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Upstart Holdings Inc (UPST)

CUSIP: 91680M107 | NYSE | Financial Services · Credit Services | Mid Cap | 1304 institutional holders

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Beneficial Ownership — 13D / 13G

Full history →

5%+ stakes reported outside the quarterly cycle. A 13D is due within five business days of the event below, so these figures lead the holders table until the filer's next 13F catches up to them.

HolderShares% of ClassChangeEvent Datevs 13F
13G/AJericho Capital Asset Management L.P.00.0%No shares heldMar 31, 2026No 13F filer matched
13G/AJericho Capital Asset Management L.P.0
0.0% of class · Mar 31, 2026No shares held
No 13F filer matched

Institutional Holders — Q3 2026

Halter Ferguson Financial Inc.1,416,483
5.6% of portfolio›$32.6M
Citigroup Inc904,882
0.0% of portfolio›$20.8M
Dimensional Fund Advisors LP883,743
0.0% of portfolio›$20.3M
Imc-Chicago, LLC219,548
0.0% of portfolio›$5.0M
Maxi Investments CY Ltd193,400
0.0% of portfolio›$4.4K
SBI Securities Co., Ltd.126,246
0.1% of portfolio›$2.9M
Fulcrum Asset Management LLP95,973
0.1% of portfolio›$2.2M
Bank Julius Baer & Co. Ltd, Zurich85,480
0.0% of portfolio›$2.0M
Manchester Capital Management LLC63,072
0.2% of portfolio›$1.5M
TCI Wealth Advisors, Inc.56,565
0.1% of portfolio›$1.3M
Commonwealth Equity Services, LLC55,297
0.0% of portfolio›$1.3M
Portman Square Capital LLP45,226
0.1% of portfolio›$1.0M
CenterBook Partners LP42,561
0.0% of portfolio›$978.5K
State of New Jersey Common Pension Fund D40,641
0.0% of portfolio›$934.3K
Creative Planning40,008
0.0% of portfolio›$919.8K
Apollon Wealth Management, LLC32,995
0.0% of portfolio›$758.6K
Gemmer Asset Management LLC29,707
0.0% of portfolio›$683.0K
Kestra Advisory Services, LLC29,284
0.0% of portfolio›$673.2K
Perigon Wealth Management, LLC27,899
0.0% of portfolio›$641.4K
International Assets Investment Management, LLC27,170
0.0% of portfolio›$623.6K
J. Safra Sarasin Holding AG26,173
0.0% of portfolio›$601.7K
Sepio Capital, LP24,300
0.0% of portfolio›$558.7K
Bailard, Inc.23,910
0.0% of portfolio›$549.7K
Arizona State Retirement System23,586
0.0% of portfolio›$542.2K
Leonteq Securities AG21,975
0.0% of portfolio›$505.2K
Vontobel Holding Ltd.17,469
0.0% of portfolio›$401.6K
Prospera Financial Services Inc15,580
0.0% of portfolio›$358.6K
Kercheville Advisors, LLC15,000
0.1% of portfolio›$344.9K
HUB Investment Partners, LLC14,905
0.0% of portfolio›$342.7K
Wealth Enhancement Advisory Services, LLC14,475
0.0% of portfolio›$350.1K
Pictet Asset Management Holding SA12,984
0.0% of portfolio›$298.5K
Royal Fund Management, LLC12,140
0.0% of portfolio›$279.1K
Virginia Retirement Systems ET Al12,000
0.0% of portfolio›$275.9K
