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Roundhill GEN AI & Tech ETF (CHAT)

CUSIP: 88636J600 | NYSE | 287 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
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Institutional Holders — Q3 2026

Gradient Investments LLC213,846
0.3% of portfolio›$19.7M
Commonwealth Equity Services, LLC161,468
0.0% of portfolio›$14.9M
Berbice Capital Management LLC81,714
3.7% of portfolio›$7.5M
Quadcap Wealth Management, LLC70,725
0.6% of portfolio›$6.5M
Gemmer Asset Management LLC69,391
0.4% of portfolio›$6.4M
Cambridge Investment Research Advisors, Inc.39,703
0.0% of portfolio›$3.7K
MGO One Seven LLC39,056
0.1% of portfolio›$3.6M
Unique Wealth, LLC28,785
0.3% of portfolio›$2.6M
J.Safra Asset Management Corp25,429
0.1% of portfolio›$2.3M
Concurrent Investment Advisors, LLC25,350
0.0% of portfolio›$2.3M
Box Hill Private Wealth LLC23,420
1.6% of portfolio›$2.2M
Visionary Wealth Advisors23,262
0.1% of portfolio›$2.1M
Valley National Advisers Inc20,196
0.2% of portfolio›$1.9M
Venture Visionary Partners LLC20,140
0.0% of portfolio›$1.9M
WealthPlan Investment Management, LLC19,617
0.1% of portfolio›$1.8M
Providence First Trust Co18,113
0.6% of portfolio›$1.7M
Creative Planning17,669
0.0% of portfolio›$1.6M
VestGen Advisors, LLC13,025
0.0% of portfolio›$1.2M
Noble Wealth Management PBC12,430
0.5% of portfolio›$1.1M
Howard Financial Services, Ltd.11,764
0.1% of portfolio›$1.1M
Endowment Wealth Management, Inc.11,448
0.4% of portfolio›$1.1M
International Assets Investment Management, LLC11,432
0.1% of portfolio›$1.1M
Beacon Financial Advisory LLC10,351
0.2% of portfolio›$952.1K
Brookstone Capital Management9,589
0.0% of portfolio›$882.0K
Wealthcare Advisory Partners LLC9,440
0.0% of portfolio›$868.3K
Independent Financial Group, LLC9,342
0.0% of portfolio›$859.3K
Wealth Enhancement Advisory Services, LLC8,180
0.0% of portfolio›$747.6K
SeaCrest Wealth Management, LLC8,037
0.1% of portfolio›$739.3K
M Holdings Securities, Inc.7,613
0.0% of portfolio›$608
McAdam, LLC7,216
0.0% of portfolio›$663.7K
MCF Advisors LLC7,106
0.0% of portfolio›$653.6K
Valeo Financial Advisors, LLC6,824
0.0% of portfolio›$627.7K
Ashton Thomas Private Wealth, LLC6,431
0.0% of portfolio›$591.5K
Armstrong Advisory Group, Inc6,020
0.0% of portfolio›$553.7K
Farther Finance Advisors, LLC5,788
0.0% of portfolio›$532.4K
KCM Investment Advisors LLC5,559
0.0% of portfolio›$511.3K
Total Clarity Wealth Management, Inc.5,444
0.1% of portfolio›$500.7K
Vestia Personal Wealth Advisors5,149
0.2% of portfolio›$473.6K
Integrated Advisors Network LLC4,933
0.0% of portfolio›$453.8K
Paladin Wealth, LLC4,897
0.2% of portfolio›$450.5K
Kestra Advisory Services, LLC4,734
0.0% of portfolio›$435.4K
Allen Mooney & Barnes Investment Advisors LLC4,700
0.1% of portfolio›$432.3K
Cranbrook Wealth Management, LLC4,493
0.1% of portfolio›$413.3K
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management4,291
0.0% of portfolio›$394.7K
Gill Capital Partners, LLC4,232
0.1% of portfolio›$389.2K
Bright Futures Wealth Management, Llc.3,894
0.2% of portfolio›$358.2K
Tempus Wealth Planning, LLC3,815
0.1% of portfolio›$350.9K
Sunpointe, LLC2,994
0.1% of portfolio›$275.4K
3Chopt Investment Partners, LLC2,932
0.0% of portfolio›$269.7K
Redhawk Wealth Advisors, Inc.2,922
0.0% of portfolio›$268.8K
Columbia Advisory Partners LLC2,885
0.1% of portfolio›$265.4K
Diversified Portfolios, Inc.2,863
0.0% of portfolio›$263.3K
Sentinel Pension Advisors, LLC2,850
0.0% of portfolio›$262.1K
Chris Bulman Inc2,848
0.1% of portfolio›$261.9K
Kingsbury Capital Investment Advisors LLC2,786
0.2% of portfolio›$256.3K
HUB Investment Partners, LLC2,751
0.0% of portfolio›$253.0K
