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CC Neuberger Principal Hldng

CUSIP: G1992Y114 | 86 institutional holders

Quarters

Q4 2020Q3 2020Q2 2020
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Institutional Holders — Q4 2020

Alpine Global Management, LLC2,758,234
0.2% of portfolio›$29.9K
Millennium Management LLC1,945,794
0.0% of portfolio›$21.1K
LH Capital Markets, LLC1,850,000
1.6% of portfolio›$20.1K
Westchester Capital Management, LLC1,295,961
0.2% of portfolio›$14.0K
Manufacturers Life Insurance Company, the1,157,337
0.0% of portfolio›$12.5K
BlueCrest Capital Management Ltd1,150,000
0.1% of portfolio›$12.5K
Glazer Capital, LLC1,075,183
0.4% of portfolio›$11.7K
Magnetar Financial LLC1,044,237
0.0% of portfolio›$11.3K
Empyrean Capital Partners, LP1,000,000
0.0% of portfolio›$10.8K
Castle Creek Arbitrage, LLC987,568
0.7% of portfolio›$10.7K
Sycomore Asset Management962,585
0.0% of portfolio›$10.4K
Altai Capital Management, L.P.957,800
13.9% of portfolio›$10.4K
Adage Capital Partners GP, L.L.C.850,000
0.0% of portfolio›$9.2K
Kepos Capital LP835,600
0.6% of portfolio›$9.1K
Maven Securities LTD721,750
0.0% of portfolio›$7.9K
TIG Advisors, LLC564,438
0.1% of portfolio›$6.1K
EJF Capital LP504,959
0.0% of portfolio›$5.5K
Northern Right Capital Management, L.P.449,999
0.0% of portfolio›$4.9K
Putnam Investments LLC357,844
0.0% of portfolio›$3.9K
Omni Partners LLP341,252
0.2% of portfolio›$3.7K
Fort Baker Capital Management LP317,510
1.3% of portfolio›$3.3K
FNY Investment Advisers, LLC287,000
0.0% of portfolio›$3.1K
Bardin Hill Management Partners LP283,033
0.0% of portfolio›$3.1K
Governors Lane LP239,675
0.0% of portfolio›$2.6K
Rivernorth Capital Management, LLC238,335
0.0% of portfolio›$2.6K
Beryl Capital Management LLC231,318
0.2% of portfolio›$2.5K
Shay Capital LLC207,500
0.0% of portfolio›$2.2K
Royce & Associates LP184,200
0.0% of portfolio›$2.0K
Inherent Group, LP174,939
0.0% of portfolio›$1.9K
Healthcare of Ontario Pension Plan Trust Fund149,998
0.0% of portfolio›$1.6K
Aristeia Capital, L.L.C.147,453
0.0% of portfolio›$1.6K
Gagnon Securities LLC141,702
0.0% of portfolio›$1.5K
Walleye Capital LLC134,918
0.0% of portfolio›$1.3K
Monashee Investment Management LLC124,997
0.0% of portfolio›$1.4K
Wolverine Asset Management LLC113,075
0.0% of portfolio›$1.2K
Lombard Odier Asset Management (USA) Corp100,000
0.0% of portfolio›$1.1K
Jefferies Group LLC100,000
0.0% of portfolio›$1.1M
Omers Administration Corp99,999
0.0% of portfolio›$1.1K
Gagnon Advisors, LLC94,007
0.0% of portfolio›$1.0K
Coastal Investment Management, L.P.88,900
0.0% of portfolio›$964
Goldman Sachs Group Inc87,188
0.0% of portfolio›$945
Sage Rock Capital Management LP85,500
0.2% of portfolio›$927
J. Goldman & Co LP84,824
0.0% of portfolio›$919
HRT Financial LP77,429
0.0% of portfolio›$839
Water Island Capital LLC75,005
0.0% of portfolio›$709
Deltec Asset Management LLC50,000
0.0% of portfolio›$542
Bluefin Capital Management, LLC49,867
0.0% of portfolio›$541
Citigroup Inc49,653
0.0% of portfolio›$538
Virtu Financial LLC42,768
0.0% of portfolio›$464
Weiss Asset Management LP37,940
0.0% of portfolio›$411