ProShare Advisors LLC10,744
0.0% of portfolio›$247.0K
WMG Financial Advisors, LLC10,327
0.1% of portfolio›$365.9K
Principal Financial Group Inc9,886
0.0% of portfolio›$227.3K
Prime Capital Investment Advisors, LLC8,942
0.0% of portfolio›$205.6K
Mitsubishi UFJ Asset Management Co., Ltd.7,893
0.0% of portfolio›$181.5K
Bayforest Capital Ltd5,790
0.2% of portfolio›$133.1K
Nfsg Corp4,985
0.0% of portfolio›$114.6K
Farther Finance Advisors, LLC4,307
0.0% of portfolio›$99.0K
DekaBank Deutsche Girozentrale3,767
0.0% of portfolio›$87
KBC Group NV3,510
0.0% of portfolio›$81
Sterling Capital Management LLC2,824
0.0% of portfolio›$64.9K
Nisa Investment Advisors, LLC2,772
0.0% of portfolio›$63.7K
Westside Investment Management, Inc.2,400
0.0% of portfolio›$54.9K
Gamma Investing LLC2,350
0.0% of portfolio›$54.0K
Asset Management One Co., Ltd.1,790
0.0% of portfolio›$41.2K
Rakuten Securities, Inc.1,706
0.0% of portfolio›$39.2K
Parallel Advisors, LLC1,656
0.0% of portfolio›$38.1K
Compagnie Lombard Odier SCmA1,300
0.0% of portfolio›$29.9K
Signaturefd, LLC1,182
0.0% of portfolio›$27.2K
Holos Integrated Wealth LLC1,141
0.0% of portfolio›$26.5K
Versant Capital Management, Inc1,124
0.0% of portfolio›$25.8K
Caitong International Asset Management Co., Ltd1,112
0.0% of portfolio›$25.6K
Fortitude Family Office, LLC949
0.0% of portfolio›$21.8K
EverSource Wealth Advisors, LLC749
0.0% of portfolio›$17.2K
Heritage Family Offices, LLP621
0.0% of portfolio›$14.3K
IFP Advisors, Inc579
0.0% of portfolio›$13.3K
Y.D. More Investments Ltd370
0.0% of portfolio›$8.5K
Plante Moran Financial Advisors, LLC357
0.0% of portfolio›$8.2K
Nova Financial LLC357
0.0% of portfolio›$8.2K
Larson Financial Group LLC354
0.0% of portfolio›$8.1K
Rosenberg Matthew Hamilton300
0.0% of portfolio›$6.9K
Covestor Ltd246
0.0% of portfolio›$6
MassMutual Private Wealth & Trust, FSB204
0.0% of portfolio›$4.7K
Latitude Advisors, LLC200
0.0% of portfolio›$4.6K
Wilmington Savings Fund Society, FSB200
0.0% of portfolio›$4.6K
Triumph Capital Management200
0.0% of portfolio›$4.6K
City State Bank200
0.0% of portfolio›$4.6K
Essential Partners LLC174
0.0% of portfolio›$4.0K
True Wealth Design, LLC171
0.0% of portfolio›$3.9K
Parkside Financial Bank & Trust162
0.0% of portfolio›$3.7K
Root Financial Partners, LLC152
0.0% of portfolio›$3.5K
Adirondack Trust Co150
0.0% of portfolio›$3.4K
Ascentis Independent Advisors125
0.0% of portfolio›$2.9K
POM Investment Strategies, LLC105
0.0% of portfolio›$2.4K
Main Street Group, LTD100
0.0% of portfolio›$2.3K
Rossby Financial, LCC100
0.0% of portfolio›$2.3K
GK Wealth Management LLC100
0.0% of portfolio›$2.3K
Cedar Mountain Advisors, LLC100
0.0% of portfolio›$2.3K
Spire Wealth Management100
0.0% of portfolio›$2.3K
Clark Wealth Partners96
