Q2 2014 Holdings
Filed 2014-08-14 | 3692 holdings | $355.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Tower Corp New | PUT | 03027X950 | $47 | 500 | 0.0% |
| Wright MED Group Inc | NOTE 2.625%12/0 | 98235TAA5 | $49 | $49,061 | 0.0% |
| Vringo Inc | COM | 92911N104 | $51 | 15,000 | 0.0% |
| Dryships Inc | SHS | Y2109Q101 | $52 | 16,250 | 0.0% |
| Interphase Corp | COM | 460593106 | $52 | 12,000 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $54 | 14,455 | 0.0% |
| Alphatec Holdings Inc | COM | 02081G102 | $55 | 33,756 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $58 | 11,500 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $58 | 14,217 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $59 | $58,923 | 0.0% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $60 | $60,000 | 0.0% |
| Oncolytics Biotech Inc | COM | 682310107 | $63 | 49,000 | 0.0% |
| Centrais Eletricas Brasileir(AXIA) | SPONSORED ADR | 15234Q207 | $66 | 22,551 | 0.0% |
| Smart Technologies Inc | CL A SUB VTG S | 83172R108 | $70 | 24,502 | 0.0% |
| The ADT Corporation | PUT | 00101J956 | $70 | 2,000 | 0.0% |
| Endocyte Inc | COM | 29269A102 | $72 | 10,900 | 0.0% |
| Market Vectors ETF TR | PUT | 57060U956 | $72 | 3,000 | 0.0% |
| Arotech Corp | COM NEW | 042682203 | $74 | 16,600 | 0.0% |
| Range RES Corp | PUT | 75281A959 | $76 | 1,000 | 0.0% |
| Lululemon Athletica Inc | PUT | 550021959 | $77 | 2,000 | 0.0% |
| Tearlab Corp | COM | 878193101 | $80 | 16,476 | 0.0% |
| MCG Capital Corp | COM | 58047P107 | $81 | 20,750 | 0.0% |
| Moduslink Global Solutions I | COM | 60786L107 | $83 | 22,302 | 0.0% |
| United Security Bancshares C(UBFO) | COM | 911460103 | $83 | 14,968 | 0.0% |
| Millennial Media Inc | COM | 60040N105 | $84 | 16,850 | 0.0% |
| Goodyear Tire & Rubr Co | PUT | 382550951 | $86 | 3,400 | 0.0% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $89 | 10,265 | 0.0% |
| Farmers Natl Banc Corp(FMNB) | COM | 309627107 | $89 | 11,438 | 0.0% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $89 | 12,900 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $90 | 10,900 | 0.0% |
| Petroquest Energy Inc | COM | 716748108 | $91 | 12,040 | 0.0% |
| Fieldpoint Petroleum Corp(FPPP) | COM | 316570100 | $92 | 16,600 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $95 | $95,457 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $95 | 23,134 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $96 | 11,300 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $96 | 30,813 | 0.0% |
| Emmis Communications Corp | CL A | 291525103 | $97 | 32,350 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $97 | 18,322 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $97 | 11,225 | 0.0% |
| Park Sterling Corp | COM | 70086Y105 | $99 | 15,100 | 0.0% |
| ARC Document Solutions Inc | COM | 00191G103 | $99 | 16,862 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $101 | $101,250 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $102 | 14,039 | 0.0% |
| Mcclatchy Co | CL A | 579489105 | $103 | 18,591 | 0.0% |
| Helios Strategic Income FD I | COM NEW | 42328A203 | $104 | 15,100 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $104 | 11,900 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $105 | $104,528 | 0.0% |
| Cascade Bancorp | COM NEW | 147154207 | $105 | 20,103 | 0.0% |
| Corenergy Infrastructure TR | COM | 21870U205 | $107 | 14,495 | 0.0% |
| Newcastle Invt Corp | COM | 65105M108 | $107 | 22,250 | 0.0% |