Integrity Alliance, Llc.2,655
0.0% of portfolio›$244.2K
StoneX Group Inc.2,581
0.0% of portfolio›$227.4K
Sigma Planning Corp2,410
0.0% of portfolio›$221.6K
Belvedere Trading LLC2,406
0.0% of portfolio›$221.3K
Capital Investment Advisors, LLC2,404
0.0% of portfolio›$221.1K
Valley Brook Capital Group, Inc.2,285
0.1% of portfolio›$210.2K
Independent Wealth Advisors LLC2,261
0.2% of portfolio›$207.9K
Meitav Investment House LTD2,230
0.0% of portfolio›$202.7K
Rossby Financial, LCC1,654
0.0% of portfolio›$152.1K
IFP Advisors, Inc1,526
0.0% of portfolio›$140.4K
Simplex Trading, LLC1,484
0.0% of portfolio›$136.5K
Evolution Wealth Management Inc.1,368
0.1% of portfolio›$125.8K
Blue Trust, Inc.1,246
0.0% of portfolio›$114.6K
Spire Wealth Management1,231
0.0% of portfolio›$113.2K
Cassaday & Co Wealth Management LLC1,178
0.0% of portfolio›$108.4K
POM Investment Strategies, LLC1,095
0.1% of portfolio›$100.7K
Signature Equity Partners, LLC892
0.0% of portfolio›$82.0K
EverSource Wealth Advisors, LLC696
0.0% of portfolio›$64.0K
Creative Financial Designs Inc689
0.0% of portfolio›$63.4K
Parallel Advisors, LLC634
0.0% of portfolio›$58.3K
Evermay Wealth Management LLC485
0.0% of portfolio›$44.6K
Private Trust Co NA469
0.0% of portfolio›$43.1K
Glass Jacobson Investment Advisors llc442
0.0% of portfolio›$40.7K
Larson Financial Group LLC333
0.0% of portfolio›$30.6K
US Bancorp \de\330
0.0% of portfolio›$30.4K
Assetmark, Inc309
0.0% of portfolio›$28.4K
Gen-Wealth Partners Inc261
0.0% of portfolio›$24.0K
Financial Consulate, Inc248
0.0% of portfolio›$22.8K
Strategic Advocates LLC246
0.1% of portfolio›$22.6K
Vision Financial Markets LLC214
0.0% of portfolio›$20.0K
Triumph Capital Management203
0.0% of portfolio›$18.7K
GK Wealth Management LLC199
0.0% of portfolio›$18.3K
Root Financial Partners, LLC80
0.0% of portfolio›$7.4K
Adirondack Trust Co78
0.0% of portfolio›$7.2K
Elevated Capital Advisors, LLC31
0.0% of portfolio›$2.8K
Reap Financial Group, LLC24
0.0% of portfolio›$2.2K
Signaturefd, LLC16
0.0% of portfolio›$1.5K
Bfsg, LLC15
0.0% of portfolio›$1.4K
TD Waterhouse Canada Inc.12
0.0% of portfolio›$1.1K
Plante Moran Financial Advisors, LLC6
0.0% of portfolio›$552
StyleTurnoverLocationFiled
Gradient Investments LLC
213,846$19.7M0.3%CoreMediumArden Hills, MN2026-10-08
Commonwealth Equity Services, LLC
161,468$14.9M0.0%ETFLowWaltham, MA2026-11-02
Berbice Capital Management LLC
81,714$7.5M3.7%MomentumLowMelville, NY2026-10-13
Quadcap Wealth Management, LLC
70,725$6.5M0.6%ETFLowFrisco, TX2026-11-02
Gemmer Asset Management LLC
69,391$6.4M0.4%ETFLowWalnut Creek, CA2026-10-16
Cambridge Investment Research Advisors, Inc.
39,703$3.7K0.0%ETFLowFairfield, IA2026-11-02
MGO One Seven LLC
39,056$3.6M0.1%GrowthLowBeachwood, OH2026-10-28
Unique Wealth, LLC
28,785$2.6M0.3%ETFMediumTampa, FL2026-10-16
J.Safra Asset Management Corp
25,429$2.3M0.1%ETFLowNew York, NY2026-11-03
Concurrent Investment Advisors, LLC
25,350$2.3M0.0%GrowthMediumTampa, FL2026-10-16
Box Hill Private Wealth LLC
23,420$2.2M1.6%ETFLowScottsdale, AZ2026-10-05
Visionary Wealth Advisors
23,262$2.1M0.1%ETFLowO'Fallon, IL2026-11-04
Valley National Advisers Inc
20,196$1.9M0.2%ETFLowBethlehem, PA2026-10-23
Venture Visionary Partners LLC
20,140$1.9M0.0%CoreLowSylvania, OH2026-10-07
WealthPlan Investment Management, LLC
19,617$1.8M0.1%GrowthMediumOmaha, NE2026-10-15
Providence First Trust Co
18,113$1.7M0.6%ETFMediumScottsdale, AZ2026-11-02
Creative Planning
17,669$1.6M0.0%IndexVery LowOverland Park, KS2026-11-02
VestGen Advisors, LLC
13,025$1.2M0.0%GrowthMediumChicago, IL2026-10-27
Noble Wealth Management PBC
12,430$1.1M0.5%YieldMediumGreenwood Village, CO2026-10-01
Howard Financial Services, Ltd.
