Q1 2014 Holdings
Filed 2014-05-07 | 3955 holdings | $294.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-06) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Homes 4 Rent(AMH) | COMMON | 02665T306 | $33 | 2,000 | 0.0% |
| Exco Resources Inc | COMMON | 269279402 | $33 | 6,155 | 0.0% |
| Grupo Televisa - GDS(TLV) | COMMON | 40049J206 | $33 | 1,000 | 0.0% |
| Fidelity ADV Equity Income | COMMON | 315808204 | $33 | 1,009 | 0.0% |
| PMC - Sierra Inc | COMMON | 69344F106 | $33 | 4,360 | 0.0% |
| John Hancock S/C Equity FD | COMMON | 409905700 | $33 | 970 | 0.0% |
| Brandywine Rlty $1.725 PFD | PREFERRED | 105368609 | $33 | 1,325 | 0.0% |
| Alexandria Real Estate Equit(ARE) | COMMON | 015271109 | $33 | 461 | 0.0% |
| Harris & Harris Group Inc | COMMON | 413833104 | $34 | 10,000 | 0.0% |
| China Petroleum & Chem | ADR | 16941R108 | $34 | 390 | 0.0% |
| Neenah Paper Inc(NP) | COMMON | 640079109 | $34 | 658 | 0.0% |
| Westpac Banking Corp | ADR | 961214301 | $35 | 1,105 | 0.0% |
| Thomson Reuters Corp | COMMON | 884903105 | $35 | 1,030 | 0.0% |
| Arrow Electronics Inc(ARW) | COMMON | 042735100 | $35 | 600 | 0.0% |
| SAN Juan Basin Royalty Trust(SJT) | COMMON | 798241105 | $35 | 2,000 | 0.0% |
| Spirit Aerosystems Hold(S9Q) | COMMON | 848574109 | $35 | 1,260 | 0.0% |
| Fleetmatics Group PLC | COMMON | G35569105 | $36 | 1,100 | 0.0% |
| Community Health Systems Inc(CYH) | COMMON | 203668108 | $36 | 953 | 0.0% |
| Bank of Montreal(BMO) | COMMON | 063671101 | $36 | 550 | 0.0% |
| Rackspace Hosting Inc | COMMON | 750086100 | $36 | 1,126 | 0.0% |
| Clearbridge Energy MLP Fund | COMMON | 184692101 | $36 | 1,361 | 0.0% |
| Westlake Chemical Corp(WLK) | COMMON | 960413102 | $36 | 552 | 0.0% |
| Unwired Planet Inc | COMMON | 91531F103 | $36 | 17,000 | 0.0% |
| NXP Semiconductors N.V.(NXPI) | COMMON | N6596X109 | $36 | 630 | 0.0% |
| Avnet Inc.(AVT) | COMMON | 053807103 | $36 | 774 | 0.0% |
| J C Penney Co. Inc. | COMMON | 708160106 | $36 | 4,345 | 0.0% |
| Intercept Pharmaceuticals Inc(ICPTUSD) | COMMON | 45845P108 | $36 | 110 | 0.0% |
| OGE Energy Corp(OGE) | COMMON | 670837103 | $36 | 1,000 | 0.0% |
| URS Corp | COMMON | 903236107 | $36 | 769 | 0.0% |
| Henkel Kgaa(HENKY) | ADR | 42550U109 | $36 | 362 | 0.0% |
| Rydex Russell Top 50 ETF | COMMON | 78355W205 | $37 | 290 | 0.0% |
| Spdr S&P 600 Small Cap Growth(SLYG) | COMMON | 78464A201 | $37 | 207 | 0.0% |
| Towers Watson and Company CL A | COMMON | 891894107 | $37 | 332 | 0.0% |
| Canadian Imperial(CM) | COMMON | 136069101 | $37 | 440 | 0.0% |
| Plantronics Inc | COMMON | 727493108 | $37 | 835 | 0.0% |
| Royal Bank of Canada(RY) | COMMON | 780087102 | $37 | 580 | 0.0% |
| ENI SPA(E) | ADR | 26874R108 | $37 | 742 | 0.0% |
| Harman International Inds Inc | COMMON | 413086109 | $37 | 350 | 0.0% |
| National Penn Bancshares Inc. | COMMON | 637138108 | $38 | 3,700 | 0.0% |
| Ipath US TSY 10Y Bear | COMMON | 06740L451 | $38 | 1,300 | 0.0% |
| Hickory Tech Corp | COMMON | 429060106 | $38 | 3,000 | 0.0% |
| TC Pipelines LP | PREFERRED | 87233Q108 | $38 | 800 | 0.0% |
| Access Midstream Partners LP | PREFERRED | 00434L109 | $38 | 675 | 0.0% |
| Ocwen Financial Corp | COMMON | 675746309 | $39 | 1,000 | 0.0% |
| Enanta Pharmaceuticals Inc(ENTA) | COMMON | 29251M106 | $39 | 1,000 | 0.0% |
| Southside Bancshares Inc(SBSI) | COMMON | 84470P109 | $39 | 1,273 | 0.0% |
| Assured Guaranty LTD(AGO) | COMMON | G0585R106 | $39 | 1,573 | 0.0% |
| China Unicom ADR | ADR | 16945R104 | $39 | 3,000 | 0.0% |
| Starwood Property Trust Inc(STWD) | COMMON | 85571B105 | $39 | 1,669 | 0.0% |
| American Century Global Growth | COMMON | 025086844 | $39 | 3,236 | 0.0% |