Newlead Holdings LTD

CUSIP: G64626156 | 14 institutional holders

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Institutional Holders — Q1 2014

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A.R.T. Advisors, LLC37,308

0.0% of portfolio$59

Jane Street Group, LLC31,201

0.0% of portfolio$50

Two Sigma Investments, LP30,252

0.0% of portfolio$48

KCG Holdings, Inc.30,204

0.0% of portfolio$48

Citadel Advisors LLC21,540

0.0% of portfolio$34

Credit Suisse AG/21,248

0.0% of portfolio$34

Capstone Financial Advisors, Inc.10,000

0.0% of portfolio$16

0.0% of portfolio$9

Deutsche Bank Ag\2,326

0.0% of portfolio$3

Tower Research Capital LLC (TRC)990

0.0% of portfolio$2

Citigroup Inc213

0.0% of portfolio$0

Ladenburg Thalmann Financial Services Inc23

0.0% of portfolio$0

Royal Bank of Canada2

0.0% of portfolio$0

Creative Planning1

0.0% of portfolio$0

				Style	Turnover	Location	Filed
A.R.T. Advisors, LLC	37,308	$59	0.0%	N/A	N/A	New York, NY	2014-05-15
Jane Street Group, LLC	31,201	$50	0.0%	Core	Very High	New York, NY	2014-05-15
Two Sigma Investments, LP	30,252	$48	0.0%	Value	High	New York, NY	2014-05-15
KCG Holdings, Inc.	30,204	$48	0.0%	N/A	N/A	Jersey City, NJ	2014-05-15
Citadel Advisors LLC	21,540	$34	0.0%	Core	Very High	Miami, FL	2015-06-26
Credit Suisse AG/	21,248	$34	0.0%	N/A	N/A	Zurich, Switzerland	2014-05-15
Capstone Financial Advisors, Inc.	10,000	$16	0.0%	ETF	Very Low	Downers Grove, IL	2014-05-14
UBS AG	5,469	$9	0.0%	N/A	N/A	Stamford, CT	2014-05-16
Deutsche Bank Ag\	2,326	$3	0.0%	Core	Low	Frankfurt Am Main, Hong Kong	2014-05-15
Tower Research Capital LLC (TRC)	990	$2	0.0%	GARP	Very High	New York, NY	2014-05-02
Citigroup Inc	213	$0	0.0%	Core	Medium	New York, NY	2014-05-15
Ladenburg Thalmann Financial Services Inc	23	$0	0.0%	N/A	N/A	Miami, FL	2014-05-15
Royal Bank of Canada	2	$0	0.0%	Core	Low	Toronto, Australia	2014-05-15
Creative Planning	1	$0	0.0%	Index	Very Low	Overland Park, KS	2014-04-11