0.0% of portfolio›$2.2K
TD Waterhouse Canada Inc.76
0.0% of portfolio›$1.7K
Key Capital Management, Inc76
0.0% of portfolio›$1.7K
Physician Wealth Advisors, Inc.76
0.0% of portfolio›$1.7K
Avion Wealth73
0.0% of portfolio›$1
Pinnacle Wealth Planning Services, Inc.56
0.0% of portfolio›$1.3K
Wolverine Asset Management LLC53
0.0% of portfolio›$1.2K
William Mack & Associates, Inc.50
0.0% of portfolio›$1.2K
Balance Wealth Partners LLC46
0.0% of portfolio›$1.1K
Bare Financial Services, Inc43
0.0% of portfolio›$989
Nvwm, LLC43
0.0% of portfolio›$989
Elevation Wealth Partners, LLC41
0.0% of portfolio›$943
PayPay Securities Corp40
0.0% of portfolio›$920
Ascentis Wealth Management, LLC35
0.0% of portfolio›$804
Retirement Wealth Solutions LLC34
0.0% of portfolio›$782
James T. Borello RIA31
0.0% of portfolio›$713
Bell Investment Advisors, Inc29
0.0% of portfolio›$667
Hilton Head Capital Partners, LLC25
0.0% of portfolio›$575
Silver Grove Financial Group, Inc.21
0.0% of portfolio›$483
SJS Investment Consulting Inc.21
0.0% of portfolio›$483
CoreCap Advisors, LLC20
0.0% of portfolio›$460
Planning Strategies Inc.18
0.0% of portfolio›$414
Sawyer & Company, Inc17
0.0% of portfolio›$391
Capital Advisors, Ltd. LLC13
0.0% of portfolio›$0
Assetmark, Inc12
0.0% of portfolio›$276
Fairscale Capital, LLC12
0.0% of portfolio›$276
Jnba Financial Advisors10
0.0% of portfolio›$230
Asset Dedication, LLC8
0.0% of portfolio›$184
Signature Equity Partners, LLC8
0.0% of portfolio›$184
Mcdonald Partners LLC6
0.0% of portfolio›$138
Provenance Wealth Advisors, LLC6
0.0% of portfolio›$138
Glass Jacobson Investment Advisors llc4
0.0% of portfolio›$92
Investors Research Corp4
0.0% of portfolio›$92
Monetary Solutions, Ltd4
0.0% of portfolio›$92
WPG Advisers, LLC2
0.0% of portfolio›$46
GHP Investment Advisors, Inc.1
0.0% of portfolio›$23
DiNuzzo Private Wealth, Inc.1
0.0% of portfolio›$23
Hughes Financial Services, LLC1
0.0% of portfolio›$25
JFS Wealth Advisors, LLC1
0.0% of portfolio›$23
StyleTurnoverLocationFiled
Halter Ferguson Financial Inc.
1,416,483$32.6M5.6%Agg GrowthMediumCarmel, IN2026-10-21
Citigroup Inc
904,882$20.8M0.0%CoreMediumNew York, NY2026-11-04
Dimensional Fund Advisors LP
883,743$20.3M0.0%IndexLowAustin, TX2026-11-04
Imc-Chicago, LLC
219,548$5.0M0.0%GARPVery HighChicago, IL2026-11-05
Maxi Investments CY Ltd
193,400$4.4K0.0%GrowthVery HighLimassol, Georgia2026-10-26
SBI Securities Co., Ltd.
126,246$2.9M0.1%Agg GrowthLowTokyo, Mexico2026-10-22
Fulcrum Asset Management LLP
95,973$2.2M0.1%CoreMediumLondon, United Kingdom2026-11-04
Bank Julius Baer & Co. Ltd, Zurich
85,480$2.0M0.0%GrowthMediumZurich, Switzerland2026-10-29
Manchester Capital Management LLC
63,072$1.5M0.2%CoreLowManchester, VT2026-10-22
TCI Wealth Advisors, Inc.