11,764$1.1M0.1%ETFLowDallas, TX2026-10-15
Endowment Wealth Management, Inc.
11,448$1.1M0.4%ETFMediumAppleton, WI2026-11-03
International Assets Investment Management, LLC
11,432$1.1M0.1%CoreVery HighOrlando, FL2026-11-02
Beacon Financial Advisory LLC
10,351$952.1K0.2%ETFLowCleveland, OH2026-10-16
Brookstone Capital Management
9,589$882.0K0.0%ETFMediumWheaton, IL2026-10-22
Wealthcare Advisory Partners LLC
9,440$868.3K0.0%ETFLowWest Chester, PA2026-10-21
Independent Financial Group, LLC
9,342$859.3K0.0%GrowthLowSan Diego, CA2026-10-13
Wealth Enhancement Advisory Services, LLC
8,180$747.6K0.0%CoreLowPlymouth, MN2026-10-13
SeaCrest Wealth Management, LLC
8,037$739.3K0.1%GrowthLowPurchase, NY2026-10-21
M Holdings Securities, Inc.
7,613$6080.0%ETFHighPortland, OR2026-11-03
McAdam, LLC
7,216$663.7K0.0%ETFLowPhiladelphia, PA2026-10-21
MCF Advisors LLC
7,106$653.6K0.0%ETFLowLexington, KY2026-10-28
Valeo Financial Advisors, LLC
6,824$627.7K0.0%ETFLowCarmel, IN2026-10-08
Ashton Thomas Private Wealth, LLC
6,431$591.5K0.0%CoreMediumScottsdale, AZ2026-11-03
Armstrong Advisory Group, Inc
6,020$553.7K0.0%ETFHighNeedham, MA2026-10-09
Farther Finance Advisors, LLC
5,788$532.4K0.0%IndexLowSan Francisco, CA2026-10-08
KCM Investment Advisors LLC
5,559$511.3K0.0%CoreVery LowGreenbrae, CA2026-10-27
Total Clarity Wealth Management, Inc.
5,444$500.7K0.1%ETFMediumSt. Charles, IL2026-10-26
Vestia Personal Wealth Advisors
5,149$473.6K0.2%ETFMediumFort Wayne, IN2026-10-20
Integrated Advisors Network LLC
4,933$453.8K0.0%GrowthMediumDallas, TX2026-10-20
Paladin Wealth, LLC
4,897$450.5K0.2%CoreLowArden Hills, MN2026-10-23
Kestra Advisory Services, LLC
4,734$435.4K0.0%CoreLowAustin, TX2026-11-02
Allen Mooney & Barnes Investment Advisors LLC
4,700$432.3K0.1%ValueLowThomasville, GA2026-10-08
Cranbrook Wealth Management, LLC
4,493$413.3K0.1%ETFVery LowBloomfield Hills, MI2026-10-28
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
4,291$394.7K0.0%GrowthVery LowSeattle, WA2026-10-27
Gill Capital Partners, LLC
4,232$389.2K0.1%ETFLowDenver, CO2026-10-13
Bright Futures Wealth Management, Llc.
3,894$358.2K0.2%CoreHighWebster, Ny 14580, NY2026-10-23
Tempus Wealth Planning, LLC
3,815$350.9K0.1%ETFMediumIrvine, CA2026-10-14
Sunpointe, LLC
2,994$275.4K0.1%GrowthMediumSt. Louis, MO2026-10-22
3Chopt Investment Partners, LLC
2,932$269.7K0.0%CoreLowRichmond, VA2026-10-30
Redhawk Wealth Advisors, Inc.
2,922$268.8K0.0%ETFHighMinneapolis, MN2026-10-14
Columbia Advisory Partners LLC
2,885$265.4K0.1%ETFMediumSpokane, WA2026-10-15
Diversified Portfolios, Inc.
