Q3 2016 Holdings
Filed 2016-11-14 | 2523 holdings | $497.7M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-17) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHTS | 203668116 | $1 | 73,700 | 0.0% |
| Fieldpoint Petroleum Corp | WARRANT | 316570126 | $1 | 46,200 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COMM STK | 989696109 | $18 | 13,100 | 0.0% |
| Fuel Tech Inc(FTEK) | COMM STK | 359523107 | $19 | 13,700 | 0.0% |
| Galena Biopharma Inc | COMM STK | 363256108 | $21 | 59,906 | 0.0% |
| Biolife Solutions Inc(BLFS) | COMM STK | 09062W204 | $22 | 11,800 | 0.0% |
| Oncogenex Pharmaceuticals in | COMM STK | 68230A106 | $23 | 46,100 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COMM STK | 09776J101 | $24 | 14,200 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COMM STK | 31788H303 | $26 | 15,450 | 0.0% |
| Cytrx Corp | COMM STK | 232828509 | $29 | 49,900 | 0.0% |
| Catalyst Biosciences Inc | COMM STK | 14888D109 | $30 | 24,669 | 0.0% |
| Biolase Inc | COMM STK | 090911108 | $31 | 17,433 | 0.0% |
| Optical Cable Corp(OCC) | COMM STK | 683827208 | $33 | 12,869 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COMM STK | 316570100 | $33 | 59,200 | 0.0% |
| Gulfmark Offshore Inc | COMM STK | 402629208 | $35 | 20,700 | 0.0% |
| Voltari Corp | COMM STK | 92870X309 | $36 | 13,493 | 0.0% |
| Mosys Inc | COMM STK | 619718109 | $38 | 50,700 | 0.0% |
| TEL Instr Electrs Corp(TIKK) | COMM STK | 879165207 | $40 | 10,455 | 0.0% |
| Rubicon Technology Inc | COMM STK | 78112T107 | $42 | 66,600 | 0.0% |
| Voxx Intl Corp | COMM STK | 91829F104 | $43 | 14,364 | 0.0% |
| DLH Hldgs Corp(DLHC) | COMM STK | 23335Q100 | $44 | 10,030 | 0.0% |
| Astrotech Corp | COMM STK | 046484101 | $46 | 27,697 | 0.0% |
| Lightpath Technologies Inc(LPTH) | COMM STK | 532257805 | $48 | 26,100 | 0.0% |
| Qumu Corp | COMM STK | 749063103 | $48 | 20,750 | 0.0% |
| Harte-Hanks Inc | COMM STK | 416196103 | $48 | 29,750 | 0.0% |
| Rentech Inc | COMM STK | 760112201 | $49 | 16,950 | 0.0% |
| Lrad Corp | COMM STK | 50213V109 | $52 | 27,759 | 0.0% |
| Hudson Global Inc | COMM STK | 443787106 | $52 | 33,914 | 0.0% |
| Aptevo Therapeutics Inc | COMM STK | 03835L108 | $53 | 20,540 | 0.0% |
| Summer Infant Inc | COMM STK | 865646103 | $53 | 24,500 | 0.0% |
| Basic Energy Svcs Inc New | COMM STK | 06985P100 | $54 | 64,700 | 0.0% |
| CCA Inds Inc(CAWW)A | COMM STK | 124867102 | $58 | 19,247 | 0.0% |
| Vivus Inc | COMM STK | 928551100 | $58 | 51,000 | 0.0% |
| Mannkind Corp | COMM STK | 56400P201 | $58 | 93,200 | 0.0% |
| Gener8 Maritime Inc | COMM STK | Y26889108 | $60 | 11,754 | 0.0% |
| Navidea Biopharmaceuticals I | COMM STK | 63937X103 | $64 | 70,000 | 0.0% |
| Container Store Group Inc(TCSUSD) | COMM STK | 210751103 | $64 | 12,744 | 0.0% |
| Tetraphase Pharmaceuticals I | COMM STK | 88165N105 | $65 | 16,900 | 0.0% |
| Enzo Biochem Inc(ENZB) | COMM STK | 294100102 | $67 | 13,255 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COMM STK | 76117W109 | $69 | 14,600 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COMM STK | 50575Q102 | $69 | 29,700 | 0.0% |
| Ruby Tuesday Inc | COMM STK | 781182100 | $71 | 28,400 | 0.0% |
| Everi Hldgs Inc(G2C) | COMM STK | 30034T103 | $71 | 28,700 | 0.0% |
| ZIX Corp(ZIXI) | COMM STK | 98974P100 | $71 | 17,300 | 0.0% |
| Internap Corp | COMM STK | 45885A300 | $73 | 44,500 | 0.0% |
| Quantum Corp | COMM STK | 747906204 | $73 | 98,800 | 0.0% |
| Ciber Inc | COMM STK | 17163B102 | $74 | 64,340 | 0.0% |
| I D Systems Inc | COMM STK | 449489103 | $75 | 15,300 | 0.0% |
| Hutchinson Technology Inc | COMM STK | 448407106 | $75 | 18,800 | 0.0% |
| Information Services Group I(III) | COMM STK | 45675Y104 | $75 | 18,686 | 0.0% |