HGC Investment Management Inc.35,717
0.0% of portfolio›$388
Raymond James & Associates33,897
0.0% of portfolio›$367
Cowen and Company, LLC27,000
0.0% of portfolio›$293
Morgan Stanley26,271
0.0% of portfolio›$284
Qube Research & Technologies Ltd21,526
0.0% of portfolio›$233
One68 Global Capital, LLC16,877
0.0% of portfolio›$183
Penserra Capital Management LLC16,275
0.0% of portfolio›$176
Squarepoint Ops LLC12,344
0.0% of portfolio›$134
Berman Capital Advisors, LLC5,000
0.0% of portfolio›$54
Wells Fargo & Company1,000
0.0% of portfolio›$11
Russell Investments Group, Ltd.769
0.0% of portfolio›$8
Howe & Rusling Inc294
0.0% of portfolio›$3
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Alpine Global Management, LLC
2,758,234$29.9K0.2%YieldVery HighNew York, NY2021-02-12
Millennium Management LLC
1,945,794$21.1K0.0%CoreVery HighNew York, NY2021-02-16
LH Capital Markets, LLC
1,850,000$20.1K1.6%N/AN/ANew York, NY2021-02-16
Westchester Capital Management, LLC
1,295,961$14.0K0.2%Deep ValueVery HighValhalla, NY2021-02-12
Manufacturers Life Insurance Company, the
1,157,337$12.5K0.0%GARPMediumToronto, Australia2021-02-12
BlueCrest Capital Management Ltd
1,150,000$12.5K0.1%GrowthHighSt Helier, Venezuela2021-02-16
Glazer Capital, LLC
1,075,183$11.7K0.4%Deep ValueVery HighNew York, NY2021-02-16
Magnetar Financial LLC
1,044,237$11.3K0.0%MomentumHighEvanston, IL2021-02-12
Empyrean Capital Partners, LP
1,000,000$10.8K0.0%Deep ValueHighLos Angeles, CA2021-02-16
Castle Creek Arbitrage, LLC
987,568$10.7K0.7%N/AN/AChicago, IL2021-02-16
Sycomore Asset Management
962,585$10.4K0.0%Agg GrowthLowParis, India2021-02-09
Altai Capital Management, L.P.
957,800$10.4K13.9%Deep ValueVery LowIrvine, CA2021-02-12
Adage Capital Partners GP, L.L.C.
850,000$9.2K0.0%CoreMediumBoston, MA2021-02-16
Kepos Capital LP
835,600$9.1K0.6%ValueVery LowNew York, NY2021-04-13
Maven Securities LTD
721,750$7.9K0.0%CoreVery HighSt Helier, Venezuela2021-02-12
TIG Advisors, LLC
564,438$6.1K0.1%Deep ValueVery HighNew York, NY2021-02-16
EJF Capital LP
504,959$5.5K0.0%Deep ValueMediumArlington, VA2021-02-16
Northern Right Capital Management, L.P.
449,999$4.9K0.0%CoreHighDarien, CT2021-02-16
Putnam Investments LLC
357,844$3.9K0.0%N/AN/ABoston, MA2021-02-16
Omni Partners LLP
341,252$3.7K0.2%N/AN/ALondon, United Kingdom2021-02-16
Fort Baker Capital Management LP
317,510$3.3K1.3%Deep ValueVery HighLarkspur, CA2021-02-19
FNY Investment Advisers, LLC
287,000$3.1K0.0%GrowthVery HighNew York, NY2021-01-19
Bardin Hill Management Partners LP
283,033$3.1K0.0%N/AN/ANew York, NY2021-02-16
Governors Lane LP
239,675$2.6K0.0%ValueHighNew York, NY2021-02-16
Rivernorth Capital Management, LLC
238,335$2.6K0.0%YieldHighWest Palm Beach, FL2021-02-16
Beryl Capital Management LLC
231,318$2.5K0.2%GrowthVery HighRedondo Beach, CA2021-02-16
Shay Capital LLC
207,500$2.2K0.0%GARPVery HighNew York, NY2021-08-13
Royce & Associates LP
184,200$2.0K0.0%ValueMediumNew York, NY2021-02-08
Inherent Group, LP
174,939$1.9K0.0%GrowthVery LowNew York, NY2021-02-16
Healthcare of Ontario Pension Plan Trust Fund
149,998$1.6K0.0%GARPHighToronto, Australia2021-03-01
Aristeia Capital, L.L.C.
