Q3 2014 Holdings
Filed 2014-11-13 | 3872 holdings | $406.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Interphase Corp | COM | 460593106 | $37 | 12,000 | 0.0% |
| Cabelas Inc | PUT | 126804951 | $38 | 800 | 0.0% |
| Abbvie Inc | PUT | 00287Y959 | $38 | 600 | 0.0% |
| Express Scripts Hldg Co | PUT | 30219G958 | $38 | 500 | 0.0% |
| Oncogenex Pharmaceuticals in | COM | 68230A106 | $39 | 14,455 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $40 | $39,663 | 0.0% |
| Metabolix Inc | COM | 591018809 | $41 | 45,500 | 0.0% |
| Dryships Inc | SHS | Y2109Q101 | $42 | 17,110 | 0.0% |
| Rentech Inc | COM | 760112102 | $43 | 25,000 | 0.0% |
| Walter Energy Inc | COM | 93317Q105 | $45 | 19,198 | 0.0% |
| Ishares Silver Trust | PUT | 46428Q959 | $47 | 3,000 | 0.0% |
| Emmis Communications Corp | CL A | 291525103 | $47 | 22,350 | 0.0% |
| Biolase Inc | COM | 090911108 | $47 | 18,751 | 0.0% |
| Market Vectors ETF TR | PUT | 57060U956 | $48 | 2,200 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $48 | 10,900 | 0.0% |
| Wright MED Group Inc | NOTE 2.625%12/0 | 98235TAA5 | $49 | $48,694 | 0.0% |
| Tearlab Corp | COM | 878193101 | $49 | 14,401 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $51 | 21,972 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $51 | 11,900 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $51 | 10,199 | 0.0% |
| Sanchez Energy Corp | PUT | 79970Y955 | $53 | 3,100 | 0.0% |
| Brightcove Inc(BCOVUSD) | COM | 10921T101 | $57 | 10,290 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $57 | 11,969 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $57 | 18,678 | 0.0% |
| Goodrich Pete Corp | PUT | 382410955 | $59 | 7,200 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $60 | 10,475 | 0.0% |
| Agnico Eagle Mines LTD | PUT | 008474958 | $63 | 2,700 | 0.0% |
| General Mtrs Co | PUT | 37045V950 | $63 | 2,000 | 0.0% |
| Blue Earth Inc | COM | 095428108 | $65 | 17,125 | 0.0% |
| Dynamic Matls Corp | PUT | 267888955 | $66 | 3,600 | 0.0% |
| Evryware Global Inc | COM | 300439106 | $66 | 25,000 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $66 | 50,300 | 0.0% |
| Centrais Eletricas Brasileir(AXIA) | SPONSORED ADR | 15234Q207 | $67 | 24,886 | 0.0% |
| Goldcorp Inc New | PUT | 380956959 | $69 | 3,700 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $80 | 59,058 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $81 | $80,944 | 0.0% |
| Petroquest Energy Inc | COM | 716748108 | $81 | 14,420 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $82 | 10,900 | 0.0% |
| Sequenom Inc | COM NEW | 817337405 | $83 | 28,000 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $84 | 23,568 | 0.0% |
| Groupon Inc | COM CL A | 399473107 | $86 | 12,900 | 0.0% |
| Jakks PAC Inc | NOTE 4.500%11/0 | 47012EAD8 | $86 | $86,430 | 0.0% |
| Mueller WTR Prods Inc(MWA) | COM SER A | 624758108 | $87 | 10,458 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $87 | 18,695 | 0.0% |
| Stewardship Finl Corp | COM | 860326107 | $88 | 20,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $89 | 13,340 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $90 | 14,125 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $92 | 12,225 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | SHS CLASS -A - | G0457F107 | $92 | 15,464 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $92 | 18,322 | 0.0% |