56,565$1.3M0.1%ETFLowTucson, AZ2026-10-30
Commonwealth Equity Services, LLC
55,297$1.3M0.0%ETFLowWaltham, MA2026-11-02
Portman Square Capital LLP
45,226$1.0M0.1%GARPHighLondon, United Kingdom2026-10-15
CenterBook Partners LP
42,561$978.5K0.0%ValueVery HighGreenwich, CT2026-11-02
State of New Jersey Common Pension Fund D
40,641$934.3K0.0%CoreLowTrenton, NJ2026-11-05
Creative Planning
40,008$919.8K0.0%IndexVery LowOverland Park, KS2026-11-02
Apollon Wealth Management, LLC
32,995$758.6K0.0%GrowthLowMount Pleasant, SC2026-10-23
Gemmer Asset Management LLC
29,707$683.0K0.0%ETFLowWalnut Creek, CA2026-10-16
Kestra Advisory Services, LLC
29,284$673.2K0.0%CoreLowAustin, TX2026-11-02
Perigon Wealth Management, LLC
27,899$641.4K0.0%GrowthLowSan Francisco, CA2026-10-22
International Assets Investment Management, LLC
27,170$623.6K0.0%CoreVery HighOrlando, FL2026-11-02
J. Safra Sarasin Holding AG
26,173$601.7K0.0%CoreMediumBasel, Switzerland2026-10-26
Sepio Capital, LP
24,300$558.7K0.0%ETFLowSalt Lake City, UT2026-10-22
Bailard, Inc.
23,910$549.7K0.0%GrowthMediumFoster City, CA2026-10-13
Arizona State Retirement System
23,586$542.2K0.0%IndexVery LowPhoenix, AZ2026-11-03
Leonteq Securities AG
21,975$505.2K0.0%CoreHighZurich, Switzerland2026-10-29
Vontobel Holding Ltd.
17,469$401.6K0.0%CoreMediumZurich, Switzerland2026-10-16
Prospera Financial Services Inc
15,580$358.6K0.0%CoreMediumDallas, TX2026-11-04
Kercheville Advisors, LLC
15,000$344.9K0.1%GrowthMediumSan Antonio, TX2026-10-19
HUB Investment Partners, LLC
14,905$342.7K0.0%GrowthLowAustin, TX2026-11-03
Wealth Enhancement Advisory Services, LLC
14,475$350.1K0.0%CoreLowPlymouth, MN2026-10-13
Pictet Asset Management Holding SA
12,984$298.5K0.0%GrowthMediumCarouge, Switzerland2026-11-03
Royal Fund Management, LLC
12,140$279.1K0.0%GrowthMediumLady Lake, FL2026-10-22
Virginia Retirement Systems ET Al
12,000$275.9K0.0%CoreMediumRichmond, VA2026-10-28
ProShare Advisors LLC
10,744$247.0K0.0%GrowthLowBethesda, MD2026-10-29
WMG Financial Advisors, LLC
10,327$365.9K0.1%ETFLowKnoxville, TN2026-10-28
Principal Financial Group Inc
9,886$227.3K0.0%CoreLowDes Moines, IA2026-11-02
Prime Capital Investment Advisors, LLC
8,942$205.6K0.0%ETFLowOverland Park, KS2026-10-20
Mitsubishi UFJ Asset Management Co., Ltd.
7,893$181.5K0.0%IndexVery LowTokyo, Mexico2026-11-05
Bayforest Capital Ltd
5,790$133.1K0.2%Deep ValueVery HighLondon, United Kingdom2026-11-03
Nfsg Corp
4,985$114.6K0.0%Agg GrowthMediumBoca Raton, FL2026-10-15
Farther Finance Advisors, LLC
4,307$99.0K0.0%IndexLowSan Francisco, CA2026-10-08
DekaBank Deutsche Girozentrale
3,767$870.0%CoreLowFrankfurt, Hong Kong2026-10-27
KBC Group NV
3,510$810.0%CoreMediumBrussels, Czech Republic2026-10-22
Sterling Capital Management LLC
2,824$64.9K0.0%GARPMediumCharlotte, NC2026-10-22
Nisa Investment Advisors, LLC
2,772$63.7K0.0%IndexVery LowSt. Louis, MO2026-10-20
Westside Investment Management, Inc.
2,400$54.9K0.0%GrowthLowSanta Monica, CA2026-11-02
Gamma Investing LLC
2,350$54.0K0.0%IndexVery LowFoster City, CA2026-10-08
Asset Management One Co., Ltd.
1,790$41.2K0.0%IndexVery LowTokyo, Mexico2026-10-27
Rakuten Securities, Inc.
