Q4 2019 Holdings
Filed 2020-02-05 | 2882 holdings | $729.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $2 | 11,640 | 0.0% |
| Jason Inds Inc(JASNQ) | COM | 471172106 | $4 | 12,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $5 | 12,379 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $6 | 10,500 | 0.0% |
| Widepoint Corp | COM | 967590100 | $6 | 17,000 | 0.0% |
| Summer Infant Inc | COM | 865646103 | $7 | 30,960 | 0.0% |
| UR Energy Inc(URG) | COM | 91688R108 | $7 | 12,000 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $7 | 23,412 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $7 | 12,400 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $9 | 13,195 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $10 | 11,000 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $10 | 13,570 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $10 | 12,000 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $11 | 18,500 | 0.0% |
| Noble Corp PLC | SHS USD | G65431101 | $12 | 10,550 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $12 | 17,500 | 0.0% |
| Frontier Communications Corp(FTREUR) | COM NEW | 35906A306 | $12 | 14,598 | 0.0% |
| Correvio Pharma Corp | COM | 22026V105 | $12 | 30,766 | 0.0% |
| Canntrust Hldgs Inc(CNTTQ) | COM | 137800207 | $13 | 14,427 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $13 | 11,356 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $14 | 20,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $14 | 15,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $14 | 14,000 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $15 | 15,000 | 0.0% |
| Titan MED Inc | COM NEW | 88830X819 | $15 | 30,485 | 0.0% |
| Isoray Inc | COM | 46489V104 | $15 | 25,284 | 0.0% |
| Scynexis Inc | COM | 811292101 | $16 | 18,350 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $19 | 21,986 | 0.0% |
| Endologix Inc(ELGXEUR) | COM NEW | 29266S304 | $19 | 12,550 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $20 | 17,288 | 0.0% |
| Neos Therapeutics Inc(NEOS) | COM | 64052L106 | $20 | 13,600 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $21 | 10,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $23 | 15,000 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $23 | 11,059 | 0.0% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $24 | 25,000 | 0.0% |
| Fuel Tech Inc(FTEK) | COM | 359523107 | $24 | 25,865 | 0.0% |
| Innodata Inc(INOD) | COM NEW | 457642205 | $25 | 22,200 | 0.0% |
| Adial Pharmaceuticals Inc | COM | 00688A106 | $25 | 10,635 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $26 | 11,035 | 0.0% |
| EMX RTY Corp(EMX) | COM | 26873J107 | $26 | 16,019 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $27 | 30,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $29 | 24,295 | 0.0% |
| HI Crush Inc | COM | 428337109 | $29 | 33,949 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $29 | 11,418 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $30 | 71,325 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $30 | 13,032 | 0.0% |
| Acorda Therapeutics Inc | COM | 00484M106 | $31 | 15,545 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $33 | 94,736 | 0.0% |
| Aquabounty Technologies Inc(ABTUGBX) | COM NEW | 03842K200 | $34 | 15,960 | 0.0% |
| Ribbon Communications Inc(RBBN) | COM | 762544104 | $34 | 11,164 | 0.0% |