2,863$263.3K0.0%ETFLowBloomfield Hills, MI2026-11-04
Sentinel Pension Advisors, LLC
2,850$262.1K0.0%ETFLowWakefield, MA2026-11-02
Chris Bulman Inc
2,848$261.9K0.1%ETFLowRoseville, CA2026-10-20
Kingsbury Capital Investment Advisors LLC
2,786$256.3K0.2%GrowthMediumEvanston, IL2026-10-20
HUB Investment Partners, LLC
2,751$253.0K0.0%GrowthLowAustin, TX2026-11-03
Integrity Alliance, Llc.
2,655$244.2K0.0%ETFMediumUrbandale, IA2026-10-29
StoneX Group Inc.
2,581$227.4K0.0%ETFMediumNew York, NY2026-11-03
Sigma Planning Corp
2,410$221.6K0.0%GrowthMediumAnn Arbor, MI2026-10-23
Belvedere Trading LLC
2,406$221.3K0.0%Agg GrowthVery HighChicago, IL2026-11-05
Capital Investment Advisors, LLC
2,404$221.1K0.0%CoreLowAtlanta, GA2026-10-22
Valley Brook Capital Group, Inc.
2,285$210.2K0.1%GrowthVery LowVenetia, PA2026-10-26
Independent Wealth Advisors LLC
2,261$207.9K0.2%ETFLowCary, NC2026-10-27
Meitav Investment House LTD
2,230$202.7K0.0%ETFMediumBene-Beraq, Luxembourg2026-10-28
Rossby Financial, LCC
1,654$152.1K0.0%ETFMediumMelbourne, FL2026-11-05
IFP Advisors, Inc
1,526$140.4K0.0%GrowthLowTampa, FL2026-10-16
Simplex Trading, LLC
1,484$136.5K0.0%CoreVery HighChicago, IL2026-11-04
Evolution Wealth Management Inc.
1,368$125.8K0.1%ETFMediumFort Myers, FL2026-10-28
Blue Trust, Inc.
1,246$114.6K0.0%ETFLowBrentwood, TN2026-10-15
Spire Wealth Management
1,231$113.2K0.0%GrowthMediumMclean, VA2026-10-30
Cassaday & Co Wealth Management LLC
1,178$108.4K0.0%ETFVery LowMclean, VA2026-10-27
POM Investment Strategies, LLC
1,095$100.7K0.1%ETFVery HighRaleigh, NC2026-10-20
Signature Equity Partners, LLC
892$82.0K0.0%GrowthMediumColumbus, OH2026-10-29
EverSource Wealth Advisors, LLC
696$64.0K0.0%CoreMediumBirmingham, AL2026-11-04
Creative Financial Designs Inc
689$63.4K0.0%ETFMediumKokomo, IN2026-11-04
Parallel Advisors, LLC
634$58.3K0.0%IndexLowSan Francisco, CA2026-11-03
Evermay Wealth Management LLC
485$44.6K0.0%ETFLowArlington, VA2026-11-05
Private Trust Co NA
469$43.1K0.0%CoreLowCleveland, OH2026-10-20
Glass Jacobson Investment Advisors llc
442$40.7K0.0%ETFLowOwings Mills, MD2026-10-26
Larson Financial Group LLC
333$30.6K0.0%GrowthLowSt Louis, MO2026-11-05
US Bancorp \de\
330$30.4K0.0%IndexLowMinneapolis, MN2026-11-05
Assetmark, Inc
309$28.4K0.0%ETFLowConcord, CA2026-10-21
Gen-Wealth Partners Inc
261$24.0K0.0%CoreLowZeeland, MI2026-11-04
Financial Consulate, Inc
248$22.8K0.0%ETFLowHunt Valley, MD2026-10-23
Strategic Advocates LLC
246$22.6K0.1%GrowthLowSacramento, CA2026-11-03
Vision Financial Markets LLC
214$20.0K0.0%CoreLowStamford, CT2026-10-22
Triumph Capital Management
203$18.7K0.0%ETFMediumDenver, CO2026-10-14
GK Wealth Management LLC
199$18.3K0.0%GARPVery HighReno, NV2026-10-09
Root Financial Partners, LLC
80$7.4K0.0%ETFMediumEncinitas, CA2026-10-21
Adirondack Trust Co
78$7.2K0.0%GrowthLowSaratoga Springs, NY2026-10-14
Elevated Capital Advisors, LLC
31$2.8K0.0%ETFMediumSandy, UT2026-11-04
Reap Financial Group, LLC
24$2.2K0.0%ETFLowAustin, TX2026-11-02
Signaturefd, LLC
16$1.5K0.0%IndexLowAtlanta, GA2026-10-23
Bfsg, LLC
15$1.4K0.0%CoreLowIrvine, CA2026-10-30
TD Waterhouse Canada Inc.
12$1.1K0.0%CoreLowToronto, Australia2026-10-16
Plante Moran Financial Advisors, LLC
6$5520.0%ETFVery LowSouthfield, MI2026-11-04