1,706$39.2K0.0%Agg GrowthHighTokyo, Mexico2026-11-02
Parallel Advisors, LLC
1,656$38.1K0.0%IndexLowSan Francisco, CA2026-11-03
Compagnie Lombard Odier SCmA
1,300$29.9K0.0%GrowthMedium1204 Geneva, Switzerland2026-11-04
Signaturefd, LLC
1,182$27.2K0.0%IndexLowAtlanta, GA2026-10-23
Holos Integrated Wealth LLC
1,141$26.5K0.0%ETFLowKennett Square, PA2026-10-23
Versant Capital Management, Inc
1,124$25.8K0.0%GARPLowPhoenix, AZ2026-10-02
Caitong International Asset Management Co., Ltd
1,112$25.6K0.0%GrowthVery HighHong Kong, South Korea2026-10-29
Fortitude Family Office, LLC
949$21.8K0.0%ETFMediumScottsdale, AZ2026-10-14
EverSource Wealth Advisors, LLC
749$17.2K0.0%CoreMediumBirmingham, AL2026-11-04
Heritage Family Offices, LLP
621$14.3K0.0%GrowthHighScottsdale, AZ2026-11-02
IFP Advisors, Inc
579$13.3K0.0%GrowthLowTampa, FL2026-10-16
Y.D. More Investments Ltd
370$8.5K0.0%Agg GrowthMediumRamat Gan, Luxembourg2026-11-02
Plante Moran Financial Advisors, LLC
357$8.2K0.0%ETFVery LowSouthfield, MI2026-11-04
Nova Financial LLC
357$8.2K0.0%N/AN/ATucson, AZ2026-11-04
Larson Financial Group LLC
354$8.1K0.0%GrowthLowSt Louis, MO2026-11-05
Rosenberg Matthew Hamilton
300$6.9K0.0%ETFVery LowGrand Junction, CO2026-10-05
Covestor Ltd
246$60.0%ValueHighLondon, United Kingdom2026-10-30
MassMutual Private Wealth & Trust, FSB
204$4.7K0.0%CoreLowSpringfield, MA2026-10-05
Latitude Advisors, LLC
200$4.6K0.0%ETFLowYorkville, IL2026-10-27
Wilmington Savings Fund Society, FSB
200$4.6K0.0%CoreLowWilmington, DE2026-10-23
Triumph Capital Management
200$4.6K0.0%ETFMediumDenver, CO2026-10-14
City State Bank
200$4.6K0.0%GrowthVery LowNorwalk, IA2026-10-20
Essential Partners LLC
174$4.0K0.0%ValueMediumRancho Santa Fe, CA2026-10-14
True Wealth Design, LLC
171$3.9K0.0%ETFMediumAkron, OH2026-10-13
Parkside Financial Bank & Trust
162$3.7K0.0%CoreVery LowSaint Louis, MO2026-10-27
Root Financial Partners, LLC
152$3.5K0.0%ETFMediumEncinitas, CA2026-10-21
Adirondack Trust Co
150$3.4K0.0%GrowthLowSaratoga Springs, NY2026-10-14
Ascentis Independent Advisors
125$2.9K0.0%ETFLowDallas, TX2026-11-03
POM Investment Strategies, LLC
105$2.4K0.0%ETFVery HighRaleigh, NC2026-10-20
Main Street Group, LTD
100$2.3K0.0%ETFMediumGlen Allen, VA2026-10-28
Rossby Financial, LCC
100$2.3K0.0%ETFMediumMelbourne, FL2026-11-05
GK Wealth Management LLC
100$2.3K0.0%GARPVery HighReno, NV2026-10-09
Cedar Mountain Advisors, LLC
100$2.3K0.0%ETFVery LowLake Oswego, OR2026-10-15
Spire Wealth Management
100$2.3K0.0%GrowthMediumMclean, VA2026-10-30
Clark Wealth Partners
96$2.2K0.0%ETFVery LowO'Fallon, IL2026-10-19
TD Waterhouse Canada Inc.
