Q4 2015 Holdings
Filed 2016-02-16 | 7175 holdings | $19.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-03-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Transenterix Inc | COM NEW | 89366M201 | $148 | 59,500 | 0.0% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $151 | 12,814 | 0.0% |
| JOY Global IncA | COM | 481165108 | $151 | 11,988 | 0.0% |
| Peabody Energy CorpA | COM NEW | 704549203 | $151 | 19,633 | 0.0% |
| Prospect Capital CorporationA | NOTE 5.875% 1/1 | 74348TAM4 | $152 | $202,200 | 0.0% |
| Apigee Corp | COM | 03765N108 | $154 | 19,200 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $155 | 29,205 | 0.0% |
| Synergy RES CorpA | COM | 87164P103 | $157 | 18,440 | 0.0% |
| First Comwlth Finl Corp PA(FCF) | COM | 319829107 | $157 | 17,308 | 0.0% |
| Apollo Global Mgmt LLCA | CL A SHS | 037612306 | $157 | 10,327 | 0.0% |
| Cushing Renaissance FD | COM | 231647108 | $159 | 11,164 | 0.0% |
| Seachange Intl IncA | COM | 811699107 | $159 | 23,459 | 0.0% |
| Turkcell Iletisim Hizmetleri(TKC)A | SPON ADR NEW | 900111204 | $160 | 18,890 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $161 | 33,850 | 0.0% |
| Howard Bancorp Inc(HBMD) | COM | 442496105 | $163 | 12,333 | 0.0% |
| BRF SA(P5Y) | SPONSORED ADR | 10552T107 | $164 | 11,899 | 0.0% |
| Southcross Energy Partners LA | COM UNIT LTDPT | 84130C100 | $165 | 46,366 | 0.0% |
| Spdr Series Trust(XME) | S&P METALS MNG | 78464A755 | $166 | 11,085 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $166 | 12,700 | 0.0% |
| Finisar Corp(FNSR)A | COM NEW | 31787A507 | $167 | 11,471 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $168 | 10,825 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $169 | 33,320 | 0.0% |
| Callaway Golf Co(CALY)A | COM | 131193104 | $169 | 17,940 | 0.0% |
| Legacy Resvs LPA | UNIT LP INT | 524707304 | $169 | 96,812 | 0.0% |
| Noble Corp PLCA | SHS USD | G65431101 | $172 | 16,295 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $173 | 28,056 | 0.0% |
| Hhgregg Inc(HGGG) | COM | 42833L108 | $173 | 47,253 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $174 | 19,085 | 0.0% |
| BlackRock Muniyield Quality(MQY) | COM | 09254F100 | $174 | 11,000 | 0.0% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $175 | 13,804 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $177 | 16,794 | 0.0% |
| Deutsche High Income Opport | COM | 25158Y102 | $177 | 13,522 | 0.0% |
| Carbo Ceramics Inc(CRREUR) | COM | 140781105 | $178 | 10,340 | 0.0% |
| CAE Inc(CAE)A | COM | 124765108 | $179 | 16,180 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR)A | COM | 46131B100 | $180 | 14,560 | 0.0% |
| Knowles Corp(KN)A | COM | 49926D109 | $181 | 13,508 | 0.0% |
| Novavax Inc | COM | 670002104 | $181 | 21,590 | 0.0% |
| Hertz Global Holdings IncA | COM | 42805T105 | $184 | 12,943 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $185 | 23,973 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $185 | $184,538 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $186 | 16,606 | 0.0% |
| Oncothyreon Inc | COM | 682324108 | $186 | 83,765 | 0.0% |
| Latin Amern Discovery FD Inc | COM | 51828C106 | $186 | 25,031 | 0.0% |
| Proshares TR | ULTRAPRO SH NW14 | 74348A418 | $187 | 10,000 | 0.0% |
| Silver Spring Networks Inc | COM | 82817Q103 | $188 | 13,006 | 0.0% |
| TTM Technologies Inc(TTMI)A | COM | 87305R109 | $188 | 28,814 | 0.0% |
| Western Asset Premier BD FD(WEA) | SHS BEN INT | 957664105 | $188 | 15,470 | 0.0% |
| SLM Corp(SLM)A | COM | 78442P106 | $189 | 28,911 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $190 | 70,000 | 0.0% |
| Diversified Real Asset Inc F | COM SHS | 25533B108 | $191 | 12,303 | 0.0% |