Q4 2019 Holdings
Filed 2020-02-05 | 2882 holdings | $729.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $69 | 12,956 | 0.0% |
| Eyepoint Pharmaceuticals Inc | COM | 30233G100 | $70 | 45,221 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $71 | 11,177 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $73 | 11,358 | 0.0% |
| Western Asset High Incm OPP(HIO) | COM | 95766K109 | $73 | 14,399 | 0.0% |
| CVD Equipment Corp(CVV) | COM | 126601103 | $73 | 22,928 | 0.0% |
| Ovid Therapeutics Inc(OVID) | COM | 690469101 | $74 | 17,900 | 0.0% |
| Aeglea Biotherapeutics Inc(AGLEUSD) | COM | 00773J103 | $76 | 10,000 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $76 | 10,426 | 0.0% |
| Deutsche Bank AG | NAMEN AKT | D18190898 | $77 | 10,022 | 0.0% |
| Village Farms Intl Inc(VFF) | COM | 92707Y108 | $77 | 12,415 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $78 | 77,000 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $78 | 13,098 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $82 | 105,931 | 0.0% |
| Wrap Technologies Inc(WRAP) | COM | 98212N107 | $84 | 13,301 | 0.0% |
| Nabriva Therapeutics PLC | SHS | G63637105 | $88 | 67,160 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $88 | 10,978 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $88 | 24,265 | 0.0% |
| Equinox Gold Corp(EQX) | COM | 29446Y502 | $89 | 11,683 | 0.0% |
| Gamestop Corp New(GME) | CL A | 36467W109 | $89 | 14,800 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $90 | 37,190 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $90 | 290,889 | 0.0% |
| Eldorado Gold Corp New(EGO) | COM | 284902509 | $91 | 11,444 | 0.0% |
| XAI Octagon Floatng Rate ALT(XFLT) | COM | 98400T106 | $92 | 11,495 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $93 | 55,482 | 0.0% |
| Dirtt Environmental Solut LT(DRTTF) | COM | 25490H106 | $93 | 28,288 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $95 | 24,097 | 0.0% |
| Sientra Inc | COM | 82621J105 | $99 | 11,100 | 0.0% |
| Kosmos Energy LTD(KOS) | COM | 500688106 | $100 | 17,548 | 0.0% |
| Fncb Bancorp Inc | COM | 302578109 | $100 | 11,903 | 0.0% |
| Timkensteel Corp(MTUS) | COM | 887399103 | $100 | 12,832 | 0.0% |
| One Stop SYS Inc(OSS) | COM | 68247W109 | $101 | 50,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $101 | 16,984 | 0.0% |
| Best Inc(BSTIN) | SPONSORED ADS | 08653C106 | $102 | 18,465 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $102 | 20,645 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $105 | 10,609 | 0.0% |
| Danaos Corporation(DAC) | SHS | Y1968P121 | $106 | 11,630 | 0.0% |
| Archrock Inc(AROC) | COM | 03957W106 | $106 | 10,629 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $107 | 14,445 | 0.0% |
| Invesco High Income 2024 TAR | COM | 46136K105 | $108 | 10,400 | 0.0% |
| Invesco High Income 2023 TAR | COM | 46135X108 | $109 | 10,375 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $109 | 15,363 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $112 | 82,601 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $112 | 30,868 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $112 | 40,420 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $112 | 12,247 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $113 | 18,792 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $113 | 114,000 | 0.0% |
| Allianzgi CON Incm 2024 Targ | COM | 01883H102 | $114 | 11,900 | 0.0% |
| Voxx Intl Corp | CL A | 91829F104 | $114 | 26,144 | 0.0% |