Q4 2016 Holdings
Filed 2017-02-10 | 5932 holdings | $37.0B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-28) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Parnell Pharmaceut Hldgs LTD | SHS | Q73622104 | $14 | 20,140 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $21 | 30,115 | 0.0% |
| Cumulus Media Inc | CL A NEW | 231082603 | $29 | 28,908 | 0.0% |
| Wmih Corp | COM | 92936P100 | $34 | 22,189 | 0.0% |
| Jive Software Inc | COM | 47760A108 | $47 | 10,700 | 0.0% |
| Universal SEC Instrs Inc(UUU) | COM NEW | 913821302 | $58 | 15,800 | 0.0% |
| Transgenomic Inc | COM NEW | 89365K305 | $68 | 250,000 | 0.0% |
| Asterias Biotherapeutics Inc | *W EXP 02/15/201 | 04624N115 | $92 | 168,703 | 0.0% |
| Myos Rens Technology Inc | COM | 62857P108 | $94 | 80,000 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $106 | 21,170 | 0.0% |
| Hugoton RTY TR TEX | UNIT BEN INT | 444717102 | $106 | 50,000 | 0.0% |
| Rait Financial Trust | COM NEW | 749227609 | $108 | 32,000 | 0.0% |
| Servicesource Intl Inc | COM | 81763U100 | $127 | 22,300 | 0.0% |
| Rapid7 Inc(RPD) | COM | 753422104 | $139 | 11,450 | 0.0% |
| Liberty TAX Inc | CL A | 53128T102 | $143 | 10,690 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $144 | 15,697 | 0.0% |
| Celestica Inc(CLSEUR) | SUB VTG SHS | 15101Q108 | $153 | 12,900 | 0.0% |
| Threshold Pharmaceutical Inc | COM NEW | 885807206 | $175 | 397,754 | 0.0% |
| Amber RD Inc(AMBRUSD) | COM | 02318Y108 | $182 | 20,000 | 0.0% |
| Arrhythmia Resh Technology I | COM PAR $0.01 | 042698308 | $187 | 49,200 | 0.0% |
| Tronc Inc | COM | 89703P107 | $204 | 14,693 | 0.0% |
| Schwab Strategic TR(SCHG) | US LCAP GR ETF | 808524300 | $209 | 3,727 | 0.0% |
| Habit Restaurants Inc | COM CL A | 40449J103 | $210 | 12,200 | 0.0% |
| Ishares(EPP) | MSCI PAC JP ETF | 464286665 | $211 | 5,336 | 0.0% |
| Healthsouth Corp | *W EXP 01/17/201 | 421924127 | $212 | 302,900 | 0.0% |
| Schwab Strategic TR(SCHV) | US LCAP VA ETF | 808524409 | $213 | 4,419 | 0.0% |
| White Mtns INS Group LTD(WTM) | COM | G9618E107 | $217 | 260 | 0.0% |
| Telecom Italia S P A New(TIIAY) | SPON ADR ORD | 87927Y102 | $226 | 25,400 | 0.0% |
| Arrow Finl Corp(AROW) | COM | 042744102 | $227 | 5,593 | 0.0% |
| Bravo Brio Restaurant Group | COM | 10567B109 | $228 | 60,000 | 0.0% |
| Jinkosolar Hldg Co LTD(JKS) | SPONSORED ADR | 47759T100 | $233 | 15,300 | 0.0% |
| Ishares TR(IYK) | U.S. CNSM GD ETF | 464287812 | $234 | 2,106 | 0.0% |
| Henry Jack & Assoc Inc(JKHY) | COM | 426281101 | $236 | 2,662 | 0.0% |
| Onvia Inc | COM NEW | 68338T403 | $236 | 52,948 | 0.0% |
| Ishares TR(IYJ) | U.S. INDS ETF | 464287754 | $237 | 1,955 | 0.0% |
| Bemis Inc | COM | 081437105 | $237 | 4,954 | 0.0% |
| Ishares TR(QUAL) | USA QUALITY FCTR | 46432F339 | $238 | 3,451 | 0.0% |
| Ishares TR(IOO) | GLOBAL 100 ETF | 464287572 | $238 | 3,103 | 0.0% |
| Mirna Therapeutics Inc | COM | 60470J103 | $240 | 133,200 | 0.0% |
| Ishares TR(IYC) | U.S. CNSM SV ETF | 464287580 | $242 | 1,605 | 0.0% |
| Schwab Strategic TR(SCHB) | US BRD MKT ETF | 808524102 | $249 | 4,573 | 0.0% |
| Ishares TR(IYH) | US HLTHCARE ETF | 464287762 | $257 | 1,779 | 0.0% |
| Fidelity(FHLC) | MSCI HLTH CARE I | 316092600 | $260 | 7,892 | 0.0% |
| Vanguard World FD(MGK) | MEGA GRWTH IND | 921910816 | $264 | 3,030 | 0.0% |
| Aradigm Corp(ARDMEUR) | COM NO PAR NEW | 038505400 | $270 | 168,740 | 0.0% |
| Permian Basin RTY TR(PBT) | UNIT BEN INT | 714236106 | $270 | 35,000 | 0.0% |
| PHH Corp | COM NEW | 693320202 | $273 | 18,000 | 0.0% |
| Eagle Bancorp Inc MD(EGBN) | COM | 268948106 | $274 | 4,494 | 0.0% |
| Windtree Therapeutics Inc | COM | 97382D105 | $278 | 224,091 | 0.0% |
| Alamo Group Inc(ALG) | COM | 011311107 | $280 | 3,682 | 0.0% |