Q3 2014 Holdings
Filed 2014-11-13 | 3872 holdings | $406.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Market Vectors ETF TR | PUT | 57060U950 | $5 | 300 | 0.0% |
| Hollyfrontier Corp | PUT | 436106958 | $5 | 100 | 0.0% |
| Cree Inc | PUT | 225447951 | $6 | 200 | 0.0% |
| GTX Inc del | COM | 40052B108 | $7 | 10,000 | 0.0% |
| Astrazeneca PLC | PUT | 046353958 | $7 | 100 | 0.0% |
| Canadian NAT RES LTD | PUT | 136385951 | $7 | 200 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $8 | 10,670 | 0.0% |
| Occidental Pete Corp del | PUT | 674599955 | $9 | 100 | 0.0% |
| American Tower Corp New | PUT | 03027X950 | $10 | 100 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $11 | 10,000 | 0.0% |
| Applied Matls Inc | PUT | 038222955 | $11 | 500 | 0.0% |
| Anheuser Busch Inbev SA | PUT | 03524A958 | $11 | 100 | 0.0% |
| United Technologies Corp | PUT | 913017959 | $11 | 100 | 0.0% |
| Vale S A | PUT | 91912E955 | $12 | 1,200 | 0.0% |
| Stratasys LTD | PUT | M85548951 | $12 | 100 | 0.0% |
| Q2 Hldgs Inc | PUT | 74736L959 | $12 | 800 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $12 | 10,000 | 0.0% |
| Blackstone Group L P | PUT | 09253U958 | $12 | 400 | 0.0% |
| Discover Finl Svcs | PUT | 254709958 | $13 | 200 | 0.0% |
| Stericycle Inc | PUT | 858912958 | $13 | 100 | 0.0% |
| Walter Energy Inc | PUT | 93317Q955 | $14 | 6,000 | 0.0% |
| Vringo Inc | COM | 92911N104 | $14 | 15,000 | 0.0% |
| Nimble Storage Inc | PUT | 65440R951 | $14 | 500 | 0.0% |
| Range RES Corp | PUT | 75281A959 | $14 | 200 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $15 | 13,204 | 0.0% |
| Phillips 66 | PUT | 718546954 | $16 | 200 | 0.0% |
| Yamana Gold Inc | PUT | 98462Y950 | $16 | 4,000 | 0.0% |
| CVS Health Corp | PUT | 126650950 | $17 | 200 | 0.0% |
| Disney Walt Co | PUT | 254687956 | $18 | 200 | 0.0% |
| American Capital Agency Corp | PUT | 02503X955 | $18 | 800 | 0.0% |
| Zogenix Inc | COM | 98978L105 | $18 | 16,000 | 0.0% |
| Uranerz Energy Corp | COM | 91688T104 | $20 | 18,325 | 0.0% |
| CAL Dive Intl Inc del(CDVIQ) | COM | 12802T101 | $21 | 22,000 | 0.0% |
| Gopro Inc | PUT | 38268T953 | $23 | 300 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $24 | 12,500 | 0.0% |
| JPMorgan Chase & Co | PUT | 46625H950 | $24 | 400 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $24 | $23,750 | 0.0% |
| Sturm Ruger & Co Inc | PUT | 864159958 | $25 | 600 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $25 | 11,500 | 0.0% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $25 | $25,250 | 0.0% |
| Boeing Co | PUT | 097023955 | $25 | 200 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 3.125% 5/1 | 19075FAB2 | $27 | $26,813 | 0.0% |
| Oncolytics Biotech Inc | COM | 682310107 | $28 | 49,000 | 0.0% |
| Massey Energy Co | NOTE 3.250% 8/0 | 576203AJ2 | $31 | $30,640 | 0.0% |
| LAS Vegas Sands Corp | PUT | 517834957 | $31 | 500 | 0.0% |
| Discovery Laboratories Inc N | COM NEW | 254668403 | $32 | 17,300 | 0.0% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $32 | $31,850 | 0.0% |
| Gilead Sciences Inc | PUT | 375558953 | $34 | 300 | 0.0% |
| Continental Resources Inc | CALL | 212015901 | $34 | 600 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $36 | 20,000 | 0.0% |