76$1.7K0.0%CoreLowToronto, Australia2026-10-16
Key Capital Management, Inc
76$1.7K0.0%ETFMediumHendersonville, Tn 37075, TN2026-11-03
Physician Wealth Advisors, Inc.
76$1.7K0.0%ETFMediumMidvale, UT2026-10-20
Avion Wealth
73$10.0%ETFLowThe Woodlands, TX2026-11-04
Pinnacle Wealth Planning Services, Inc.
56$1.3K0.0%GARPLowMansfield, OH2026-10-27
Wolverine Asset Management LLC
53$1.2K0.0%Deep ValueVery HighChicago, IL2026-11-02
William Mack & Associates, Inc.
50$1.2K0.0%ETFLowTroy, MI2026-10-27
Balance Wealth Partners LLC
46$1.1K0.0%ETFMediumWorthington, OH2026-10-27
Bare Financial Services, Inc
43$9890.0%ETFVery LowGap, PA2026-11-04
Nvwm, LLC
43$9890.0%GrowthMediumYardley, PA2026-10-14
Elevation Wealth Partners, LLC
41$9430.0%ETFLowWalnut Creek, CA2026-10-07
PayPay Securities Corp
40$9200.0%CoreMediumTokyo, Mexico2026-10-27
Ascentis Wealth Management, LLC
35$8040.0%Agg GrowthLowDallas, TX2026-11-03
Retirement Wealth Solutions LLC
34$7820.0%ETFLowMarshfield, WI2026-10-07
James T. Borello RIA
31$7130.0%ETFVery LowEast Dundee, IL2026-10-16
Bell Investment Advisors, Inc
29$6670.0%ETFVery LowOrinda, CA2026-10-29
Hilton Head Capital Partners, LLC
25$5750.0%CoreMediumHilton Head Island, SC2026-10-23
Silver Grove Financial Group, Inc.
21$4830.0%CoreMediumOrchard Park, NY2026-11-05
SJS Investment Consulting Inc.
21$4830.0%ETFVery LowSylvania, OH2026-10-26
CoreCap Advisors, LLC
20$4600.0%ETFMediumSouthfield, MI2026-10-08
Planning Strategies Inc.
18$4140.0%ETFN/ALancaster, PA2026-10-02
Sawyer & Company, Inc
17$3910.0%GrowthLowBoston, MA2026-10-21
Capital Advisors, Ltd. LLC
13$00.0%ETFLowShaker Heights, OH2026-10-27
Assetmark, Inc
12$2760.0%ETFLowConcord, CA2026-10-21
Fairscale Capital, LLC
12$2760.0%GrowthVery LowNashua, NH2026-11-04
Jnba Financial Advisors
10$2300.0%ETFMediumBloomington, MN2026-11-03
Asset Dedication, LLC
8$1840.0%ETFLowSan Francisco, CA2026-11-03
Signature Equity Partners, LLC
8$1840.0%GrowthMediumColumbus, OH2026-10-29
Mcdonald Partners LLC
6$1380.0%CoreLowCleveland, OH2026-11-03
Provenance Wealth Advisors, LLC
6$1380.0%ETFLowFort Lauderdale, FL2026-10-30
Glass Jacobson Investment Advisors llc
4$920.0%ETFLowOwings Mills, MD2026-10-26
Investors Research Corp
4$920.0%ETFLowAtlanta, GA2026-10-07
Monetary Solutions, Ltd
4$920.0%ETFVery LowDayton, OH2026-10-22
WPG Advisers, LLC
2$460.0%CoreLowBaltimore, MD2026-10-27
GHP Investment Advisors, Inc.
1$230.0%CoreVery LowDenver, CO2026-10-15
DiNuzzo Private Wealth, Inc.
1$230.0%ETFLowBeaver, PA2026-10-16
Hughes Financial Services, LLC
1$250.0%ETFLowHerndon, VA2026-10-30
JFS Wealth Advisors, LLC
1$230.0%ETFVery LowHermitage, PA2026-11-03