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Rocket Pharmaceuticals Inc (RCKT)

CUSIP: 77313F106 | NYSE | Healthcare · Biotechnology | Small Cap | 592 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AVanguard Portfolio Management LLC1,463,6771.3%−4,383,864Sep 30, 20265,810,033 sh (Jun 30, 2026)
13G/AVanguard Portfolio Management LLC1,463,677
1.3% of class · Sep 30, 2026−4,383,864
5,810,033 sh (Jun 30, 2026)

Institutional Holders — Q3 2026

Citigroup Inc4,609,231
0.0% of portfolio›$12.1M
Dimensional Fund Advisors LP1,346,107
0.0% of portfolio›$3.5M
Bank of New York Mellon Corp256,634
0.0% of portfolio›$674.9K
Privium Fund Management B.V.244,146
0.1% of portfolio›$642.1K
Hennion & Walsh Asset Management, Inc.220,426
0.0% of portfolio›$579.7K
Creative Planning207,402
0.0% of portfolio›$545.5K
Amitell Capital Pte Ltd178,769
0.4% of portfolio›$470.2K
Achmea Investment Management B.V.90,386
0.0% of portfolio›$237.9K
Assenagon Asset Management S.A.84,815
0.0% of portfolio›$223.1K
Pier 88 Investment Partners LLC71,500
0.0% of portfolio›$188.0K
Concurrent Investment Advisors, LLC67,702
0.0% of portfolio›$178.1K
Barclays PLC64,306
0.0% of portfolio›$169.1K
Wealth Enhancement Advisory Services, LLC30,588
0.0% of portfolio›$80.4K
Commonwealth Equity Services, LLC29,523
0.0% of portfolio›$77.7K
Sanders Morris Harris LLC27,709
0.0% of portfolio›$72.9K
China Universal Asset Management Co., Ltd.20,030
0.0% of portfolio›$51.9K
ProShare Advisors LLC15,161
0.0% of portfolio›$39.9K
Brighton Jones LLC12,204
0.0% of portfolio›$32.1K
Grimes & Co Wealth Management, LLC12,001
0.0% of portfolio›$31.6K
Parallel Advisors, LLC6,425
0.0% of portfolio›$16.9K
Mirae Asset Global Investments Co., Ltd.5,610
0.0% of portfolio›$14.8K
PNC Financial Services Group, Inc.4,988
0.0% of portfolio›$13.1K
Nisa Investment Advisors, LLC4,133
0.0% of portfolio›$10.9K
GF Fund Management Co. Ltd.2,504
0.0% of portfolio›$6.6K
EverSource Wealth Advisors, LLC2,302
0.0% of portfolio›$6.1K
Farther Finance Advisors, LLC2,277
0.0% of portfolio›$6.0K
Essential Partners LLC2,130
0.0% of portfolio›$5.6K
Simplex Trading, LLC1,938
0.0% of portfolio›$5.1K
Sterling Capital Management LLC1,784
0.0% of portfolio›$4.7K
Gamma Investing LLC1,359
0.0% of portfolio›$3.6K
Owl Creek Wealth Partners LLC1,300
0.0% of portfolio›$3.4K
US Bancorp \de\1,198
0.0% of portfolio›$3.2K
Signaturefd, LLC1,196
0.0% of portfolio›$3.1K
Caitong International Asset Management Co., Ltd1,183
0.0% of portfolio›$3.1K
Nemes Rush Group LLC1,100
0.0% of portfolio›$2.9K
Parkside Financial Bank & Trust1,051
0.0% of portfolio›$2.8K
SJS Investment Consulting Inc.1,008
0.0% of portfolio›$2.7K
Nova Financial LLC804
0.0% of portfolio›$2.1K
IFP Advisors, Inc740
0.0% of portfolio›$1.9K
Physician Wealth Advisors, Inc.568
0.0% of portfolio›$1.5K
Root Financial Partners, LLC486
0.0% of portfolio›$1.3K
Bare Financial Services, Inc340
0.0% of portfolio›$894
SBI Securities Co., Ltd.307
0.0% of portfolio›$807
True Wealth Design, LLC263
0.0% of portfolio›$692
Pinnacle Wealth Planning Services, Inc.132
0.0% of portfolio›$347
Fifth Third Bancorp83
0.0% of portfolio›$219
Covestor Ltd54
0.0% of portfolio›$0
Provenance Wealth Advisors, LLC36
0.0% of portfolio›$95
Larson Financial Group LLC5
0.0% of portfolio›$13
StyleTurnoverLocationFiled
Citigroup Inc
4,609,231$12.1M0.0%CoreMediumNew York, NY2026-11-04
Dimensional Fund Advisors LP
1,346,107$3.5M0.0%IndexLowAustin, TX2026-11-04
Bank of New York Mellon Corp
256,634$674.9K0.0%CoreLowNew York, NY2026-11-05
Privium Fund Management B.V.
