio›$6.4K
Calamos Advisors LLC2,300,000
0.0% of portfolio›$2.3K
Thrivent Financial for Lutherans2,220,000
0.0% of portfolio›$2.2K
Carnegie Investment Counsel1,250,000
0.0% of portfolio›$1.2K
Bank of New York Mellon Corp1,200,000
0.0% of portfolio›$1.2K
Cetera Advisors LLC923,000
0.0% of portfolio›$935
LPL Financial LLC889,000
0.0% of portfolio›$894
Riverhead Capital Management LLC800,000
0.0% of portfolio›$804
Lombard Odier Asset Management (Switzerland) SA400,000
0.0% of portfolio›$410
Lombard Odier Asset Management (Europe) Ltd300,000
0.0% of portfolio›$308
Ladenburg Thalmann Financial Services Inc293,000
0.0% of portfolio›$298
Barclays PLC240,000
0.0% of portfolio›$244
Royal Bank of Canada235,000
0.0% of portfolio›$235
Independent Advisor Alliance211,000
0.0% of portfolio›$214
Stifel Financial Corp159,650
0.0% of portfolio›$159
Commonwealth Equity Services, LLC147,000
0.0% of portfolio›$149
Citigroup Inc124,000
0.0% of portfolio›$126
IFC Holdings Incorporated94,000
0.0% of portfolio›$95
HighTower Advisors, LLC63,000
0.0% of portfolio›$63
IPG Investment Advisors LLC60,000
0.0% of portfolio›$61.0K
D.A. Davidson & Co.50,000
0.0% of portfolio›$51
SII Investments Inc35,000
0.0% of portfolio›$35
Cambridge Investment Research Advisors, Inc.25,000
0.0% of portfolio›$25
Wealthsource Partners, LLC25,000
0.0% of portfolio›$25
Creative Planning19,000
0.0% of portfolio›$19
FDx Advisors, Inc.11,000
0.0% of portfolio›$11
Segall Bryant & Hamill, LLC10,000
0.0% of portfolio›$10
Ameriprise Financial Inc10,000
0.0% of portfolio›$10
FMR LLC10,000
0.0% of portfolio›$10
Advisor Group, Inc.10
0.0% of portfolio›$10
StyleTurnoverLocationFiled
CQS Cayman LP
11,000,000$11.3K0.0%N/AN/ACamana Bay, Grand Cayman, Germany2018-02-12
Pier 88 Investment Partners LLC
7,015,000$7.1K0.5%GrowthHighSan Francisco, CA2018-01-25
Morgan Stanley
6,557,000$6.6K0.0%CoreLowNew York, NY2019-04-23
Pomelo Capital LLC
6,438,000$6.6K0.1%N/AN/ANew York, NY2018-02-14
Income Research & Management
6,313,000$6.4K1.7%N/AN/ABoston, MA2018-02-14
Calamos Advisors LLC
2,300,000$2.3K0.0%GrowthMediumNaperville, IL2018-02-13
Thrivent Financial for Lutherans
2,220,000$2.2K0.0%GARPMediumMinneapolis, MN2018-02-14
Carnegie Investment Counsel
1,250,000$1.2K0.0%CoreLowPepper Pike, OH2018-02-12
Bank of New York Mellon Corp
1,200,000$1.2K0.0%CoreLowNew York, NY2018-02-09
Cetera Advisors LLC
923,000$9350.0%N/AN/ADenver, CO2018-02-08
LPL Financial LLC
889,000$8940.0%IndexVery LowFort Mill, SC2018-02-14
Riverhead Capital Management LLC
800,000$8040.0%N/AN/AWilmington, DE2018-02-14
Lombard Odier Asset Management (Switzerland) SA
400,000$4100.0%CoreMediumPetit-Lancy, Switzerland2018-02-13
Lombard Odier Asset Management (Europe) Ltd
300,000$3080.0%CoreVery HighLondon, United Kingdom2018-02-13
Ladenburg Thalmann Financial Services Inc
293,000$2980.0%N/AN/AMiami, FL2018-02-14
Barclays PLC
240,000$2440.0%CoreMediumLondon, United Kingdom2018-02-14
Royal Bank of Canada
235,000$2350.0%CoreLowToronto, Australia2018-02-14
Independent Advisor Alliance
211,000$2140.0%CoreLowCharlotte, NC2018-02-14
Stifel Financial Corp
159,650$1590.0%CoreLowSt. Louis, MO2018-02-14
Commonwealth Equity Services, LLC
147,000$1490.0%ETFLowWaltham, MA2018-02-12
Citigroup Inc
124,000$1260.0%CoreMediumNew York, NY2018-02-12
IFC Holdings Incorporated
94,000$950.0%N/AN/ATampa, FL2018-01-31
HighTower Advisors, LLC
63,000$630.0%IndexLowChicago, IL2018-02-14
IPG Investment Advisors LLC
60,000$61.0K0.0%CoreMediumSan Diego, CA2018-02-07
D.A. Davidson & Co.
50,000$510.0%CoreLowGreat Falls, MT2018-02-08
SII Investments Inc
35,000$350.0%N/AN/AAppleton, WI2018-02-09
Cambridge Investment Research Advisors, Inc.
25,000$250.0%ETFLowFairfield, IA2018-02-22
Wealthsource Partners, LLC
25,000$250.0%N/AN/AArroyo Grande, CA2018-02-16
Creative Planning
19,000$190.0%IndexVery LowOverland Park, KS2018-01-17
FDx Advisors, Inc.
11,000$110.0%ETFMediumBerwyn, PA2018-02-09
Segall Bryant & Hamill, LLC
10,000$100.0%ValueMediumChicago, IL2018-02-15
Ameriprise Financial Inc
10,000$100.0%CoreMediumMinneapolis, MN2018-02-12
FMR LLC
10,000$100.0%GrowthMediumBoston, MA2018-02-12
Advisor Group, Inc.
10$100.0%N/AN/APhoenix, AZ2018-02-14