147,453$1.6K0.0%GARPHighGreenwich, CT2021-02-16
Gagnon Securities LLC
141,702$1.5K0.0%ValueMediumNew York, NY2021-02-12
Walleye Capital LLC
134,918$1.3K0.0%CoreVery HighNew York, NY2021-02-16
Monashee Investment Management LLC
124,997$1.4K0.0%GARPVery HighBoston, MA2021-02-11
Wolverine Asset Management LLC
113,075$1.2K0.0%Deep ValueVery HighChicago, IL2021-02-12
Lombard Odier Asset Management (USA) Corp
100,000$1.1K0.0%ValueHighNew York, NY2021-02-16
Jefferies Group LLC
100,000$1.1M0.0%N/AN/ANew York, NY2023-09-21
Omers Administration Corp
99,999$1.1K0.0%CoreHighToronto, Australia2021-02-12
Gagnon Advisors, LLC
94,007$1.0K0.0%YieldMediumNew York, NY2021-02-12
Coastal Investment Management, L.P.
88,900$9640.0%N/AN/ALos Angeles, CA2021-02-11
Goldman Sachs Group Inc
87,188$9450.0%CoreMediumNew York, NY2021-02-12
Sage Rock Capital Management LP
85,500$9270.2%GARPMediumNew York, NY2021-02-16
J. Goldman & Co LP
84,824$9190.0%ValueVery HighNew York, NY2021-02-16
HRT Financial LP
77,429$8390.0%GARPVery HighNew York, NY2021-02-16
Water Island Capital LLC
75,005$7090.0%Deep ValueVery HighNew York, NY2021-02-10
Deltec Asset Management LLC
50,000$5420.0%CoreMediumNew York, NY2021-01-20
Bluefin Capital Management, LLC
49,867$5410.0%GrowthHighNew York, NY2021-02-10
Citigroup Inc
49,653$5380.0%CoreMediumNew York, NY2021-02-11
Virtu Financial LLC
42,768$4640.0%GARPVery HighNew York, NY2021-02-24
Weiss Asset Management LP
37,940$4110.0%GrowthVery HighBoston, MA2021-02-12
HGC Investment Management Inc.
35,717$3880.0%GARPVery HighToronto, Australia2021-02-16
Raymond James & Associates
33,897$3670.0%N/AN/ASt Petersburg, FL2021-02-12
Cowen and Company, LLC
27,000$2930.0%N/AN/ANew York, NY2021-02-08
Morgan Stanley
26,271$2840.0%CoreLowNew York, NY2021-02-16
Qube Research & Technologies Ltd
21,526$2330.0%ValueVery HighLondon, United Kingdom2021-02-16
One68 Global Capital, LLC
16,877$1830.0%Deep ValueVery HighNew York, NY2021-02-16
Penserra Capital Management LLC
16,275$1760.0%GrowthMediumOrinda, CA2021-02-12
Squarepoint Ops LLC
12,344$1340.0%GARPVery HighNew York, NY2021-02-16
Berman Capital Advisors, LLC
5,000$540.0%N/AN/AAtlanta, GA2021-02-19
Wells Fargo & Company
1,000$110.0%CoreLowSan Francisco, CA2021-02-09
Russell Investments Group, Ltd.
769$80.0%CoreLowSeattle, WA2021-02-08
Howe & Rusling Inc
294$30.0%CoreLowRochester, NY2021-02-08
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2021-02-02