Q3 2014 Holdings
Filed 2014-11-13 | 3872 holdings | $406.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mattel Inc | PUT | 577081952 | $93 | 3,000 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $95 | 11,300 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $95 | $94,725 | 0.0% |
| Corenergy Infrastructure TR | COM | 21870U205 | $95 | 12,700 | 0.0% |
| Cascade Bancorp | COM NEW | 147154207 | $97 | 19,265 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $98 | $98,333 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $99 | $98,750 | 0.0% |
| Brookfield High Income FD in | COM | 11272P102 | $99 | 10,521 | 0.0% |
| Park Sterling Corp | COM | 70086Y105 | $99 | 14,945 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $100 | 16,625 | 0.0% |
| Conns Inc | PUT | 208242957 | $102 | 3,300 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $103 | 10,475 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $104 | $103,516 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $104 | 15,400 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $104 | 10,800 | 0.0% |
| New Residential Invt Corp | COM | 64828T102 | $104 | 17,800 | 0.0% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $105 | 15,992 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $105 | 23,400 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $106 | 11,360 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $108 | 12,836 | 0.0% |
| Travelcenters of America LLC | COM | 894174101 | $109 | 11,076 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $111 | 28,968 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $111 | 15,925 | 0.0% |
| Hhgregg Inc(HGGG) | COM | 42833L108 | $114 | 18,000 | 0.0% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $114 | 10,300 | 0.0% |
| Pimco Strategic Income FD in(RCS) | COM | 72200X104 | $115 | 11,652 | 0.0% |
| Alpha & Omega Semiconductor(AOSL) | SHS | G6331P104 | $116 | 12,383 | 0.0% |
| First SEC Group Inc | COM NEW | 336312202 | $119 | 60,966 | 0.0% |
| Futurefuel Corporation(FF) | COM | 36116M106 | $119 | 10,000 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $120 | 14,158 | 0.0% |
| Royal Bancshares PA Inc | CL A | 780081105 | $122 | 75,000 | 0.0% |
| Hampton Roads Bankshares Inc | COM NEW | 409321502 | $124 | 81,281 | 0.0% |
| Momenta Pharmaceuticals Inc(MNTA) | COM | 60877T100 | $126 | 11,114 | 0.0% |
| DCT Industrial Trust Inc | COM | 233153105 | $126 | 16,773 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $127 | 10,416 | 0.0% |
| First Marblehead Corp | COM NEW | 320771207 | $128 | 45,090 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $128 | 17,255 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $129 | 15,400 | 0.0% |
| Intervest Bancshares Corp | COM | 460927106 | $129 | 13,447 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $131 | 11,160 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $131 | 20,710 | 0.0% |
| BlackRock Income OPP Trust I | COM | 092475102 | $132 | 12,775 | 0.0% |
| Pacific Continental Corp | COM | 69412V108 | $136 | 10,545 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $137 | 10,300 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $137 | 17,020 | 0.0% |
| Conns Inc(CN4) | COM | 208242107 | $138 | 4,572 | 0.0% |
| Headwaters Inc | COM | 42210P102 | $140 | 11,172 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $141 | 13,568 | 0.0% |
| United Security Bancshares C(UBFO) | COM | 911460103 | $143 | 25,666 | 0.0% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $143 | $143,000 | 0.0% |