Q1 2016 Holdings
Filed 2016-05-16 | 6917 holdings | $809.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Interphase Corp | COM | 460593106 | $0 | 12,000 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $1 | 18,310 | 0.0% |
| Lpath Inc | COM NEW | 548910306 | $2 | 13,415 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $2 | 58,628 | 0.0% |
| Whiting USA TR II | TR UNIT | 966388100 | $4 | 10,500 | 0.0% |
| Linnco LLC | COMSHS LTD INT | 535782106 | $5 | 13,574 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $7 | $10,000 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $7 | 17,160 | 0.0% |
| Oncolytics Biotech Inc | COM | 682310107 | $8 | 24,500 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $10 | $10,375 | 0.0% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $10 | $10,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $11 | $11,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $11 | $10,000 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $11 | 10,000 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $12 | $12,047 | 0.0% |
| Seventy Seven Energy Inc | COM | 818097107 | $12 | 21,262 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $12 | $30,000 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $13 | 37,989 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $13 | 53,727 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $14 | 13,500 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $14 | $13,000 | 0.0% |
| Quantum Fuel SYS Tech Worldw | COM PAR $0.02 | 74765E307 | $14 | 172,241 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $15 | $15,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $15 | $16,000 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $15 | $14,963 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $15 | $13,000 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $15 | 11,335 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $16 | $19,813 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $17 | $16,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $17 | $17,000 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $17 | 15,212 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $19 | $15,000 | 0.0% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $19 | 25,515 | 0.0% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $20 | $20,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $20 | $20,025 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $20 | 12,925 | 0.0% |
| Goodrich Pete Corp | COM NEW | 382410405 | $21 | 211,780 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $21 | 35,000 | 0.0% |
| Colony Finl Inc | NOTE 3.875% 1/1 | 19624RAB2 | $22 | $24,000 | 0.0% |
| Solazyme Inc | COM | 83415T101 | $22 | 10,800 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $23 | 14,100 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $23 | $22,938 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $23 | $24,853 | 0.0% |
| Bind Therapeutics Inc | COM | 05548N107 | $25 | 11,260 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $25 | $25,000 | 0.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $25 | $25,360 | 0.0% |
| GTX Inc del | COM | 40052B108 | $25 | 50,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $26 | $26,094 | 0.0% |
| Biolase Inc | COM | 090911108 | $26 | 19,526 | 0.0% |