Q4 2021 Holdings
Filed 2022-01-31 | 3643 holdings | $1.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Novabay Pharmaceuticals Inc | COM NEW | 66987P201 | $3 | 10,030 | 0.0% |
| Diffusion Pharmaceuticals in | COM PAR | 253748305 | $3 | 10,143 | 0.0% |
| Almaden Minerals LTD(AAUAF) | COM CL B | 020283305 | $3 | 12,845 | 0.0% |
| Color Star Technology Co LTD | SHS NEW | G2287A100 | $5 | 10,000 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $6 | 12,371 | 0.0% |
| Aileron Therapeutics Inc(ALRNEUR) | COM | 00887A105 | $6 | 10,800 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $6 | 15,960 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $7 | 18,500 | 0.0% |
| Trevena Inc | COM | 89532E109 | $8 | 13,821 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $9 | 18,790 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $9 | 10,000 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $10 | 10,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $10 | 11,000 | 0.0% |
| Isoray Inc | COM | 46489V104 | $10 | 26,284 | 0.0% |
| Valens Semiconductor LTD | *W EXP 09/30/202 | M9607U107 | $11 | 20,200 | 0.0% |
| Hepion Pharmaceuticals Inc | COM | 426897104 | $11 | 10,000 | 0.0% |
| Asensus Surgical Inc(TRXCEUR) | COM | 04367G103 | $11 | 10,747 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $12 | 38,050 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $12 | 16,438 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $13 | 11,392 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $13 | 11,197 | 0.0% |
| Spectrum Pharmaceuticals Inc | COM | 84763A108 | $13 | 10,850 | 0.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $13 | 10,000 | 0.0% |
| Artelo Biosciences Inc | COM NEW | 04301G201 | $14 | 27,470 | 0.0% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $14 | 16,000 | 0.0% |
| CNS Pharmaceuticals Inc | COM | 18978H102 | $14 | 20,000 | 0.0% |
| Mandiant Inc | NOTE 1.625% 6/0 | 31816QAD3 | $14 | 15,000 | 0.0% |
| Glycomimetics Inc(GLYCEUR) | COM | 38000Q102 | $14 | 10,000 | 0.0% |
| Cybin Inc(CYBNEUR) | COM | 23256X100 | $15 | 12,852 | 0.0% |
| Allied Esports Entmt Inc(AGAE) | COM | 019170109 | $17 | 10,425 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $17 | 10,525 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $17 | 45,367 | 0.0% |
| Cocrystal Pharma Inc | COM | 19188J300 | $17 | 26,549 | 0.0% |
| Biolase Inc | COM NEW | 090911207 | $18 | 46,396 | 0.0% |
| Marker Therapeutics Inc | COM | 57055L107 | $19 | 20,465 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $19 | 33,626 | 0.0% |
| Applied Genetic Technologies(2GT) | COM | 03820J100 | $20 | 10,614 | 0.0% |
| Blue Star Foods Corp | COM | 09606H101 | $20 | 12,500 | 0.0% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $20 | 15,000 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $20 | 17,000 | 0.0% |
| Vyne Therapeutics Inc(MNLOUSD) | COM | 92941V209 | $20 | 19,908 | 0.0% |
| Obseva SA | COM | H5861P103 | $20 | 10,284 | 0.0% |
| Second Sight MED Prods Inc | COM NEW | 81362J209 | $20 | 12,625 | 0.0% |
| Forum Energy Technologies in | NOTE 9.000% 8/0 | 34984VAC4 | $20 | 23,000 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $21 | 20,000 | 0.0% |
| Unity Biotechnology Inc | COM | 91381U101 | $21 | 14,618 | 0.0% |
| Liberty Media Corp del | DEB 3.750% 2/1 | 530715AL5 | $21 | 28,137 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $22 | 22,955 | 0.0% |
| Trinity PL Hldgs Inc(TPHS) | COM | 89656D101 | $23 | 12,502 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $23 | 10,079 | 0.0% |