Q2 2014 Holdings
Filed 2014-08-14 | 3692 holdings | $355.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Blackstone Group L P | PUT | 09253U958 | $3 | 100 | 0.0% |
| Manitowoc Inc | PUT | 563571958 | $3 | 100 | 0.0% |
| Nimble Storage Inc | PUT | 65440R951 | $3 | 100 | 0.0% |
| Mondelez Intl Inc | PUT | 609207955 | $4 | 100 | 0.0% |
| Proshares TR | PUT | 74347R956 | $5 | 300 | 0.0% |
| LAS Vegas Sands Corp | CALL | 517834907 | $7 | 100 | 0.0% |
| Market Vectors ETF TR | PUT | 57060U950 | $8 | 300 | 0.0% |
| Cree Inc | PUT | 225447951 | $9 | 200 | 0.0% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $10 | $10,365 | 0.0% |
| United Technologies Corp | PUT | 913017959 | $11 | 100 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $12 | 10,670 | 0.0% |
| Conns Inc | PUT | 208242957 | $12 | 300 | 0.0% |
| CVS Caremark Corporation | PUT | 126650950 | $15 | 200 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $15 | 10,000 | 0.0% |
| Disney Walt Co | PUT | 254687956 | $17 | 200 | 0.0% |
| American Capital Agency Corp | PUT | 02503X955 | $18 | 800 | 0.0% |
| Yahoo Inc | PUT | 984332956 | $18 | 500 | 0.0% |
| Centurylink Inc | PUT | 156700956 | $20 | 500 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $21 | 10,000 | 0.0% |
| Abbvie Inc | PUT | 00287Y959 | $21 | 400 | 0.0% |
| JPMorgan Chase & Co | PUT | 46625H950 | $23 | 400 | 0.0% |
| Boeing Co | PUT | 097023955 | $24 | 200 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $24 | $24,172 | 0.0% |
| Goodrich Pete Corp | PUT | 382410955 | $25 | 1,300 | 0.0% |
| Jakks PAC Inc | NOTE 4.500%11/0 | 47012EAD8 | $26 | $26,130 | 0.0% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $26 | $25,563 | 0.0% |
| Uranerz Energy Corp | COM | 91688T104 | $26 | 17,425 | 0.0% |
| Edwards Lifesciences Corp | PUT | 28176E958 | $27 | 300 | 0.0% |
| Gilead Sciences Inc | PUT | 375558953 | $27 | 300 | 0.0% |
| Allied Nevada Gold Corp | COM | 019344100 | $28 | 7,500 | 0.0% |
| Sturm Ruger & Co Inc | PUT | 864159958 | $30 | 600 | 0.0% |
| GTX Inc del | COM | 40052B108 | $30 | 22,000 | 0.0% |
| Allied Nevada Gold Corp | PUT | 019344950 | $31 | 10,000 | 0.0% |
| Quicksilver Resources Inc | COM | 74837R104 | $32 | 11,850 | 0.0% |
| American Eagle Outfitters NE | PUT | 02553E956 | $32 | 3,000 | 0.0% |
| Massey Energy Co | NOTE 3.250% 8/0 | 576203AJ2 | $32 | $32,460 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $33 | 11,000 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $34 | 13,254 | 0.0% |
| Discovery Laboratories Inc N | COM NEW | 254668403 | $34 | 19,000 | 0.0% |
| Express Scripts Hldg Co | PUT | 30219G958 | $35 | 500 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $35 | 11,400 | 0.0% |
| 3-D SYS Corp del | PUT | 88554D955 | $35 | 700 | 0.0% |
| Zogenix Inc | COM | 98978L105 | $36 | 18,000 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $38 | 22,000 | 0.0% |
| Quanta Svcs Inc | PUT | 74762E952 | $40 | 1,200 | 0.0% |
| Biolase Inc | COM | 090911108 | $40 | 18,251 | 0.0% |
| Metabolix Inc | COM | 591018809 | $40 | 45,500 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $41 | $40,779 | 0.0% |
| SUN Bancorp Inc | COM | 86663B102 | $41 | 10,177 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $46 | $46,125 | 0.0% |