244,146$642.1K0.1%GrowthMediumAmsterdam, Philippines2026-11-03
Hennion & Walsh Asset Management, Inc.
220,426$579.7K0.0%ValueMediumParsippany, NJ2026-10-13
Creative Planning
207,402$545.5K0.0%IndexVery LowOverland Park, KS2026-11-02
Amitell Capital Pte Ltd
178,769$470.2K0.4%ETFHighSingapore, Turkey2026-11-02
Achmea Investment Management B.V.
90,386$237.9K0.0%CoreMediumZeist, Philippines2026-10-30
Assenagon Asset Management S.A.
84,815$223.1K0.0%GrowthHighSenningerberg, Netherlands2026-10-15
Pier 88 Investment Partners LLC
71,500$188.0K0.0%GrowthHighSan Francisco, CA2026-11-06
Concurrent Investment Advisors, LLC
67,702$178.1K0.0%GrowthMediumTampa, FL2026-10-16
Barclays PLC
64,306$169.1K0.0%CoreMediumLondon, United Kingdom2026-11-06
Wealth Enhancement Advisory Services, LLC
30,588$80.4K0.0%CoreLowPlymouth, MN2026-10-13
Commonwealth Equity Services, LLC
29,523$77.7K0.0%ETFLowWaltham, MA2026-11-02
Sanders Morris Harris LLC
27,709$72.9K0.0%GARPLowHouston, TX2026-10-14
China Universal Asset Management Co., Ltd.
20,030$51.9K0.0%GrowthMediumShanghai, France2026-10-28
ProShare Advisors LLC
15,161$39.9K0.0%GrowthLowBethesda, MD2026-10-29
Brighton Jones LLC
12,204$32.1K0.0%CoreVery LowSeattle, WA2026-11-03
Grimes & Co Wealth Management, LLC
12,001$31.6K0.0%CoreLowWestborough, MA2026-10-29
Parallel Advisors, LLC
6,425$16.9K0.0%IndexLowSan Francisco, CA2026-11-03
Mirae Asset Global Investments Co., Ltd.
5,610$14.8K0.0%GrowthLowSeoul, Malaysia2026-11-03
PNC Financial Services Group, Inc.
4,988$13.1K0.0%GrowthVery LowPittsburgh, PA2026-11-06
Nisa Investment Advisors, LLC
4,133$10.9K0.0%IndexVery LowSt. Louis, MO2026-10-20
GF Fund Management Co. Ltd.
2,504$6.6K0.0%Agg GrowthMediumGuangzhou, France2026-10-26
EverSource Wealth Advisors, LLC
2,302$6.1K0.0%CoreMediumBirmingham, AL2026-11-04
Farther Finance Advisors, LLC
2,277$6.0K0.0%IndexLowSan Francisco, CA2026-10-08
Essential Partners LLC
2,130$5.6K0.0%ValueMediumRancho Santa Fe, CA2026-10-14
Simplex Trading, LLC
1,938$5.1K0.0%CoreVery HighChicago, IL2026-11-04
Sterling Capital Management LLC
1,784$4.7K0.0%GARPMediumCharlotte, NC2026-10-22
Gamma Investing LLC
1,359$3.6K0.0%IndexVery LowFoster City, CA2026-10-08
Owl Creek Wealth Partners LLC
1,300$3.4K0.0%IndexLowGreenwood Village, CO2026-10-20
US Bancorp \de\
1,198$3.2K0.0%IndexLowMinneapolis, MN2026-11-05
Signaturefd, LLC
1,196$3.1K0.0%IndexLowAtlanta, GA2026-10-23
Caitong International Asset Management Co., Ltd
1,183$3.1K0.0%GrowthVery HighHong Kong, South Korea2026-10-29
Nemes Rush Group LLC
1,100$2.9K0.0%CoreVery LowNovi, MI2026-11-04
Parkside Financial Bank & Trust
1,051$2.8K0.0%CoreVery LowSaint Louis, MO2026-10-27
SJS Investment Consulting Inc.
1,008$2.7K0.0%ETFVery LowSylvania, OH2026-10-26
Nova Financial LLC
804$2.1K0.0%N/AN/ATucson, AZ2026-11-04
IFP Advisors, Inc
740$1.9K0.0%GrowthLowTampa, FL2026-10-16
Physician Wealth Advisors, Inc.
568$1.5K0.0%ETFMediumMidvale, UT2026-10-20
Root Financial Partners, LLC
486$1.3K0.0%ETFMediumEncinitas, CA2026-10-21
Bare Financial Services, Inc
340$8940.0%ETFVery LowGap, PA2026-11-04
SBI Securities Co., Ltd.
307$8070.0%Agg GrowthLowTokyo, Mexico2026-10-22
True Wealth Design, LLC
263$6920.0%ETFMediumAkron, OH2026-10-13
Pinnacle Wealth Planning Services, Inc.
132$3470.0%GARPLowMansfield, OH2026-10-27
Fifth Third Bancorp
83$2190.0%IndexVery LowCincinnati, OH2026-11-05
Covestor Ltd
54$00.0%ValueHighLondon, United Kingdom2026-10-30
Provenance Wealth Advisors, LLC
36$950.0%ETFLowFort Lauderdale, FL2026-10-30
Larson Financial Group LLC
5$130.0%GrowthLowSt Louis, MO2026-11-05