Q2 2016 Holdings
Filed 2016-08-17 | 8226 holdings | $898.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $2 | 10,490 | 0.0% |
| Quantum Fuel SYS Tech Worldw | COM PAR $0.02 | 74765E307 | $2 | 95,832 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $3 | 59,496 | 0.0% |
| Linnco LLC | COM SHS LTD INT | 535782106 | $3 | 31,250 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD) | COM UT LTD PTN | 106776107 | $5 | 42,180 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $6 | 17,160 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $7 | 10,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $9 | $10,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $11 | $11,000 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $11 | $11,250 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $12 | $11,775 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $12 | $10,000 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $14 | 30,100 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $14 | 11,335 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $14 | $13,000 | 0.0% |
| Provectus Biopharmaceuticals(PVCT) | COM | 74373P108 | $14 | 35,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $15 | $13,000 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $16 | 10,000 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $17 | 19,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $17 | $17,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $17 | $16,000 | 0.0% |
| Magnegas Corp | COM NEW | 55939L202 | $18 | 30,000 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $18 | $15,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $18 | $18,000 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $18 | 10,663 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $21 | $20,419 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $21 | 11,127 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $22 | 18,575 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $22 | $24,328 | 0.0% |
| Biolase Inc | COM | 090911108 | $23 | 19,526 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $23 | $24,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $24 | $30,000 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $24 | 14,025 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $24 | $20,000 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR $.0001 N | 15930P404 | $25 | 57,999 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $25 | $25,000 | 0.0% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $25 | $24,547 | 0.0% |
| Golden Ocean Group LTD | SHS | G39637106 | $26 | 37,979 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $27 | 25,601 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $27 | $26,531 | 0.0% |
| GTX Inc del | COM | 40052B108 | $28 | 50,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $28 | $30,000 | 0.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $28 | $25,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $29 | $26,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $29 | 26,000 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $30 | 35,000 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM NEW | 890260201 | $30 | 15,050 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $31 | $29,688 | 0.0% |
| Terravia Hldgs Inc | COM | 88105A106 | $32 | 12,000 | 0.0% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $33 | 29,000 | 0.0% |